Mar 8, 2022

Kelly Hoff of Cambridge Investment Research

DID KELLY ANN HOFF CAUSE YOU INVESTMENT LOSSES? Kelly Hoff Of Cambridge Investment Research And Formerly With Transamerica Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Kelly Hoff of Cambridge Investment Research? Kelly Hoff (CRD #3163327) who is currently registered with Cambridge Investment Research and located in Prairie Farm, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Kelly Hoff was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kelly Hoff Customer Complaint Kelly Hoff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleges the investment was not appropriate or suitable. Kelly Hoff’s customer complaint was settled in favor of the investors. Kelly Hoff Red Flags & Your Rights As An Investor Of course, Kelly Hoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kelly Hoff at Cambridge Investment Research and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Kelly Hoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Transamerica Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Kelly Hoff If you have questions about Cambridge Investment Research, Transamerica Financial Advisors, and/or Kelly Hoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leo Goodin of Cambridge Investment Research

DID LEO BARTLETT GOODIN CAUSE YOU INVESTMENT LOSSES? Leo Goodin Of Cambridge Investment Research And Cambridge Investment Research Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Leo Goodin of Cambridge Investment Research? Leo Goodin (CRD #3165302) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Mansfield Center, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Leo Goodin Customer Complaint Leo Goodin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor failed to update beneficiary information resulting in tax consequences and probate fees. Leo Goodin’s customer complaint was settled in favor of the investors. Leo Goodin Red Flags & Your Rights As An Investor Of course, Leo Goodin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leo Goodin at Cambridge Investment Research and Cambridge Investment Research Advisors on alert to review carefully the activity and performance of their accounts and question whether Leo Goodin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Cambridge Investment Research Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Leo Goodin If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, and/or Leo Goodin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Randall of Cambridge Investment Research

DID WILLIAM RANDALL CAUSE YOU INVESTMENT LOSSES? William Randall Of Cambridge Investment Research, Inc., Cambridge Investment Research Advisors And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Randall of Cambridge Investment Research, Inc.? William Randall (CRD #1392233) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, William Randall was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Randall Customer Complaints William Randall has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Randall’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by William Randall’s alleged misconduct. Allegations Against William Randall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that William Randall made unsuitable investments in their accounts. Claimants alleged they desired to purchase low-risk investments, but were encouraged to invest in two unsuitable investments, which caused them to sustain damages under theories of breach of fiduciary duty and breach of contract. William Randall Red Flags & Your Rights As An Investor Of course, William Randall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Randall at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Randall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. and LPL Financial Due To William Randall If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, LPL Financial, and/or William Randall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Medford of Cambridge Investment Research

DID MICHAEL MEDFORD CAUSE YOU INVESTMENT LOSSES? Michael Medford Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Medford of Cambridge Investment Research, Inc.? Michael Medford (CRD #1180383) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Uniontown, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Michael Medford was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Medford Customer Complaints Michael Medford has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Medford’s customers’ complaints were denied and the customers, to date, have not taken any further action. Allegations Against Michael Medford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges Michael Medford recommended one variable annuity over another. Client alleges the second option would have cost less and produced more income than his current investment. Customer alleges Michael Medford deceived them during the sales process. Michael Medford Red Flags & Your Rights As An Investor Of course, Michael Medford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Medford at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Medford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Medford If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, FSC Securities, and/or Michael Medford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alexia Ball of Cambridge Investment Research

DID ALEXIA LEA BALL CAUSE YOU INVESTMENT LOSSES? Alexia Ball Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With First Command Advisory Services, and First Command Financial Planning Has A Customer Complaint For Alleged Broker Misconduct Who is Alexia Ball of Cambridge Investment Research? Alexia Ball (CRD #4162008) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Huntsville, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Alexia Ball was associated with First Command Advisory Services, First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexia Ball Customer Complaint Alexia Ball has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and excessive trading. Alexia Ball’s customer complaint was denied and the customers did not take any further action. Alexia Ball Red Flags & Your Rights As An Investor Of course, Alexia Ball did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexia Ball at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether Alexia Ball has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Alexia Ball If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, First Command Financial Planning, and/or Alexia Ball and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Molly Grubb formerly with Cambridge Investment Research

