Mar 25, 2023

Kirk Badii of Independent Financial Group, LLC

DID KIRK BADII CAUSE YOU INVESTMENT LOSSES? Kirk Badii Of Independent Financial Group, LLC And Formerly With Cantella & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Kirk Badii Customer Complaints Kirk Badii has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. The other four customer complaints were denied by Kirk Badii’s former employer and the customers took no further action. Allegations Against Kirk Badii A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kirk Badii Red Flags & Your Rights As An Investor Of course, Kirk Badii did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Badii at Independent Financial Group, LLC and Cantella & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk Badii has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cantella & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Kirk Badii If you have questions about Independent Financial Group, LLC, Cantella & Co., Inc. and/or Kirk Badii and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2023

John Bliss III of Kingswood Capital Partners, LLC

DID JOHN NORMAN BLISS III CAUSE YOU INVESTMENT LOSSES? John Bliss III Of Kingswood Capital Partners, LLC, And Formerly With Cantella & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct John Bliss III Customer Complaint John Bliss III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to put on to stop loss orders. The customer complaint was settled by Cantella and Company in favor of the investor. John Bliss III Red Flags & Your Rights As An Investor Of course, John Bliss III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Bliss III at Kingswood Capital Partners and LLC, Cantella & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether John Bliss III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kingswood Capital Partners and LLC, Cantella & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kingswood Capital Partners, LLC Due To John Bliss III If you have questions about Kingswood Capital Partners, LLC, Cantella & Co., Inc. and/or John Bliss III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bryan Rigg of Cantella & Co., Inc.

DID BRYAN M. RIGG CAUSE YOU INVESTMENT LOSSES? Bryan Rigg Of Cantella & Co., Inc. And Formerly With Broker Dealer Financial Services Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bryan Rigg of Cantella & Co., Inc.? Bryan Rigg (CRD #5117040) who is currently registered with Cantella & Co., Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cantella & Co., Inc., Bryan Rigg was associated with Broker Dealer Financial Services Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bryan Rigg Customer Complaints Bryan Rigg has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Bryan Rigg’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bryan Rigg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of client’s accounts holding exchange traded funds. Failure to manage account is directed. Bryan Rigg Red Flags & Your Rights As An Investor Of course, Bryan Rigg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Rigg at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Bryan Rigg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To Bryan Rigg If you have questions about Cantella & Co., Inc., Broker Dealer Financial Services Corp., and/or Bryan Rigg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Pawloski of Cantella & Co.

DID DAVID THOMAS PAWLOSKI CAUSE YOU INVESTMENT LOSSES? David Pawloski Of Cantella & Co. And Formerly With Oppenheimer & Co. Has 6 Customer Complaints For Alleged Broker Misconduct Who is David Pawloski of Cantella & Co.? David Pawloski (CRD #1438717) who is currently registered with Cantella & Co.and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., David Pawloski was associated with Oppenheimer & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Pawloski Customer Complaints David Pawloski has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Pawloski’s 6 customer complaints resulted in an arbitration award in favor of the investors. Three of David Pawloski’s customer complaints were settled in favor of investors. Two of David Pawloski’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Pawloski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that David Pawloski did not follow his instructions to sell a security. Client alleged that unauthorized and unsuitable investments were made in the account by David Pawloski. Client complained about the performance of securities in the account allegedly made by David Pawloski. Customer alleged that David Pawloski recommended unsuitable securities and charged excessive fees and commissions. David Pawloski Red Flags & Your Rights As An Investor Of course, David Pawloski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Pawloski at Cantella & Co. and Oppenheimer & Co. on alert to review carefully the activity and performance of their accounts and question whether David Pawloski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co. and Oppenheimer & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co. Due To David Pawloski If you have questions about Cantella & Co., Oppenheimer & Co., and/or David Pawloski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ricardo Harmsen of Cantella & Co.

DID RICARDO EDUARDO HARMSEN CAUSE YOU INVESTMENT LOSSES? Ricardo Harmsen Of Cantella & Co. And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ricardo Harmsen of Cantella & Co.? Ricardo Harmsen (CRD #2011149) who is currently registered with Cantella & Co. and located in Pittsboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella & Co., Ricardo Harmsen was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ricardo Harmsen Customer Complaints Ricardo Harmsen has been the subject of 2 customer complaints that we know about. Both of Ricardo Harmsen’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ricardo Harmsen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Ricardo Harmsen’s impropriety regarding transfer of assets and claimed that his account is missing $200k. Customer alleged Ricardo Harmsen’s unauthorized transactions. Ricardo Harmsen Red Flags & Your Rights As An Investor Of course, Ricardo Harmsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Harmsen at Cantella & Co. and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Harmsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co. and Wells Fargo Clearing Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella & Co. Due To Ricardo Harmsen If you have questions about Cantella & Co., Wells Fargo Clearing Services, and/or Ricardo Harmsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Parker of Cantella Co.

DID MARK PARKER CAUSE YOU INVESTMENT LOSSES? Mark Parker Of Cantella Co., Inc. And Formerly With Raymond James & Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Mark Parker of Cantella Co., Inc.? Mark Parker (CRD #720309) who is currently registered with Cantella Co., Inc. and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cantella Co., Inc., Mark Parker was associated with Raymond James & Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Parker Customer Complaint Mark Parker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the investments were not suitable given client’s lack of investment experience. Mark Parker’s customer complaint was settled in favor of investors. Mark Parker Red Flags & Your Rights As An Investor Of course, Mark Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Parker at Cantella Co., Inc. and Raymond James & Associates on alert to review carefully the activity and performance of their accounts and question whether Mark Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella Co., Inc. and Raymond James & Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cantella Co., Inc. and Raymond James & Associates Due To Mark Parker If you have questions about Cantella Co., Inc., Raymond James & Associates, and/or Mark Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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