Sep 7, 2023

Deborah Birch formerly with Cambridge Investment Research, Inc.

DID DEBORAH ANN BIRCH CAUSE YOU INVESTMENT LOSSES? Deborah Birch Of Cambridge Investment Research, Inc. And Formerly With Avantax Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Deborah Birch Customer Complaint Deborah Birch has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a recommended alternative investment was misrepresented and not suitable for the customer. The customer complaint was recently made and is still pending with Avantax Investment Services for Deborah Birch’s alleged misconduct. Deborah Birch Red Flags & Your Rights As An Investor Of course, Deborah Birch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Deborah Birch at Cambridge Investment Research, Inc. and Avantax Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Deborah Birch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Avantax Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Deborah Birch If you have questions about Cambridge Investment Research, Inc, Avantax Investment Services, Inc. and/or Deborah Birch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 26, 2023

Brian Hooks formerly with Cambridge Investment Research, Inc.

DID BRIAN NICHOLAS HOOKS CAUSE YOU INVESTMENT LOSSES? Brian Hooks Formerly With Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Brian Hooks Customer Complaint Brian Hooks has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative recommended and unsuitable investment strategy that included in illiquid and complex insurance products. The recently filed FINRA arbitration proceeding is still pending. Brian Hooks Red Flags & Your Rights As An Investor Of course, Brian Hooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Hooks at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Hooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Brian Hooks If you have questions about Cambridge Investment Research, Inc. and/or Brian Hooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 23, 2023

Paul Freitag of Cambridge Investment Research, Inc.

DID PAUL A FREITAG CAUSE YOU INVESTMENT LOSSES? Paul Freitag Of Cambridge Investment Research, Inc. And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Paul Freitag Customer Complaint Paul Freitag has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a variable annuity contract. Securities America recently denied the customer complaint and, to date, no further action has been taken by the investor. Paul Freitag Red Flags & Your Rights As An Investor Of course, Paul Freitag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Freitag at Cambridge Investment Research, Inc. and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paul Freitag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Paul Freitag If you have questions about Cambridge Investment Research, Inc., Securities America, Inc. and/or Paul Freitag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2023

William Fochi, Jr. of Cambridge Investment Research, Inc.

DID WILLIAM A FOCHI JR CAUSE YOU INVESTMENT LOSSES? William Fochi, Jr. Of Cambridge Investment Research, Inc. And Formerly With Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC, Has A Customer Complaint For Alleged Broker Misconduct William Fochi, Jr.  Customer Complaint William Fochi, Jr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were fraudulent conduct and misleading statements related to unsuitable investment recommendations. The recommendations related to fixed annuities, variable annuities, and equity Index annuities. The customer complaint was denied and, to date, no further action has been taken. William Fochi, Jr.  Red Flags & Your Rights As An Investor Of course, William Fochi, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Fochi, Jr. at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether William Fochi, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cantella & Co. Inc. and Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To William Fochi, Jr. If you have questions about  Cambridge Investment Research, Inc., Cantella & Co. Inc., Northwestern Mutual Investment Services, LLC and/or William Fochi, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 19, 2023

Thomas Shay of Cambridge Investment Research, Inc.

DID THOMAS FRANCIS SHAY CAUSE YOU INVESTMENT LOSSES? Thomas Shay Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Shay Customer Complaint Thomas Shay has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the sale of a variable annuity contract for the customer was an unsuitable investment. Cambridge Investment Research denied the customer complaint and, to date, the investor has not taken any further action. Thomas Shay Red Flags & Your Rights As An Investor Of course, Thomas Shay did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Shay at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Shay has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Thomas Shay If you have questions about Cambridge Investment Research, Inc. and/or Thomas Shay and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 11, 2023

Steven Nelson of Private Client Services, LLC

DID STEVEN CHRISTOPHER NELSON CAUSE YOU INVESTMENT LOSSES? Steven Nelson Of Private Client Services, LLC And Formerly With Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Steven Nelson Customer Complaint Steven Nelson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that 3 investments and business development companies recommended by the representative were unsuitable for the customer’s needs. Steven Nelson Red Flags & Your Rights As An Investor Of course, Steven Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Nelson at Private Client Services, LLC and Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Steven Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, LLC and Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Private Client Services, LLC Due To Steven Nelson If you have questions about Private Client Services, LLC, Cambridge Investment Research, Inc. and/or Steven Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 3, 2023

Shanna Tingom of Cambridge Investment Research, Inc.

DID SHANNA JOELLE TINGOM CAUSE YOU INVESTMENT LOSSES? Shanna Tingom Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Shanna Tingom Customer Complaints Shanna Tingom has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Cambridge Investment Research and, to date, the investors have not taken any further action. Allegations Against Shanna Tingom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shanna Tingom Red Flags & Your Rights As An Investor Of course, Shanna Tingom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shanna Tingom at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shanna Tingom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Shanna Tingom If you have questions about Cambridge Investment Research, Inc. and/or Shanna Tingom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 19, 2023

Ronald Williams of Cambridge Investment Research, Inc.

DID RONALD KEITH WILLIAMS CAUSE YOU INVESTMENT LOSSES? Ronald Williams Of Cambridge Investment Research, Inc. And Formerly With FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct Ronald Williams Customer Complaints Ronald Williams has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints we denied by FSC Securities Corporation and, to date, the customers have not taken any further action. Allegations Against Ronald Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ronald Williams Red Flags & Your Rights As An Investor Of course, Ronald Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Williams at Cambridge Investment Research, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Ronald Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Ronald Williams If you have questions about Cambridge Investment Research, Inc., FSC Securities Corporation and/or Ronald Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 12, 2023

Robert Blake formerly with Cambridge Investment Research, Inc.

DID ROBERT FREDERICK BLAKE CAUSE YOU INVESTMENT LOSSES? Robert Blake Formerly With Cambridge Investment Research, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Robert Blake Customer Complaints Robert Blake has been the subject of 8 customer complaints that we know about to recover investment losses. Two customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Four 4 customer complaints were settled by the advisor’s former employers in favor of the investors. The 2 remaining customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Robert Blake A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Blake Red Flags & Your Rights As An Investor Of course, Robert Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Blake at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Robert Blake If you have questions about Cambridge Investment Research, Inc. and/or Robert Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 14, 2023

Nestor Montoya of Cambridge Investment Research, Inc.

DID NESTOR RUBEN MONTOYA CAUSE YOU INVESTMENT LOSSES? Nestor Montoya Of Cambridge Investment Research, Inc. And Formerly With TIAA-CREF Individual & Institutional Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Nestor Montoya Customer Complaint Nestor Montoya has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Cambridge Investment Research denied the customer complaint and, to date, no further action has been taken by the customer. Nestor Montoya Red Flags & Your Rights As An Investor Of course, Nestor Montoya did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nestor Montoya at Cambridge Investment Research, Inc. and TIAA-CREF Individual & Institutional Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Nestor Montoya has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and TIAA-CREF Individual & Institutional Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Nestor Montoya If you have questions about Cambridge Investment Research, Inc., TIAA-CREF Individual & Institutional Services, LLC and/or Nestor Montoya and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading