Nov 28, 2024

David Ward Formerly With Sovran Advisors, LLC FIRED

DID DAVID MICHAEL WARD CAUSE YOU INVESTMENT LOSSES? David Ward Formerly With Sovran Advisors, LLC was terminated on September 20, 2024, following allegations of policy violations regarding client communication and text message retention David Ward Employment History and Termination David M. Ward has an extensive career spanning several firms. Most recently, he was associated with Sovran Advisors, LLC from February 2024 until September 2024. He has also worked with firms like MML Investors Services, LLC and Lincoln Financial Advisors, among others. Mr. Ward is currently employed with Cetera Advisor Networks LLC as of February 22, 2024, registered in 14 U.S. states and territories. During his career, Mr. Ward passed two general industry/product exams and two multi-state securities law exams: David Ward was terminated by Sovran Advisors, LLC on September 20, 2024. The allegations involved breaches of firm policies, including communications with clients and text message retention, as well as requesting a personal loan from a client. Additionally, the firm accused him of misleading them during their investigation. Negative Disclosure David Ward Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Ward is a red flag which should put all current and former customers of David Ward at Cetera Advisor Networks LLC or Sovran Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Ward engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC or Sovran Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC or Sovran Advisors, LLC Due To David Ward If you have questions about Cetera Advisor Networks LLC or Sovran Advisors, LLC and/or David Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 14, 2024

Brian Graham Formerly With Cetera Advisor Networks LLC Reviews

DID BRIAN SCOTT GRAHAM CAUSE YOU INVESTMENT LOSSES? Brian Graham Formerly With Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct Brian Graham Customer Complaints and Reviews Brian Graham has two customer disputes, and a job termination. Allegations Against Brian Graham Brian Graham Red Flags & Your Rights As An Investor Of course, Brian Graham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Graham at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Graham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Brian Graham If you have questions about Cetera Advisor Networks LLC and/or Brian Graham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

Casey Peterson of Northwestern Mutual Investment Services, LLC Reviews

DID CASEY PETERSON CAUSE YOU INVESTMENT LOSSES? Casey Peterson Customer Complaints and Reviews Casey Peterson has one customer dispute reported: Customer Dispute (Pending as of June 14, 2024): A client alleges that Peterson failed to follow instructions regarding the movement of funds between accounts and the reclassification of her risk tolerance. The client is claiming damages amounting to $45,000. This complaint is currently pending, with no resolution or settlement reported. Allegations Against Casey Peterson Casey Peterson Red Flags & Your Rights As An Investor Of course, Casey Peterson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Peterson at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Peterson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Casey Peterson If you have questions about Northwestern Mutual Investment Services, LLC and/or Casey Peterson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2024

David Perrotto of Cetera Advisors LLC Reviews

DID DAVID JOSEPH PERROTTO CAUSE YOU INVESTMENT LOSSES? David Perrotto Customer Complaints and Reviews Customer Dispute (Pending as of June 27, 2024): The client alleges unspecified investment recommendations that resulted in losses related to real estate security. The case is currently pending in the Supreme Court of the State of New York, County of Queens, with unspecified damages believed to exceed $5,000. Allegations Against David Perrotto David Perrotto Red Flags & Your Rights As An Investor Of course, David Perrotto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Perrotto at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether David Perrotto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To David Perrotto If you have questions about Cetera Advisors LLC and/or David Perrotto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 21, 2024

William Hutchingson of Cetera Investment Services LLC Reviews

DID WILLIAM EDWARD HUTCHINGSON CAUSE YOU INVESTMENT LOSSES? William Hutchingson Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct William Hutchingson Customer Complaints and Reviews William Hutchinson’s record includes a few negative disclosures, primarily involving customer disputes: Allegations Against William Hutchingson William Hutchingson Red Flags & Your Rights As An Investor Of course, William Hutchingson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Hutchingson at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether William Hutchingson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To William Hutchingson If you have questions about Cetera Investment Services LLC and/or William Hutchingson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 18, 2024

Timothy Farris of Cetera Advisors LLC Reviews

DID TIMOTHY RICHARD FARRIS CAUSE YOU INVESTMENT LOSSES? Timothy Farris Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Timothy Farris Customer Complaints and Reviews Allegations Against Timothy Farris Timothy Farris Red Flags & Your Rights As An Investor Of course, Timothy Farris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Farris at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Farris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Timothy Farris If you have questions about Cetera Advisors LLC and/or Timothy Farris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 17, 2024

William Collins of Cetera Advisor Networks LLC Reviews

DID WILLIAM LIEF COLLINS CAUSE YOU INVESTMENT LOSSES? William Collins Of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct William Collins Customer Complaints and Reviews William Lief Collins’s FINRA report includes several customer disputes: Allegations Against William Collins William Collins Red Flags & Your Rights As An Investor Of course, William Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Collins at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether William Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To William Collins If you have questions about Cetera Advisor Networks LLC and/or William Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2024

Matthew Stucke of Cetera Advisor Networks LLC Reviews

DID MATTHEW RYAN STUCKE CAUSE YOU INVESTMENT LOSSES? Matthew Stucke Of Cetera Advisor Networks LLC Has 5 Customer Complaints For Alleged Broker Misconduct Matthew Stucke Customer Complaints and Reviews Matthew Stucke has a total of six reported disclosure events, consisting of five customer disputes and one financial event: Allegations Against Matthew Stucke Matthew Stucke Red Flags & Your Rights As An Investor Of course, Matthew Stucke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Stucke at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Matthew Stucke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Matthew Stucke If you have questions about Cetera Advisor Networks LLC and/or Matthew Stucke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2024

Hanna Coury Hanna Of Cetera Investment Services LLC Reviews

DID HANNA BOTROS N COURY HANNA CAUSE YOU INVESTMENT LOSSES? Hanna Coury Hanna Customer Complaints and Reviews Hanna Botros N. Coury Hanna has one recorded customer dispute: Allegations Against Hanna Coury Hanna Hanna Coury Hanna Red Flags & Your Rights As An Investor Of course, Hanna Coury Hanna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hanna Coury Hanna at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Hanna Coury Hanna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Hanna Coury Hanna If you have questions about Cetera Investment Services LLC and/or Hanna Coury Hanna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 14, 2024

Kevin Wilson of Cetera Advisor Networks LLC Reviews

DID KEVIN JOSEPH WILSON CAUSE YOU INVESTMENT LOSSES? Kevin Wilson Customer Complaints and Reviews Allegations Against Kevin Wilson Kevin Wilson Red Flags & Your Rights As An Investor Of course, Kevin Wilson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Wilson at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Wilson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Kevin Wilson If you have questions about Cetera Advisor Networks LLC and/or Kevin Wilson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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