Dec 27, 2022

Frank Parker of Cetera Advisor Networks LLC

DID FRANK JAMES PARKER CAUSE YOU INVESTMENT LOSSES? Frank Parker of Cetera Advisor Networks LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Frank Parker of Cetera Advisor Networks LLC? Frank Parker (CRD #356563) who is currently registered with Cetera Advisor Networks LLC and located in Jacksonville, Florida, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Frank Parker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Parker Customer Complaints Frank Parker has been the subject of 4 customer complaints that we know about. Three of the customer complaints were settled in favor of the investors. The other customer dispute was closed by Cetera Advisor Networks for some unpublished reason. Allegations Against Frank Parker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Parker Red Flags & Your Rights As An Investor Of course, Frank Parker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Parker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Parker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Frank Parker If you have questions about Cetera Advisor Networks LLC and/or Frank Parker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 19, 2022

Erik Larsen of Cetera Investment Services LLC

DID ERIK MARTIN LARSEN CAUSE YOU INVESTMENT LOSSES? Erik Larsen Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Erik Larsen of Cetera Investment Services LLC? Erik Larsen (CRD #4464183) who is currently registered with Cetera Investment Services LLC and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Erik Larsen Customer Complaint Erik Larsen has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the unsuitable recommendation of REITs and business development company investments. The customer complaint filed against Erik Larsen’s current employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Erik Larsen Red Flags & Your Rights As An Investor Of course, Erik Larsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erik Larsen at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Erik Larsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Erik Larsen If you have questions about Cetera Investment Services LLC and/or Erik Larsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darin Arnell of Cetera Advisor Networks LLC

DID DARIN DELLOYD ARNELL CAUSE YOU INVESTMENT LOSSES? Darin Arnell Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Darin Arnell of Cetera Advisor Networks LLC? Darin Arnell (CRD #4673735) who is currently registered with Cetera Advisor Networks LLC and located in Murray, Utah is a subject of one of our many securities industry sales practice abuse investigations.   Darin Arnell Customer Complaint Darin Arnell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and over-concentration. Darin Arnell’s customer complaint was settled in favor of the investors.. Darin Arnell Red Flags & Your Rights As An Investor Of course, Darin Arnell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darin Arnell at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Darin Arnell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Darin Arnell f you have questions about Cetera Advisor Networks LLC and/or Darin Arnell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 28, 2022

Daniel Kew of Cetera Investment Services LLC

DID DANIEL GODFREY KEW CAUSE YOU INVESTMENT LOSSES? Daniel Kew Of Cetera Investment Services LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daniel Kew of Cetera Investment Services LLC? Daniel Kew (CRD #2490987) who is currently registered with Cetera Investment Services LLC and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Daniel Kew was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Kew Customer Complaints Daniel Kew has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Daniel Kew’s 2 customer complaints was settled in favor of investor. One of Daniel Kew’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daniel Kew A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and misrepresentations related to a corporate note. Misrepresentation of a variable annuity investment. Daniel Kew Red Flags & Your Rights As An Investor Of course, Daniel Kew did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Kew at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Kew has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Daniel Kew if you have questions about Cetera Investment Services LLC, LPL Financial LLC, and/or Daniel Kew and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 27, 2022

Daniel Luna of Wells Fargo Clearing Services, LLC

DID DANIEL ENRIQUE LUNA CAUSE YOU INVESTMENT LOSSES? Daniel Luna Of Wells Fargo Clearing Services, LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Luna of Wells Fargo Clearing Services, LLC? Daniel Luna (CRD #5606606) who is currently registered with Wells Fargo Clearing Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Daniel Luna was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Luna Customer Complaint Daniel Luna has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about an unsuitable recommendation of variable annuity. The customer complaint filed against Daniel Luna’s former employer Cetera Investment Services LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Daniel Luna Red Flags & Your Rights As An Investor Of course, Daniel Luna did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Luna at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Daniel Luna has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Daniel Luna If you have questions about Wells Fargo Clearing Services, LLC, Cetera Investment Services LLC, and/or Daniel Luna and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Charles Krsek formerly with Cetera Advisors LLC

