Jun 27, 2022

Carolyn Valentine of Cambridge Investment Research, Inc.

DID CAROLYN VALENTINE CAUSE YOU INVESTMENT LOSSES? Carolyn Valentine Of Cambridge Investment Research, Inc. And Formerly With H. Beck, Inc. Has A Complaint For Alleged Misconduct Who is Carolyn Valentine of Cambridge Investment Research, Inc.? Carolyn Valentine (CRD #2532412) who is currently registered with Cambridge Investment Research, Inc. and located in Canton, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cambridge Investment Research, Inc., Carolyn Valentine was associated with H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Carolyn Valentine Complaint Carolyn Valentine has been the subject of at least one complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for Carolyn Valentine provided incomplete or incorrect tax documents and financial statements in connection with a real estate transaction. The complaint filed against Carolyn Valentine’s former employer H. Beck, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Carolyn Valentine Red Flags & Your Rights As An Investor Of course, Carolyn Valentine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Valentine at Cambridge Investment Research, Inc. and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carolyn Valentine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Carolyn Valentine If you have questions about Cambridge Investment Research, Inc., H. Beck, Inc., and/or Carolyn Valentine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Derek Coffren of Cambridge Investment Research

DID DEREK SAMUEL COFFREN CAUSE YOU INVESTMENT LOSSES? Derek Coffren Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Ameritas Investment And CCF Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Derek Coffren of Cambridge Investment Research? Derek Coffren (CRD #6474765) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Belmont, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Derek Coffren was associated with Ameritas Investment, CCF Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Derek Coffren Customer Complaint Derek Coffren has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Coffren did not follow through with requests in a timely manner and alleged Mr. Coffren continued to charge management fees after the relationship was terminated. Derek Coffren’s customer complaint was denied and, to date, the customer has not taken any further action. Derek Coffren Red Flags & Your Rights As An Investor Of course, Derek Coffren did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Coffren at Cambridge Investment Research, Cambridge Investment Research Advisors, Ameritas Investment, and CCF Investments on alert to review carefully the activity and performance of their accounts and question whether Derek Coffren has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, Ameritas Investment, and CCF Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Derek Coffren If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Ameritas Investment, CCF Investments, and/or Derek Coffren and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Eric Wegner of Cambridge Investment Research

DID ERIC EDWARD WEGNER CAUSE YOU INVESTMENT LOSSES? Eric Wegner Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Capstone Advisory Group Has 7 Customer Complaints For Alleged Broker Misconduct Who is Eric Wegner of Cambridge Investment Research? Eric Wegner (CRD #2044977) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Delafield, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Eric Wegner was associated with Capstone Advisory Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Wegner Customer Complaints Eric Wegner has been the subject of 7 customer complaints that we know about. Five of Eric Wegner’s 7 customer complaints were settled in favor of investors. One of Eric Wegner’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Parkland Securities for investment losses caused by Eric Wegner’s alleged misconduct. Allegations Against Eric Wegner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Arbitration statement of claim alleged misrepresentation, omission of material facts, and negligence in connection with the TIC Investments purchased by Eric Wegner. Arbitration statement of claim alleged Eric Wegner’s misrepresentation; omission of material facts; breach of fiduciary duty; negligence in connection with the real estate investment purchased. Arbitration statement of claim alleged Eric Wegner’s misrepresentation; omission of material facts; breach of fiduciary duty; negligence in connection with TIC investments purchased. Arbitration statement of claim alleged misrepresentation, omission of material facts and negligence in connection with the TIC Investment purchased allegedly by Eric Wegner. Client alleged that Eric Wegner did not disclose fees and expenses associated with two variable annuities. Eric Wegner’s alleged sale of products by firm which claimants alleged were inappropriate or unsuitable. Eric Wegner Red Flags & Your Rights As An Investor Of course, Eric Wegner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Wegner at Cambridge Investment Research, Cambridge Investment Research Advisors and Capstone Advisory Group on alert to review carefully the activity and performance of their accounts and question whether Eric Wegner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and Capstone Advisory Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Eric Wegner If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Capstone Advisory Group, and/or Eric Wegner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Diane Weyrick of Cambridge Investment Research

DID DIANE MOEN WEYRICK CAUSE YOU INVESTMENT LOSSES? Diane Weyrick Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With SCF Securities, SCF Investment Advisors And Investment Centers Of America Has A Customer Complaint For Alleged Broker Misconduct Who is Diane Weyrick of Cambridge Investment Research? Diane Weyrick (CRD #2033499) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Northfield, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Diane Weyrick was associated with SCF Securities, SCF Investment Advisors, Investment Centers Of America and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diane Weyrick Customer Complaint Diane Weyrick has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Diane Weyrick made unsuitable investment recommendations.  Diane Weyrick’s customer complaint was denied and, to date, the customer has not taken any further action. Diane Weyrick Red Flags & Your Rights As An Investor Of course, Diane Weyrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diane Weyrick at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America on alert to review carefully the activity and performance of their accounts and question whether Diane Weyrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, and Investment Centers Of America also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Diane Weyrick If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, SCF Securities, SCF Investment Advisors, Investment Centers Of America, and/or Diane Weyrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Erin Willis of Cambridge Investment Research

