Oct 28, 2022

Daniel Kew of Cetera Investment Services LLC

DID DANIEL GODFREY KEW CAUSE YOU INVESTMENT LOSSES? Daniel Kew Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kew of Cetera Investment Services LLC? Daniel Kew (CRD #2490987) who is currently registered with Cetera Investment Services LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Daniel Kew was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kew Customer Complaints Daniel Kew has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Kew’s 2 customer complaints was settled in favor of investor. One of Daniel Kew’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Kew A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and misrepresentations related to a corporate note. Misrepresentation of a variable annuity investment. Daniel Kew Red Flags & Your Rights As An Investor Of course, Daniel Kew did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kew at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kew has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Daniel Kew if you have questions about Cetera Investment Services LLC, LPL Financial LLC, and/or Daniel Kew and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Luna of Wells Fargo Clearing Services, LLC

DID DANIEL ENRIQUE LUNA CAUSE YOU INVESTMENT LOSSES? Daniel Luna Of Wells Fargo Clearing Services, LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Luna of Wells Fargo Clearing Services, LLC? Daniel Luna (CRD #5606606) who is currently registered with Wells Fargo Clearing Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Luna was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Luna Customer Complaint Daniel Luna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unsuitable recommendation of variable annuity. The customer complaint filed against Daniel Luna’s former employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Luna Red Flags & Your Rights As An Investor Of course, Daniel Luna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Luna at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Luna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Luna If you have questions about Wells Fargo Clearing Services, LLC, Cetera Investment Services LLC, and/or Daniel Luna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Krsek formerly with Cetera Advisors LLC

As a client, you assume you are putting your money in the hands of a trustworthy broker. This is why it’s critical to understand everything there is to know about the person investing your money. This knowledge may assist you in determining whether or not to deal with a certain broker. If you think Charles Krsek has caused you financial damages, we may be able to assist you in addressing any issues or problems you have. DID CHARLES EDWARD KRSEK CAUSE YOU INVESTMENT LOSSES? Charles Krsek Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Krsek formerly with Cetera Advisors LLC? Charles Krsek (CRD #1736245) who was formerly registered with Cetera Advisors LLC and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations. Charles Krsek Customer Complaints Charles Krsek has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Charles Krsek’s 2 customer complaints was settled in favor of investor. One of Charles Krsek’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Charles Krsek A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendation to purchase interest in a business development company. Failure to supervise financial advisors. Charles Krsek Red Flags & Your Rights As An Investor Of course, Charles Krsek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Krsek at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Krsek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Charles Krsek If you have questions about Cetera Advisors LLC and/or Charles Krsek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Callen Bryan of Cetera Advisor Networks LLC

DID CALLEN WAYNE BRYAN CAUSE YOU INVESTMENT LOSSES? Callen Bryan Of Cetera Advisor Networks LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Callen Bryan of Cetera Advisor Networks LLC? Callen Bryan (CRD #1564405) who is currently registered with Cetera Advisor Networks LLC and located in Wheeling, West Virginia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Callen Bryan was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Callen Bryan Customer Complaints Callen Bryan has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  The complaints related to variable annuities. Both of Callen Bryan’s customer complaints were denied and, to date, the customers have not taken any further action. Callen Bryan Red Flags & Your Rights As An Investor Of course, Callen Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Callen Bryan at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Callen Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Callen Bryan If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC,  and/or Callen Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bo Li of Cetera Advisors LLC

DID BO LI CAUSE YOU INVESTMENT LOSSES? Bo Li Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bo Li of Cetera Advisors LLC? Bo Li (CRD #2225599) who is currently registered with Cetera Advisors LLC and located in Solon, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Bo Li Customer Complaint Bo Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding a premium flexibility and dividend to pay for insurance policy. Bo Li’s customer complaint was denied and, to date, the customer has not taken any further action. Bo Li Red Flags & Your Rights As An Investor Of course, Bo Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bo Li at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Bo Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Bo Li If you have questions about Cetera Advisors LLC and/or Bo Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leah Brooks of Securities America

DID LEAH ANNE BROOKS CAUSE YOU INVESTMENT LOSSES? Leah Brooks Of Securities America, Securities America Advisors And Formerly With Raymond James Financial Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Leah Brooks of Securities America? Leah Brooks (CRD #5587158) who is currently registered with Securities America, Securities America Advisors and located in Durant, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Leah Brooks was associated with Raymond James Financial Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leah Brooks Customer Complaint Leah Brooks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Leah Brooks recommended unsuitable investments. The customer complaint filed against Leah Brooks’ former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Leah Brooks Red Flags & Your Rights As An Investor Of course, Leah Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leah Brooks at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Leah Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Leah Brooks If you have questions about Securities America, Securities America Advisors, Raymond James Financial Services, Cetera Investment Advisers, and/or Leah Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Albert Campbell of Cetera Advisor Networks