DID MOLLY MAE GRUBB CAUSE YOU INVESTMENT LOSSES? Molly Grubb Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Molly Grubb formerly with Cambridge Investment Research? Molly Grubb (CRD #5647291) who was formerly registered with Cambridge Investment Research and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Molly Grubb Customer Complaint Molly Grubb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Molly Grubb misrepresented the products sold to them. Allegations were made that the products purchased were unsuitable for their risk tolerance and inexperienced investing. The customer complaint filed against Molly Grubb’s former employer Cambridge Investment Research for investment losses caused by the alleged misconduct is pending as of the date of this report. Molly Grubb Red Flags & Your Rights As An Investor Of course, Molly Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Molly Grubb at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Molly Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Molly Grubb If you have questions about Cambridge Investment Research and/or Molly Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Harold Hellen of Cambridge Investment Research and formerly with Harbour Investments

DID HAROLD PATRICK HELLEN CAUSE YOU INVESTMENT LOSSES? Harold Hellen Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Harbour Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Harold Hellen of Cambridge Investment Research? Harold Hellen (CRD #4495110) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Dodgeville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Harold Hellen was associated with Harbour Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harold Hellen Customer Complaint Harold Hellen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the allocation of his account was unsuitable given his stated needs and objectives. Harold Hellen’s customer complaint was denied and, to date, the customer has not taken any further action. Harold Hellen Red Flags & Your Rights As An Investor Of course, Harold Hellen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Hellen at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments on alert to review carefully the activity and performance of their accounts and question whether Harold Hellen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Harold Hellen If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Harbour Investments, and/or Harold Hellen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Colin Day Formerly With Cambridge Investment Research

DID COLIN MATTHEW DAY CAUSE YOU INVESTMENT LOSSES? Colin Day Formerly With Cambridge Investment Research And Nationwide Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Colin Day formerly with Cambridge Investment Research? Colin Day (CRD #5759832) who was formerly registered with Cambridge Investment Research and located in St. Peters, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Colin Day was associated with Nationwide Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Colin Day Customer Complaint Colin Day has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Colin Day gave poor advice regarding a disbursement from an account. The customer complaint filed against Colin Day’s former employer Nationwide Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Colin Day Red Flags & Your Rights As An Investor Of course, Colin Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Day at Cambridge Investment Research and Nationwide Investment Services on alert to review carefully the activity and performance of their accounts and question whether Colin Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Nationwide Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Colin Day If you have questions about Cambridge Investment Research, Nationwide Investment Services, and/or Colin Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joshua Beitel of Cambridge Investment Research

DID JOSHUA JON BEITEL CAUSE YOU INVESTMENT LOSSES? Joshua Beitel Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Cetera Investment Services, Cetera Investment Advisers And Fifth Third Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Beitel of Cambridge Investment Research? Joshua Beitel (CRD #5911459) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Joshua Beitel was associated with Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Beitel Customer Complaints Joshua Beitel has been the subject of 2 customer complaints that we know about. One of Joshua Beitel’s 2 customer complaints was settled in favor of investors. One of Joshua Beitel’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joshua Beitel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged her investment was changed without her consent allegedly by Joshua Beitel. Customer alleged Joshua Beitel should have informed her of tax consequences of liquidation of account. Joshua Beitel Red Flags & Your Rights As An Investor Of course, Joshua Beitel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Beitel at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Beitel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Joshua Beitel If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities, and/or Joshua Beitel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Scott Ferguson of Cambridge Investment Research

DID SCOTT EDMUND FERGUSON CAUSE YOU INVESTMENT LOSSES? Scott Ferguson Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Ferguson of Cambridge Investment Research? Scott Ferguson (CRD #4668142) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Brunswick, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Scott Ferguson was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Ferguson Customer Complaints Scott Ferguson has been the subject of 2 customer complaints that we know about. One of Scott Ferguson’s 2 customers’ complaints was denied and, to date, the customer has not taken any further action.  There is currently one pending customer complaint filed against FSC Securities for investment losses caused by Scott Ferguson’s alleged misconduct. Allegations Against Scott Ferguson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Scott Ferguson’s misrepresentation in the purchase of non-traded Business Development Company. Claimants alleged that Scott Ferguson recommended an alternative investment that was unsuitable. Scott Ferguson Red Flags & Your Rights As An Investor Of course, Scott Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Ferguson at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Scott Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Scott Ferguson If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, FSC Securities, and/or Scott Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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