Mar 4, 2022

Genevieve Mar of Berthel, Fisher & Company Financial Services, Inc

DID GENEVIEVE GARCIA MAR CAUSE YOU INVESTMENT LOSSES? Genevieve Garcia Mar with Berthel, Fisher & Company Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Genevieve G. Mar with Berthel, Fisher & Company Financial Services, Inc.? Genevieve Mar (CRD #2744037) who is currently registered with Berthel, Fisher & Company Financial Services, Inc. and located in Northbrook, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Berthel, Fisher & Company Financial Services, Inc., Genevieve Mar was associated with the 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Berthel, Fisher & Company Financial Services, Inc. Broker Misconduct In her career, Genevieve Mar has been the subject of 6 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. One of the complaints was arbitrated, and an award was entered against her for $175,000. Two of Genevieve Mar’s 6 customer complaints were settled by her former employers in favor of investors. There are currently 3 pending customer complaints filed against Genevieve Mar’s current employer Berthel, Fisher & Company Financial Services, Inc. for investment losses caused by her alleged misconduct. The arbitration proceeding involved the offer and sale of promissory notes issued by a company whose assets were later frozen by the United States Securities and Exchange Commission. Claimants in that arbitration, alleged that Genevieve the Mar breached her fiduciary duty, made misrepresentations and was negligent in the offer and sale of those securities. One Claimant was awarded $50,000 and the other $75,000 full compensation of the investments. They made through Genevieve Mar. Allegations Against Genevieve Mar A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that the investments were not suitable, and that the high risk associated with those real estate investments was not fully explained at the time they were offered and sold to the investors. The customer alleged that the Tenant in Common real estate investments purchased through Genevieve Mar were unsuitable and that the representative did not fully disclose all the risks associated with them. Client alleges that the registered representative mismanaged her account by investing in illiquid real estate and business development companies. Client alleges that Genevieve Mar placed him in illiquid REITs that stopped  paying dividends that were inconsistent with his investment objectives. Claimants alleged that the investments recommended, REITs, variable annuities, promissory notes and business development companies, were unsuitable and misrepresented. Genevieve Mar Red Flags & Your Rights As An Investor Of course, Genevieve Mar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Genevieve Mar at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Genevieve Mar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints about Genevieve Mar at Berthel, Fisher & Company Financial Services, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Berthel, Fisher & Company Financial Services, Inc. If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Genevieve Mar and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

John Carroll of Berthel Fisher & Company Financial Services

DID JOHN WILLIAM CARROLL CAUSE YOU INVESTMENT LOSSES? John Carroll Formerly with Berthel Fisher & Company Financial Services Has 4 Customer Complaints for Alleged Broker Misconduct Who is John Carroll formerly with Berthel Fisher & Company Financial Services? John Carroll (CRD #41769) who was formerly registered with Berthel Fisher & Company Financial Services and located in Maumee, Ohio is a subject of one of our many securities industry sales practice abuse investigations. He was discharged a two broker-dealers. John Carroll Customer Complaints John Carroll has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of John Carroll’s 4 customer complaints was settled in favor of investors. There are currently three pending customer complaints filed against Berthel Fisher & Company Financial Services for investment losses caused by John Carroll’s alleged misconduct. Allegations Against John Carroll A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged the investments she purchased were unsuitable and misrepresented to her by John Carroll. The client also alleges the firm failed to supervise the actions of the representative. The client is alleged that John Carroll’s advice and investment decisions have caused him financial distress. He is upset that the representative allocated 90% of his portfolio into one security. The power of attorney on behalf of the client alleges the investments made by John Carroll are unsuitable and is upset that they are illiquid. John Carroll Red Flags & Your Rights as An Investor Of course, John Carroll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of John Carroll at Berthel Fisher & Company Financial Services on alert to review carefully the activity and performance of their accounts and question whether John Carroll has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Berthel Fisher & Company Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Berthel Fisher & Company Financial Services Due to John Carroll If you have questions about Berthel Fisher & Company Financial Services, and/or John Carroll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Darryl Tureaud of Berthel, Fisher & Company Financial Services, Inc

DID DARRYL JOHN TUREAUD CAUSE YOU INVESTMENT LOSSES? Darryl John Tureaud Formerly with Berthel, Fisher & Company Financial Services, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past Year Who is Darryl J. Tureaud formerly with Berthel, Fisher & Company Financial Services, Inc.? Darryl Tureaud (CRD #3111069) who was formerly registered with Berthel, Fisher & Company Financial Services, Inc. and located in Glendale, California is a subject of one of our many securities industry sales practices abuse investigations.   Prior to Berthel, Fisher & Company Financial Services, Inc., Darryl Tureaud was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Berthel, Fisher & Company Financial Services, Inc. Broker Misconduct Darryl Tureaud has been the subject of a customer complaint that we know about filed in the last year to recover investment losses. The claimants alleged that investments in mutual funds and real estate securities were misrepresented to her by Darryl Tureaud.  Further, that the financial advisor failed to do due diligence, and that his recommendations were unsuitable investment recommendations. Darryl Tureaud’s customer complaint was settled in favor of the investor. Darryl Tureaud Red Flags & Your Rights as An Investor Of course, Darryl Tureaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Darryl Tureaud at Berthel, Fisher & Company Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Darryl Tureaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Berthel, Fisher & Company Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Berthel, Fisher & Company Financial Services, Inc. If you have questions about Berthel, Fisher & Company Financial Services, Inc. and/or Darryl Tureaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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