DID ERIN GAY WILLIS CAUSE YOU INVESTMENT LOSSES? Erin Willis Of Cambridge Investment Research And Cambridge Investment Research Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Erin Willis of Cambridge Investment Research? Erin Willis (CRD #2406860) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Erin Willis Customer Complaints Erin Willis has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Erin Willis’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Erin Willis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Erin Willis failed to invest her assets in correlation to her investment objectives. Client also alleged Erin Willis made changes within her account without her consent. Client alleged that there was no investment action done for their account. Additionally, client alleged that Erin Willis expressed that their account would perform better than it did. Erin Willis Red Flags & Your Rights As An Investor Of course, Erin Willis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erin Willis at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether Erin Willis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Erin Willis If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or Erin Willis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Barbra Shaffer of Cambridge Investment Research

DID BARBRA ROBIN SHAFFER CAUSE YOU INVESTMENT LOSSES? Barbra Shaffer Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With National Securities And National Asset Management Has 4 Customer Complaints For Alleged Broker Misconduct Who is Barbra Shaffer of Cambridge Investment Research? Barbra Shaffer (CRD #1700153) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Barbra Shaffer was associated with National Securities, National Asset Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barbra Shaffer Customer Complaints Barbra Shaffer has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbra Shaffer’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities for investment losses caused by Barbra Shaffer’s alleged misconduct. Allegations Against Barbra Shaffer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Barbra Shaffer misrepresented provisions of variable annuity contract sold. Barbra Shaffer alleged suitability and breach of fiduciary duty. Unauthorized trading allegedly by Barbra Shaffer. Barbra Shaffer Red Flags & Your Rights As An Investor Of course, Barbra Shaffer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbra Shaffer at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management on alert to review carefully the activity and performance of their accounts and question whether Barbra Shaffer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, National Securities, and National Asset Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Barbra Shaffer If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, National Asset Management, National Securities, and/or Barbra Shaffer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Mickelson of Cambridge Investment Research

DID JOHN REED MICKELSON CAUSE YOU INVESTMENT LOSSES? John Mickelson Of Cambridge Investment Research And Cambridge Investment Research Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Mickelson of Cambridge Investment Research? John Mickelson (CRD #2628700) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Logan, Utah is a subject of one of our many securities industry sales practice abuse investigations. John Mickelson Customer Complaint John Mickelson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged John Mickelson sold him a REIT investment that was not suitable. Client asserted he did not understand the risks associated with the complex product. John Mickelson’s customer complaint was denied and, to date, the customer has not taken any further action. John Mickelson Red Flags & Your Rights As An Investor Of course, John Mickelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Mickelson at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether John Mickelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To John Mickelson If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or John Mickelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Mathews of Cambridge Investment Research

DID WILLIAM AIO MATHEWS CAUSE YOU INVESTMENT LOSSES? William Mathews Of Cambridge Investment Research And Cambridge Investment Research Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is William Mathews of Cambridge Investment Research? William Mathews (CRD #1746478) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Mathews Customer Complaint William Mathews has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were, that customer provided financial professional paperwork to liquidate his account but three days later, he called to check on his accounts, and they still had not been liquidated. Client’s account value dropped in that three day period and he emailed the financial professional looking for a way to resolve this issue. William Mathews’ customer complaint was denied and, to date, the customer has not taken any further action. William Mathews Red Flags & Your Rights As An Investor Of course, William Mathews did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Mathews at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether William Mathews has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and, Cambridge Investment Research Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To William Mathews If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or William Mathews and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Owens of Cambridge Investment Research

DID TIMOTHY VAIL OWENS CAUSE YOU INVESTMENT LOSSES? Timothy Owens Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Owens of Cambridge Investment Research? Timothy Owens (CRD #1680140) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Cumming, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Timothy Owens was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Timothy Owens Customer Complaint Timothy Owens has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that improper investment recommendations were made to the customer. The customer complaint filed against Timothy Owens’ current employer FSC Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Timothy Owens Red Flags & Your Rights As An Investor Of course, Timothy Owens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Owens at Cambridge Investment Research, Cambridge Investment Research Advisors and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Timothy Owens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Timothy Owens If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, FSC Securities, and/or Timothy Owens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Grillo of Cambridge Investment Research

DID JOHN LINO GRILLO CAUSE YOU INVESTMENT LOSSES? John Grillo Of Cambridge Investment Research And Cambridge Investment Research Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Grillo of Cambridge Investment Research? John Grillo (CRD #2643787) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Carrollton, Georgia is a subject of one of our many securities industry sales practice abuse investigations. John Grillo Customer Complaints John Grillo has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of John Grillo’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Cambridge Investment Research for investment losses caused by John Grillo’s alleged misconduct. Allegations Against John Grillo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged fund was misrepresented by John Grillo and unsuitable. The claimants alleged their investments were placed in a risky mutual fund that was unsuitable for them. John Grillo Red Flags & Your Rights As An Investor Of course, John Grillo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Grillo at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether John Grillo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To John Grillo If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or John Grillo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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