DID ALBERT MONROE CAMPBELL CAUSE YOU INVESTMENT LOSSES? Albert Campbell Of Cetera Advisor Networks And Formerly With Probity Advisors And WSA Affiliates Has A Customer Complaint For Alleged Broker Misconduct Who is Albert Campbell of Cetera Advisor Networks? Albert Campbell (CRD #5369735) who is currently registered with Cetera Advisor Networks and located in Pendleton, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Albert Campbell was associated with Probity Advisors, WSA Affiliates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Albert Campbell Customer Complaint Albert Campbell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were she incurred tax implications due to sale of assets in her account after telling Albert Campbell not to sell anything. Albert Campbell’s customer complaint was denied and, to date, the customer has not taken any further action. Albert Campbell Red Flags & Your Rights As An Investor Of course, Albert Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Campbell at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates on alert to review carefully the activity and performance of their accounts and question whether Albert Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Albert Campbell If you have questions about Cetera Advisor Networks, Probity Advisors, WSA Affiliates, and/or Albert Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nathan Cedarleaf of Cetera Investment Services

DID NATHAN MARC CEDARLEAF CAUSE YOU INVESTMENT LOSSES? Nathan Cedarleaf Of Cetera Investment Services And Formerly With Fidelity Brokerage Services And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Nathan Cedarleaf of Cetera Investment Services? Nathan Cedarleaf (CRD #4341451) who is currently registered with Cetera Investment Services and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services, Nathan Cedarleaf was associated with Fidelity Brokerage Services, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nathan Cedarleaf Customer Complaint Nathan Cedarleaf has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that their representative Nathan Cedarleaf made misrepresentations in connection with the recommendation of two stocks which led to losses. Nathan Cedarleaf’s customer complaint was denied and, to date, the customers have not taken any further action. Nathan Cedarleaf Red Flags & Your Rights As An Investor Of course, Nathan Cedarleaf did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Cedarleaf at Cetera Investment Services, Fidelity Brokerage Services, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Nathan Cedarleaf has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Fidelity Brokerage Services, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Nathan Cedarleaf If you have questions about Cetera Investment Services, Fidelity Brokerage Services, Strategic Advisers, and/or Nathan Cedarleaf and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ivan Cen of Cetera Investment Services

DID IVAN JI CEN CAUSE YOU INVESTMENT LOSSES? Ivan Cen Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Cen of Cetera Investment Services? Ivan Cen (CRD #5474263) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations. Ivan Cen Customer Complaint Ivan Cen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ivan Cen sold them unsuitable alternative investments. The customer complaint filed against Ivan Cen’s current employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Ivan Cen Red Flags & Your Rights As An Investor Of course, Ivan Cen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Cen at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Ivan Cen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Ivan Cen If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Ivan Cen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Senofonte of Cetera Investment Services

DID MARK ANGELO SENOFONTE CAUSE YOU INVESTMENT LOSSES? Mark Senofonte Of Cetera Investment Services And Cetera Investment Advisers Has 6 Customer Complaints For Alleged Broker Misconduct Who is Mark Senofonte of Cetera Investment Services? Mark Senofonte (CRD #2038108) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Mark Senofonte Customer Complaints Mark Senofonte has been the subject of 6 customer complaints that we know about. Two of Mark Senofonte’s 6 customer complaints were settled in favor of investors. Three of Mark Senofonte’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Cetera Investment Services for investment losses caused by Mark Senofonte’s alleged misconduct. Allegations Against Mark Senofonte A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged accounts were closed and cashed in without her permission and funds were stolen/fraud allegedly by Mark Senofonte. Client alleged Mark Senofonte’s misrepresentation and losses. Demand for damages caused by misrepresentation, suitability, and failure to supervise Mark Senofonte. Mark Senofonte’s alleged misrepresentation and unauthorized purchase. The state of New Jersey alleged that Mark Senofonte failed to provide full disclosure at the time of sale. Mark Senofonte Red Flags & Your Rights As An Investor Of course, Mark Senofonte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Senofonte at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Mark Senofonte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Mark Senofonte If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Mark Senofonte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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