May 8, 2023

Michael Speer formerly with Cambridge Investment Research, Inc.

DID MICHAEL WAYNE SPEER CAUSE YOU INVESTMENT LOSSES? Michael Speer Formerly With Cambridge Investment Research, Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Michael Speer Customer Complaints Michael Speer has been the subject of 7 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by Michael Speer’s current and former employers in favor of the investors. Two of the customer complaints were denied by Cambridge Investment Research and, to date, the customers have not taken any further action. Allegations Against Michael Speer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Speer Red Flags & Your Rights As An Investor Of course, Michael Speer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Speer at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Speer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Speer If you have questions about Cambridge Investment Research, Inc. and/or Michael Speer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Mills of Cambridge Investment Research, Inc.

DID MICHAEL BRIAN MILLS CAUSE YOU INVESTMENT LOSSES? Michael Mills Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Mills Customer Complaint Michael Mills has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s liquidation instructions. Cambridge Investment Research settled the customer complaint in favor of the investor. Michael Mills Red Flags & Your Rights As An Investor Of course, Michael Mills did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Mills at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Mills has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Mills If you have questions about Cambridge Investment Research, Inc. and/or Michael Mills and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2023

John Naegele of Cambridge Investment Research, Inc.

DID JOHN JOSEPH NAEGELE CAUSE YOU INVESTMENT LOSSES? John Naegele Of Cambridge Investment Research, Inc. And Formerly With National Securities Corporation Has A Customer Complaint For Alleged Broker Misconduct John Naegele Customer Complaint John Naegele has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to follow customer’s instructions. The customer complaint was settled by National Securities Corp. for the full amount demanded by the customer. John Naegele Red Flags & Your Rights As An Investor Of course, John Naegele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Naegele at Cambridge Investment Research, Inc. and National Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether John Naegelehas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and National Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To John Naegele If you have questions about Cambridge Investment Research, Inc., National Securities Corporation and/or John Naegele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2023

James Ellis of Cambridge Investment Research, Inc.

DID JAMES EDWARD ELLIS CAUSE YOU INVESTMENT LOSSES? James Ellis Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Ellis of Cambridge Investment Research, Inc.? James Ellis (CRD #3211966) who is currently registered with Cambridge Investment Research, Inc. and located in Altoona, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., James Ellis was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Ellis Customer Complaints James Ellis has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints resettled by the brokerage firm in favor of the investors. Allegations Against James Ellis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Ellis Red Flags & Your Rights As An Investor Of course, James Ellis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Ellis at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Ellis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To James Ellis If you have questions about Cambridge Investment Research, Inc. and/or James Ellis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Docster of Cambridge Investments Research, Inc.

DID JAMES C. DOCSTER CAUSE YOU INVESTMENT LOSSES? James Docster Of Cambridge Investments Research, Inc. And Formerly With LPL Financial LLC and Waddell & Reed Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Docster of Cambridge Investments Research, Inc.? James Docster (CRD #4278411) who is currently registered with Cambridge Investments Research, Inc. and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cambridge Investments Research, Inc., James Docster was associated with LPL Financial LLC and Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Docster Customer Complaints James Docster has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by James Docster’s former employer in favor of the investor. The other 2 customer complaints were denied and, to date, the customers took no further action. Allegations Against James Docster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Docster Red Flags & Your Rights As An Investor Of course, James Docster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Docster at Cambridge Investments Research, Inc., LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether James Docster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investments Research, Inc., LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investments Research, Inc.  Due To James Docster If you have questions about Cambridge Investments Research, Inc., LPL Financial LLC, Waddell & Reed and/or James Docster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David White of Cambridge Investment Research, Inc.

DID DAVID JONATHAN WHITE CAUSE YOU INVESTMENT LOSSES? David White Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is David White of Cambridge Investment Research, Inc.? David White (CRD #2606002) who is currently registered with Cambridge Investment Research, Inc. and located in Salt Lake City, Utah is a subject of one of our many securities industry sales practice abuse investigations.   David White Customer Complaints David White has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of David White’s 2 customer complaints was settled in favor of investor. One of David White’s customer complaints was denied, and, to date, the customer has not taken any further action. Allegations Against David White A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow client instructions to liquidate account Unsuitable recommendation of preferred stock David White Red Flags & Your Rights As An Investor Of course, David White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David White at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David White If you have questions about Cambridge Investment Research, Inc. and/or David White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Llewellyn of Cambridge Investment Research, Inc.

