Jul 1, 2023

Sean Kelly formerly with Center Street Securities, Inc.

DID SEAN JOSEPH KELLY CAUSE YOU INVESTMENT LOSSES? Sean Kelly Formerly With Center Street Securities, Inc. and Capital Financial Services, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Sean Kelly Customer Complaints Sean Kelly has been the subject of 10 customer complaints that we know about to recover investment losses. Two of the customer complaints resulted in arbitration awards being entered against Sean Kelly’s employers for his alleged misconduct. Two of the customer complaints were settled in favor of the investors. Another two customer complaints were denied. There are currently 4 FINRA arbitration proceedings pending against Sean Kelly’s former employers for his alleged misconduct. Allegations Against Sean Kelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sean Kelly Red Flags & Your Rights As An Investor Of course, Sean Kelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Kelly at Center Street Securities, Inc. and Capital Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sean Kelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Capital Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Sean Kelly If you have questions about Center Street Securities, Inc., Capital Financial Services, Inc. and/or Sean Kelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2023

Roy Williams, Sr. of Center Street Securities, Inc.

DID ROY ALVIN WILLIAMS SR CAUSE YOU INVESTMENT LOSSES? Roy Williams, Sr. Of Center Street Securities, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Roy Williams, Sr. Customer Complaints Roy Williams, Sr. has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Roy Williams employers in favor of the investors. Three of the customer complaints were denied in the investors took no further action. There is currently one pending arbitration proceeding against Center Street Securities for Roy Williams alleged misconduct in the offer and sale of GWG L Bonds. Allegations Against Roy Williams, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Roy Williams, Sr. Red Flags & Your Rights As An Investor Of course, Roy Williams, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Williams, Sr. at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Roy Williams, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Roy Williams, Sr. If you have questions about Center Street Securities, Inc. and/or Roy Williams, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Ecker formerly with Center Street Securities, Inc.

DID MICHAEL P ECKER CAUSE YOU INVESTMENT LOSSES? Michael Ecker Formerly With Center Street Securities, Inc. and Concorde Investment Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Michael Ecker Customer Complaints Michael Ecker has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Michael Ecker’s former employers in favor of the investors. There are currently 2 arbitration proceedings pending before Michael Ecker’s alleged misconduct. Allegations Against Michael Ecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Ecker Red Flags & Your Rights As An Investor Of course, Michael Ecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Ecker at Center Street Securities, Inc. and Concorde Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Ecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. and Concorde Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Michael Ecker If you have questions about Center Street Securities, Inc., Concorde Investment Services, LLC and/or Michael Ecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Donald Quante formerly with Center Street Securities, Inc.

DID DONALD ANTON QUANTE CAUSE YOU INVESTMENT LOSSES? Donald Quante Formerly With Center Street Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Quante formerly with Center Street Securities, Inc.? Donald Quante (CRD #1258804) who was formerly registered with Center Street Securities, Inc. and located in St. Peters, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Donald Quante Customer Complaint Donald Quante has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to properly structure and effect assignment of the variable annuity. The customer complaint filed against Donald Quante’s former employer GWN Securities Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Quante Red Flags & Your Rights As An Investor Of course, Donald Quante did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Quante at Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Quante has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. Due To Donald Quante If you have questions about Center Street Securities, Inc. and/or Donald Quante and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Esa Jokela of Center Street Securities

DID ESA PEKKA JOKELA CAUSE YOU INVESTMENT LOSSES? Esa Jokela Of Center Street Securities And Formerly With Madison Avenue Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Esa Jokela of Center Street Securities? Esa Jokela (CRD #2606773) who is currently registered with Center Street Securities and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Center Street Securities, Esa Jokela was associated with Madison Avenue Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Esa Jokela Customer Complaint Esa Jokela has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of annuity product that was sold to client. Complaint received from the Better Business Bureau. Esa Jokela’s customer complaint was denied and, to date, the customer has not taken any further action. Esa Jokela Red Flags & Your Rights As An Investor Of course, Esa Jokela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Esa Jokela at Center Street Securities and Madison Avenue Securities on alert to review carefully the activity and performance of their accounts and question whether Esa Jokela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities and Madison Avenue Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Esa Jokela If you have questions about Center Street Securities, Madison Avenue Securities, and/or Esa Jokela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Hardee of Center Street Securities

