Feb 8, 2023

James McKinney, formerly with Cetera Advisors LLC

DID JAMES GREGORY MCKINNEY CAUSE YOU INVESTMENT LOSSES? James McKinney Formerly With Cetera Advisors LLC Has 8 Customer Complaints For Alleged Broker Misconduct James McKinney has had his own share of regulatory problems. In 2019, he was permanently barred by FINRA from any further association with any FINRA member firm for failure to cooperate in one of its investigations. James McKinney Customer Complaints James McKinney has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled in favor of the investors. Three of the customer complaints were denied by James McKinney’s employer and it appears customers took no further action. One customer complaint remains pending. Allegations Against James McKinney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James McKinney Red Flags & Your Rights As An Investor Of course, James McKinney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James McKinney at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether James McKinney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To James McKinney If you have questions about Cetera Advisors LLC and/or James McKinney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2023

Jason Comes Cetera Advisor Networks LLC

DID JASON DONALD COMES CAUSE YOU INVESTMENT LOSSES? Jason Comes Formerly With Cetera Advisor Networks LLC and LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Jason Comes Cetera Advisor Networks LLC? Jason Comes (CRD #2220609) who was formerly registered with Cetera Advisor Networks LLC and located in Omaha, Nebraska, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, Jason Comes was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Comes Customer Complaints Jason Comes has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were denied by Jason Combs former employers and it appears that the customers to date, took no further action. Allegations Against Jason Comes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Comes Red Flags & Your Rights As An Investor Of course, Jason Comes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Comes at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Comes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Jason Comes If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC and/or Jason Comes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 2, 2023

Jared Stines formerly with Cetera Investment Services LLC

DID JARED LEE STINES CAUSE YOU INVESTMENT LOSSES? Jared Stines Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jared Stines formerly with Cetera Investment Services LLC? Jared Stines (CRD #5896834) who was formerly registered with Cetera Investment Services LLC and located in Urbandale, Iowa, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC, Jared Stines was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jared Stines Customer Complaint Jared Stines has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for mismanagement of retirement funds. The matter was settled in favor of the investor for the full amount demanded. Jared Stines Red Flags & Your Rights As An Investor Of course, Jared Stines did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jared Stines at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jared Stines has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Jared Stines If you have questions about Cetera Investment Services LLC and/or Jared Stines and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 24, 2023

James Franklin Of Cetera Advisor Networks LLC

DID JAMES A. FRANKLIN CAUSE YOU INVESTMENT LOSSES? James Franklin Of Cetera Advisor Networks LLC And Formerly With 1st Global Advisors Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Franklin Of Cetera Advisor Networks LLC? James Franklin (CRD #4799613) who is currently registered with Cetera Advisor Networks LLC and located in Houston, Texas, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, James Franklin was associated with1st Global Advisors Inc, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Franklin Customer Complaints James Franklin has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor’s Capital Corporation in favor of the investor. The same brokerage firm denied another customer complaint and it appears that the customer has not taken any further action. Allegations Against James Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Franklin Red Flags & Your Rights As An Investor Of course, James Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Franklin at Cetera Advisor Networks LLC and 1st Global Advisors Inc. on alert to review carefully the activity and performance of their accounts and question whether James Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and 1st Global Advisors Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To James Franklin If you have questions about Cetera Advisor Networks LLC, 1st Global Advisors Inc. and/or James Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Howard Hsieh of Cetera Investment Services LLC

DID HOWARD HAO-CHUNG HSIEH CAUSE YOU INVESTMENT LOSSES? Howard Hsieh Of Cetera Investment Services LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is Howard Hsieh of Cetera Investment Services LLC? Howard Hsieh (CRD #4947882) who is currently registered with Cetera Investment Services LLC and located in Irving, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Howard Hsieh was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Howard Hsieh Customer Complaints Howard Hsieh has been the subject of 7 customer complaints that we know about to recover investment losses. Three customer complaints were settled by Cetera Investment Services in favor of the investors. One customer complaint was denied by his employer, and today, the customer has not taken any further action. There are currently 3 pending arbitration proceeding filed against Cetera Investment Services for Howard Hsieh’s alleged misconduct. Allegations Against Howard Hsieh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Howard Hsieh Red Flags & Your Rights As An Investor Of course, Howard Hsieh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Hsieh at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Howard Hsieh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Howard Hsieh If you have questions about Cetera Investment Services LLC and/or Howard Hsieh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2023

Hillary Wertlieb of American Portfolios Financial Services, Inc.