DID DAVID J. LLEWELLYN CAUSE YOU INVESTMENT LOSSES? David Llewellyn Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Llewellyn of Cambridge Investment Research, Inc.? David Llewellyn (CRD #5288989) who is currently registered with Cambridge Investment Research, Inc. and located in Deland, Florida is a subject of one of our many securities industry sales practice abuse investigations. David Llewellyn Customer Complaint David Llewellyn has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and unsuitable recommendations related to variable annuity investment. David Llewellyn’s customer complaint was settled in favor of the investor. David Llewellyn Red Flags & Your Rights As An Investor Of course, David Llewellyn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Llewellyn at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Llewellyn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To David Llewellyn If you have questions about Cambridge Investment Research, Inc. and/or David Llewellyn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 23, 2022

Cyrus Dhatigara of Cambridge Investment Research, Inc.

It’s critical for everyone to understand as much as they can about the people with whom they entrust their money. Background checks, which include past employment history, regulatory disciplinary actions, and customer complaints, are available in a variety of places. You may have concerns about Cyrus Dhatigara and investment losses you incurred. We’ll do everything we can to respond to your questions. DID CYRUS F. DHATIGARA CAUSE YOU INVESTMENT LOSSES? Cyrus Dhatigara Of Cambridge Investment Research, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cyrus Dhatigara of Cambridge Investment Research, Inc.? Cyrus Dhatigara (CRD #2241720) who is currently registered with Cambridge Investment Research, Inc. and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Cyrus Dhatigara Customer Complaint Cyrus Dhatigara has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unreasonable delay in the transfer of funds to pay customers outstanding tax bills. Cyrus Dhatigara’s customer complaint was settled in favor of the investor. Cyrus Dhatigara Red Flags & Your Rights As An Investor Of course, Cyrus Dhatigara did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cyrus Dhatigara at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cyrus Dhatigara has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Cyrus Dhatigara If you have questions about Cambridge Investment Research, Inc. and/or Cyrus Dhatigara and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2022

Curtis Harris of Cambridge Investment Research, Inc.

When you hand over your hard-earned money to a broker, you want to be sure that they will do everything in their power to grow your investment. Learning as much as possible about the person who will be managing your funds can help you make an informed decision about whether or not to work with them. If Curtis Harris has caused you financial damage, we may be able to help you resolve your issues. DID CURTIS DEAN HARRIS CAUSE YOU INVESTMENT LOSSES? Curtis Harris Of Cambridge Investment Research, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Harris of Cambridge Investment Research, Inc.? Curtis Harris (CRD #2628896) who is currently registered with Cambridge Investment Research, Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Curtis Harris Customer Complaints Curtis Harris has been the subject of 2 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. One of Curtis Harris’ 2 customer complaints about alleged misrepresentations and failure to disclose risks of a REIT investment was settled in favor of investor. The other one of Curtis Harris’ customer complaints was denied and, to date, the customer has not taken any further action. Curtis Harris Red Flags & Your Rights As An Investor Of course, Curtis Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Harris at Cambridge Investment Research, Inc. on alert to review carefully the activity and performance of their accounts and question whether Curtis Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Curtis Harris If you have questions about Cambridge Investment Research, Inc. and/or Curtis Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Akhil Kumar of Cadaret, Grant & Co., Inc.

DID AKHIL KUMAR CAUSE YOU INVESTMENT LOSSES? Akhil Kumar Of Cadaret, Grant & Co., Inc. And Formerly With Cambridge Investment Research, Inc. And Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Akhil Kumar of Cadaret, Grant & Co., Inc.? Akhil Kumar (CRD #4716564) who is currently registered with Cadaret, Grant & Co., Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cadaret, Grant & Co., Inc., Akhil Kumar was associated with Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Akhil Kumar Customer Complaint Akhil Kumar has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Akhi Kumar made unsuitable investment recommendations with respect to various fixed and indexed life insurance policies and a fixed indexed annuity.  The customer complaint filed against Akhil Kumar’s former employer Voya Financial Advisors, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Akhil Kumar Red Flags & Your Rights As An Investor Of course, Akhil Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Akhil Kumar at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc.on alert to review carefully the activity and performance of their accounts and question whether Akhil Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cadaret, Grant & Co., Inc. Due To Akhil Kumar If you have questions about Cadaret, Grant & Co., Inc., Cambridge Investment Research, Inc., Voya Financial Advisors, Inc., and/or Akhil Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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