DID LAWRENCE ALAN HARDEE CAUSE YOU INVESTMENT LOSSES? Lawrence Hardee Of Center Street Securities, Center Street Advisors And Formerly With Brookstone Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Hardee of Center Street Securities ? Lawrence Hardee (CRD #1701419) who is currently registered with Center Street Securities, Center Street Advisors and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to Center Street Securities and Center Street Advisors, Lawrence Hardee was associated with Brookstone Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lawrence Hardee Customer Complaint Lawrence Hardee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable, over concentrated. The customer complaint filed against Lawrence Hardee’s current employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Lawrence Hardee Red Flags & Your Rights As An Investor Of course, Lawrence Hardee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Hardee at Center Street Securities, Center Street Advisors, and Brookstone Capital Management on alert to review carefully the activity and performance of their accounts and question whether Lawrence Hardee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Center Street Advisors, and Brookstone Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Lawrence Hardee If you have questions about Center Street Securities, Center Street Advisors, Brookstone Capital Management, and/or Lawrence Hardee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Ermlick Formerly With Center Street Securities

DID DAVID LEWIS ERMLICK CAUSE YOU INVESTMENT LOSSES? David Ermlick Formerly With Center Street Securities Has A Customer Complaint For Alleged Broker Misconduct Who is David Ermlick formerly with Center Street Securities? David Ermlick (CRD #4846833) who was formerly registered with Center Street Securities and located in Centreville, Virginia is a subject of one of our many securities industry sales practice abuse investigations. David Ermlick Customer Complaint David Ermlick has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations relating to a $250,000 GPB Capital Holdings, private placement investment.  The customer complaint filed against David Ermlick’s former employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. David Ermlick Red Flags & Your Rights As An Investor Of course, David Ermlick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Ermlick at Center Street Securities on alert to review carefully the activity and performance of their accounts and question whether David Ermlick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To David Ermlick If you have questions about Center Street Securities and/or David Ermlick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dustin Terry of Center Street Securities

DID DUSTIN WAYNE TERRY CAUSE YOU INVESTMENT LOSSES? Dustin Terry Of Center Street Securities, Clear Harbor Wealth Management And Formerly With Center Street Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Terry of Center Street Securities? Dustin Terry (CRD #5487877) who is currently registered with Center Street Securities, Clear Harbor Wealth Management and located in Miramar Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Center Street Securities and Clear Harbor Wealth Management, Dustin Terry was associated with Center Street Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Terry Customer Complaint Dustin Terry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable, illiquid products. The customer complaint filed against Dustin Terry’s current employer Center Street Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Dustin Terry Red Flags & Your Rights As An Investor Of course, Dustin Terry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Terry at Center Street Securities, Clear Harbor Wealth Management, and Center Street Advisors on alert to review carefully the activity and performance of their accounts and question whether Dustin Terry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Clear Harbor Wealth Management, and Center Street Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities Due To Dustin Terry If you have questions about Center Street Securities, Clear Harbor Wealth Management, Center Street Advisors, and/or Dustin Terry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Satya Shaw of Center Street Securities, Inc

DID SATYA BRATA SHAW CAUSE YOU INVESTMENT LOSSES? Satya Brata Shaw formerly with Center Street Securities, Inc. Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Satya B. Shaw formerly with Center Street Securities, Inc.? Satya Shaw (CRD #1229175) who was formerly registered with Center Street Securities, Inc. and located in Wesley Chapel, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Center Street Securities, Inc., Satya Shaw was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Incredibly, Satya Shaw has been the subject of 9 regulatory actions: one FINRA suspension; 3 State of Florida disciplinary actions resulting in cease-and-desist orders and monetary fines; the revocation of his license in the State of Utah; the revocation of his license in the State of California; the revocation of his license and the Commonwealth of Virginia; and monetary fines in South Carolina and North Carolina. Center Street Securities, Inc. Broker Misconduct In his career, Satya Shaw has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. One of Satya Shaw’s 5 customer complaints was settled in favor of investors.   One of the customer complaints was denied by the former employer of Satya Shaw and to date, the customer is not taken any further action. There are currently 2 pending customer complaints filed against Satya Shaw’sformer employer Center Street Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Satya Shaw A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that the financial advisor misrepresented insurance policies offered and sold to him. Client alleged stockbroker misconduct in connection with redemption of security in his account. The customer alleged that they were misled in connection with 1035 exchanges and the purchases of 2 variable life insurance policies. Two customers in separate actions allege that Satya Shaw made unsuitable investment recommendations that the clients purchase alternative REIT investments. Satya Shaw Red Flags & Your Rights as An Investor Of course, Satya Shaw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Satya Shawat Center Street Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Satya Shaw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Center Street Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Center Street Securities, Inc. If you have questions about Center Street Securities, Inc. and/or Satya Shawand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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