Mar 8, 2022

William Randall of Cambridge Investment Research

DID WILLIAM RANDALL CAUSE YOU INVESTMENT LOSSES? William Randall Of Cambridge Investment Research, Inc., Cambridge Investment Research Advisors And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Randall of Cambridge Investment Research, Inc.? William Randall (CRD #1392233) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Rockford, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, William Randall was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Randall Customer Complaints William Randall has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of William Randall’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by William Randall’s alleged misconduct. Allegations Against William Randall A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that William Randall made unsuitable investments in their accounts. Claimants alleged they desired to purchase low-risk investments, but were encouraged to invest in two unsuitable investments, which caused them to sustain damages under theories of breach of fiduciary duty and breach of contract. William Randall Red Flags & Your Rights As An Investor Of course, William Randall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Randall at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Randall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. and LPL Financial Due To William Randall If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, LPL Financial, and/or William Randall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Medford of Cambridge Investment Research

DID MICHAEL MEDFORD CAUSE YOU INVESTMENT LOSSES? Michael Medford Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Medford of Cambridge Investment Research, Inc.? Michael Medford (CRD #1180383) who is currently registered with Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and located in Uniontown, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Michael Medford was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Medford Customer Complaints Michael Medford has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Michael Medford’s customers’ complaints were denied and the customers, to date, have not taken any further action. Allegations Against Michael Medford A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges Michael Medford recommended one variable annuity over another. Client alleges the second option would have cost less and produced more income than his current investment. Customer alleges Michael Medford deceived them during the sales process. Michael Medford Red Flags & Your Rights As An Investor Of course, Michael Medford did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Medford at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Michael Medford has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc., Cambridge Investment Research Advisors and FSC Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Michael Medford If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, FSC Securities, and/or Michael Medford and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Alexia Ball of Cambridge Investment Research

DID ALEXIA LEA BALL CAUSE YOU INVESTMENT LOSSES? Alexia Ball Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With First Command Advisory Services, and First Command Financial Planning Has A Customer Complaint For Alleged Broker Misconduct Who is Alexia Ball of Cambridge Investment Research? Alexia Ball (CRD #4162008) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Huntsville, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Alexia Ball was associated with First Command Advisory Services, First Command Financial Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexia Ball Customer Complaint Alexia Ball has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and excessive trading. Alexia Ball’s customer complaint was denied and the customers did not take any further action. Alexia Ball Red Flags & Your Rights As An Investor Of course, Alexia Ball did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexia Ball at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning on alert to review carefully the activity and performance of their accounts and question whether Alexia Ball has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, and First Command Financial Planning also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Alexia Ball If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, First Command Advisory Services, First Command Financial Planning, and/or Alexia Ball and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Molly Grubb formerly with Cambridge Investment Research

DID MOLLY MAE GRUBB CAUSE YOU INVESTMENT LOSSES? Molly Grubb Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Molly Grubb formerly with Cambridge Investment Research? Molly Grubb (CRD #5647291) who was formerly registered with Cambridge Investment Research and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Molly Grubb Customer Complaint Molly Grubb has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Molly Grubb misrepresented the products sold to them. Allegations were made that the products purchased were unsuitable for their risk tolerance and inexperienced investing. The customer complaint filed against Molly Grubb’s former employer Cambridge Investment Research for investment losses caused by the alleged misconduct is pending as of the date of this report. Molly Grubb Red Flags & Your Rights As An Investor Of course, Molly Grubb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Molly Grubb at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Molly Grubb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Molly Grubb If you have questions about Cambridge Investment Research and/or Molly Grubb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Harold Hellen of Cambridge Investment Research and formerly with Harbour Investments

DID HAROLD PATRICK HELLEN CAUSE YOU INVESTMENT LOSSES? Harold Hellen Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Harbour Investments Has A Customer Complaint For Alleged Broker Misconduct Who is Harold Hellen of Cambridge Investment Research? Harold Hellen (CRD #4495110) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Dodgeville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Harold Hellen was associated with Harbour Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harold Hellen Customer Complaint Harold Hellen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the allocation of his account was unsuitable given his stated needs and objectives. Harold Hellen’s customer complaint was denied and, to date, the customer has not taken any further action. Harold Hellen Red Flags & Your Rights As An Investor Of course, Harold Hellen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Hellen at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments on alert to review carefully the activity and performance of their accounts and question whether Harold Hellen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors and Harbour Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Harold Hellen If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Harbour Investments, and/or Harold Hellen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Colin Day Formerly With Cambridge Investment Research

DID COLIN MATTHEW DAY CAUSE YOU INVESTMENT LOSSES? Colin Day Formerly With Cambridge Investment Research And Nationwide Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Colin Day formerly with Cambridge Investment Research? Colin Day (CRD #5759832) who was formerly registered with Cambridge Investment Research and located in St. Peters, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Colin Day was associated with Nationwide Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Colin Day Customer Complaint Colin Day has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Colin Day gave poor advice regarding a disbursement from an account. The customer complaint filed against Colin Day’s former employer Nationwide Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Colin Day Red Flags & Your Rights As An Investor Of course, Colin Day did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Day at Cambridge Investment Research and Nationwide Investment Services on alert to review carefully the activity and performance of their accounts and question whether Colin Day has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research and Nationwide Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Colin Day If you have questions about Cambridge Investment Research, Nationwide Investment Services, and/or Colin Day and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Joshua Beitel of Cambridge Investment Research