DID HILLARY JOY WERTLIEB CAUSE YOU INVESTMENT LOSSES? Hillary Wertlieb Of American Portfolios Financial Services, Inc. And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Hillary Wertlieb of American Portfolios Financial Services, Inc.? Hillary Wertlieb (CRD #2239224) who is currently registered with American Portfolios Financial Services, Inc. and located in Lynbrook, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to American Portfolios Financial Services, Inc., Hillary Wertlieb was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hillary Wertlieb Customer Complaints Hillary Wertlieb has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Investor’s Capital Corp. and the customer took no further action. Allegations Against Hillary Wertlieb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Hillary Wertlieb Red Flags & Your Rights As An Investor Of course, Hillary Wertlieb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hillary Wertlieb at American Portfolios Financial Services, Inc. and formerly with Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Hillary Wertlieb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios Financial Services, Inc. and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. Due To Hillary Wertlieb If you have questions about American Portfolios Financial Services, Inc., Cetera Advisors LLC and/or Hillary Wertlieb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 16, 2023

Haiguang Yin of Cetera Investment Services LLC

DID HAIGUANG HAI YIN CAUSE YOU INVESTMENT LOSSES? Haiguang Yin Of Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Haiguang Yin of Cetera Investment Services LLC? Haiguang Yin (CRD #3249933) who is currently registered with Cetera Investment Services LLC and located in Tempe City, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Haiguang Yin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Haiguang Yin Customer Complaints Haiguang Yin has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Cetera Investment Services in favor of the investors. The other customer complaint was denied, and to date, the customer is not taking any further action. Allegations Against Haiguang Yin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Haiguang Yin Red Flags & Your Rights As An Investor Of course, Haiguang Yin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Haiguang Yin at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Haiguang Yin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Haiguang Yin If you have questions about Cetera Investment Services LLC and/or Haiguang Yin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 27, 2022

Frank Parker of Cetera Advisor Networks LLC

DID FRANK JAMES PARKER CAUSE YOU INVESTMENT LOSSES? Frank Parker of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Frank Parker of Cetera Advisor Networks LLC? Frank Parker (CRD #356563) who is currently registered with Cetera Advisor Networks LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Frank Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Parker Customer Complaints Frank Parker has been the subject of 4 customer complaints that we know about. Three of the customer complaints were settled in favor of the investors. The other customer dispute was closed by Cetera Advisor Networks for some unpublished reason. Allegations Against Frank Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Parker Red Flags & Your Rights As An Investor Of course, Frank Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Parker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Frank Parker If you have questions about Cetera Advisor Networks LLC and/or Frank Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2022

Erik Larsen of Cetera Investment Services LLC

DID ERIK MARTIN LARSEN CAUSE YOU INVESTMENT LOSSES? Erik Larsen Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Erik Larsen of Cetera Investment Services LLC? Erik Larsen (CRD #4464183) who is currently registered with Cetera Investment Services LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Erik Larsen Customer Complaint Erik Larsen has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation of REITs and business development company investments. The customer complaint filed against Erik Larsen’s current employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Erik Larsen Red Flags & Your Rights As An Investor Of course, Erik Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Larsen at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Erik Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Erik Larsen If you have questions about Cetera Investment Services LLC and/or Erik Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darin Arnell of Cetera Advisor Networks LLC

DID DARIN DELLOYD ARNELL CAUSE YOU INVESTMENT LOSSES? Darin Arnell Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Darin Arnell of Cetera Advisor Networks LLC? Darin Arnell (CRD #4673735) who is currently registered with Cetera Advisor Networks LLC and located in Murray, Utah is a subject of one of our many securities industry sales practice abuse investigations.   Darin Arnell Customer Complaint Darin Arnell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and over-concentration. Darin Arnell’s customer complaint was settled in favor of the investors.. Darin Arnell Red Flags & Your Rights As An Investor Of course, Darin Arnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darin Arnell at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Darin Arnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Darin Arnell f you have questions about Cetera Advisor Networks LLC and/or Darin Arnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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