As a client, you assume you are putting your money in the hands of a trustworthy broker. This is why it’s critical to understand everything there is to know about the person investing your money. This knowledge may assist you in determining whether or not to deal with a certain broker. If you think Charles Krsek has caused you financial damages, we may be able to assist you in addressing any issues or problems you have. DID CHARLES EDWARD KRSEK CAUSE YOU INVESTMENT LOSSES? Charles Krsek Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Charles Krsek formerly with Cetera Advisors LLC? Charles Krsek (CRD #1736245) who was formerly registered with Cetera Advisors LLC and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations. Charles Krsek Customer Complaints Charles Krsek has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Charles Krsek’s 2 customer complaints was settled in favor of investor. One of Charles Krsek’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Charles Krsek A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendation to purchase interest in a business development company. Failure to supervise financial advisors. Charles Krsek Red Flags & Your Rights As An Investor Of course, Charles Krsek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Krsek at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Krsek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Charles Krsek If you have questions about Cetera Advisors LLC and/or Charles Krsek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Callen Bryan of Cetera Advisor Networks LLC

DID CALLEN WAYNE BRYAN CAUSE YOU INVESTMENT LOSSES? Callen Bryan Of Cetera Advisor Networks LLC And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Callen Bryan of Cetera Advisor Networks LLC? Callen Bryan (CRD #1564405) who is currently registered with Cetera Advisor Networks LLC and located in Wheeling, West Virginia is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Advisor Networks LLC, Callen Bryan was associated with LPL Financial LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Callen Bryan Customer Complaints Callen Bryan has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  The complaints related to variable annuities. Both of Callen Bryan’s customer complaints were denied and, to date, the customers have not taken any further action. Callen Bryan Red Flags & Your Rights As An Investor Of course, Callen Bryan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Callen Bryan at Cetera Advisor Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Callen Bryan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Callen Bryan If you have questions about Cetera Advisor Networks LLC, LPL Financial LLC,  and/or Callen Bryan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bo Li of Cetera Advisors LLC

DID BO LI CAUSE YOU INVESTMENT LOSSES? Bo Li Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bo Li of Cetera Advisors LLC? Bo Li (CRD #2225599) who is currently registered with Cetera Advisors LLC and located in Solon, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Bo Li Customer Complaint Bo Li has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative did not fully disclose all the facts regarding a premium flexibility and dividend to pay for insurance policy. Bo Li’s customer complaint was denied and, to date, the customer has not taken any further action. Bo Li Red Flags & Your Rights As An Investor Of course, Bo Li did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bo Li at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Bo Li has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Bo Li If you have questions about Cetera Advisors LLC and/or Bo Li and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leah Brooks of Securities America

DID LEAH ANNE BROOKS CAUSE YOU INVESTMENT LOSSES? Leah Brooks Of Securities America, Securities America Advisors And Formerly With Raymond James Financial Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Leah Brooks of Securities America? Leah Brooks (CRD #5587158) who is currently registered with Securities America, Securities America Advisors and located in Durant, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Leah Brooks was associated with Raymond James Financial Services, Cetera Investment Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leah Brooks Customer Complaint Leah Brooks has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Leah Brooks recommended unsuitable investments. The customer complaint filed against Leah Brooks’ former employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Leah Brooks Red Flags & Your Rights As An Investor Of course, Leah Brooks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leah Brooks at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Leah Brooks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors, Raymond James Financial Services, and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Leah Brooks If you have questions about Securities America, Securities America Advisors, Raymond James Financial Services, Cetera Investment Advisers, and/or Leah Brooks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Albert Campbell of Cetera Advisor Networks

DID ALBERT MONROE CAMPBELL CAUSE YOU INVESTMENT LOSSES? Albert Campbell Of Cetera Advisor Networks And Formerly With Probity Advisors And WSA Affiliates Has A Customer Complaint For Alleged Broker Misconduct Who is Albert Campbell of Cetera Advisor Networks? Albert Campbell (CRD #5369735) who is currently registered with Cetera Advisor Networks and located in Pendleton, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Albert Campbell was associated with Probity Advisors, WSA Affiliates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Albert Campbell Customer Complaint Albert Campbell has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were she incurred tax implications due to sale of assets in her account after telling Albert Campbell not to sell anything. Albert Campbell’s customer complaint was denied and, to date, the customer has not taken any further action. Albert Campbell Red Flags & Your Rights As An Investor Of course, Albert Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Campbell at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates on alert to review carefully the activity and performance of their accounts and question whether Albert Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Probity Advisors, and WSA Affiliates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Albert Campbell If you have questions about Cetera Advisor Networks, Probity Advisors, WSA Affiliates, and/or Albert Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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