DID JOSHUA JON BEITEL CAUSE YOU INVESTMENT LOSSES? Joshua Beitel Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Cetera Investment Services, Cetera Investment Advisers And Fifth Third Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Beitel of Cambridge Investment Research? Joshua Beitel (CRD #5911459) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Joshua Beitel was associated with Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Beitel Customer Complaints Joshua Beitel has been the subject of 2 customer complaints that we know about. One of Joshua Beitel’s 2 customer complaints was settled in favor of investors. One of Joshua Beitel’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joshua Beitel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged her investment was changed without her consent allegedly by Joshua Beitel. Customer alleged Joshua Beitel should have informed her of tax consequences of liquidation of account. Joshua Beitel Red Flags & Your Rights As An Investor Of course, Joshua Beitel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Beitel at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Beitel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Joshua Beitel If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities, and/or Joshua Beitel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Scott Ferguson of Cambridge Investment Research

DID SCOTT EDMUND FERGUSON CAUSE YOU INVESTMENT LOSSES? Scott Ferguson Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Scott Ferguson of Cambridge Investment Research? Scott Ferguson (CRD #4668142) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Brunswick, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Scott Ferguson was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Ferguson Customer Complaints Scott Ferguson has been the subject of 2 customer complaints that we know about. One of Scott Ferguson’s 2 customers’ complaints was denied and, to date, the customer has not taken any further action.  There is currently one pending customer complaint filed against FSC Securities for investment losses caused by Scott Ferguson’s alleged misconduct. Allegations Against Scott Ferguson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Scott Ferguson’s misrepresentation in the purchase of non-traded Business Development Company. Claimants alleged that Scott Ferguson recommended an alternative investment that was unsuitable. Scott Ferguson Red Flags & Your Rights As An Investor Of course, Scott Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Ferguson at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Scott Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Scott Ferguson If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, FSC Securities, and/or Scott Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 7, 2022

Michael Francoeur Formerly With Cambridge Investment Research

DID MICHAEL PAUL FRANCOEUR CAUSE YOU INVESTMENT LOSSES? Michael Francoeur Formerly With Cambridge Investment Research Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Francoeur formerly with Cambridge Investment Research? Michael Francoeur (CRD #5534184) who was formerly registered with Cambridge Investment Research and located in Somersworth, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Michael Francoeur was also the subject of a FINRA investigation into whether he assisted a client with an investment that was not approved by the brokerage firm.  He refused to cooperate with the FINRA investigation and consented to the sanction and entry of findings that he refused to provide information requested by FINRA.  Accordingly, he was permanently barred from any further association with any member firm in any capacity. Michael Francoeur Customer Complaint Michael Francoeur has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were clients alleged misappropriation of their IRA funds resulting in surrender penalties and tax implications. Michael Francoeur’s customer complaint was denied and, to date, the customers have not taken any further action. Michael Francoeur Red Flags & Your Rights As An Investor Of course, Michael Francoeur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Francoeur at Cambridge Investment Research on alert to review carefully the activity and performance of their accounts and question whether Michael Francoeur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Michael Francoeur If you have questions about Cambridge Investment Research and/or Michael Francoeur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

John Pronovost of Cambridge Investment Research, Inc

DID JOHN STEPHEN PRONOVOST CAUSE YOU INVESTMENT LOSSES? John Stephen Pronovost with Cambridge Investment Research, Inc. Has 14 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is John S. Pronovost with Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc.? John Pronovost (CRD #1990612) who is currently registered with Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. and located in Watertown, Connecticut is a subject of one of our many securities industry sales practices abuse investigations.   Prior to Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc., John Pronovost was associated with three other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. Broker Misconduct In his career, John Pronovost has been the subject of 14 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One case went to arbitration and an award was entered against John Pronovost for $41,270 relating to an investment in LJM Preservation and Growth Fund.  Eight of John Pronovost’s 14 customer complaints were settled in favor of investors. Four of those complaints were denied by his employer and the customers thus far have not taken any further action. There is currently one pending customer complaint filed against John Pronovost’s current employers Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. for investment losses caused by his alleged misconduct. Allegations Against John Pronovost A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants allege advisor-sold them unsuitable investments. Clients allege the sale of LJM funds was unsuitable. Client’s alleged misrepresentation and suitability of a mutual fund investment. The client alleges the fund was misrepresented and unsuitable for her needs. The client alleges a mutual fund purchased in 2016 is unsuitable for his risk tolerance. The client alleges the financial professional recommended the purchases of 2 REITs that have lost money and that she is unable to sell the investments. The client alleges unauthorized sale of LJM funds was unsuitable, as well as nondisclosure of fees associated with that fund. John Pronovost Red Flags & Your Rights As An Investor Of course, John Pronovost did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pronovost at Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pronovost has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. and Cambridge Investment Research Advisors, Inc. If you have questions about Cambridge Investment Research, Inc., Cambridge Investment Research Advisors, Inc., and/or John Pronovost and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll-Free at 1-800-732-2889.

Continue Reading