Mar 8, 2022

Ivan Cen of Cetera Investment Services

DID IVAN JI CEN CAUSE YOU INVESTMENT LOSSES? Ivan Cen Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Cen of Cetera Investment Services? Ivan Cen (CRD #5474263) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Millbrae, California is a subject of one of our many securities industry sales practice abuse investigations. Ivan Cen Customer Complaint Ivan Cen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ivan Cen sold them unsuitable alternative investments. The customer complaint filed against Ivan Cen’s current employer Cetera Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Ivan Cen Red Flags & Your Rights As An Investor Of course, Ivan Cen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Cen at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Ivan Cen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Ivan Cen If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Ivan Cen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Senofonte of Cetera Investment Services

DID MARK ANGELO SENOFONTE CAUSE YOU INVESTMENT LOSSES? Mark Senofonte Of Cetera Investment Services And Cetera Investment Advisers Has 6 Customer Complaints For Alleged Broker Misconduct Who is Mark Senofonte of Cetera Investment Services? Mark Senofonte (CRD #2038108) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Edison, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Mark Senofonte Customer Complaints Mark Senofonte has been the subject of 6 customer complaints that we know about. Two of Mark Senofonte’s 6 customer complaints were settled in favor of investors. Three of Mark Senofonte’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Cetera Investment Services for investment losses caused by Mark Senofonte’s alleged misconduct. Allegations Against Mark Senofonte A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged accounts were closed and cashed in without her permission and funds were stolen/fraud allegedly by Mark Senofonte. Client alleged Mark Senofonte’s misrepresentation and losses. Demand for damages caused by misrepresentation, suitability, and failure to supervise Mark Senofonte. Mark Senofonte’s alleged misrepresentation and unauthorized purchase. The state of New Jersey alleged that Mark Senofonte failed to provide full disclosure at the time of sale. Mark Senofonte Red Flags & Your Rights As An Investor Of course, Mark Senofonte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Senofonte at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Mark Senofonte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Mark Senofonte If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Mark Senofonte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Schwartz of Cetera Advisor Networks

DID MICHAEL WAYNE SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Michael Schwartz Of Cetera Advisor Networks And Formerly With Royal Alliance Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Schwartz of Cetera Advisor Networks? Michael Schwartz (CRD #2669252) who is currently registered with Cetera Advisor Networks and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Michael Schwartz was associated with Royal Alliance Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Schwartz Customer Complaint Michael Schwartz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that variable annuities purchased were misrepresented and unsuitable. Michael Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Schwartz Red Flags & Your Rights As An Investor Of course, Michael Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Schwartz at Cetera Advisor Networks and Royal Alliance Associates on alert to review carefully the activity and performance of their accounts and question whether Michael Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks and Royal Alliance Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Michael Schwartz If you have questions about Cetera Advisor Networks, Royal Alliance Associates, and/or Michael Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Story of Cetera Advisor Networks

DID JAMES WHITNEY STORY CAUSE YOU INVESTMENT LOSSES? James Story Of Cetera Advisor Networks, Summit Financial Group And Formerly With Summit Brokerage Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Story of Cetera Advisor Networks? James Story (CRD #2656257) who is currently registered with Cetera Advisor Networks, Summit Financial Group and located in Fitzgerald, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks and Summit Financial Group, James Story was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Story Customer Complaints James Story has been the subject of 4 customer complaints that we know about. One of James Story’s 4 customer complaints was settled in favor of investors. Two of James Story’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Mutual Service Corporation for investment losses caused by James Story’s alleged misconduct. Allegations Against James Story A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that James Story purposely engaged in inappropriate trading activity, which was intended to incur sales commissions. Customers alleged James Story recommended unsuitable fixed income investments. Unsuitable recommendations were followed by the client based upon misrepresentations/omissions of material information by James Story. James Story Red Flags & Your Rights As An Investor Of course, James Story did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Story at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether James Story has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, Summit Financial Group and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To James Story If you have questions about Cetera Advisor Networks, Summit Financial Group, Summit Brokerage Services, and/or James Story and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Melinda Olbert of Cetera Advisors

DID MELINDA LEE OLBERT CAUSE YOU INVESTMENT LOSSES? Melinda Olbert Of Cetera Advisors And Formerly With Investors Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Melinda Olbert of Cetera Advisors? Melinda Olbert (CRD #2893793) who is currently registered with Cetera Advisors and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Melinda Olbert was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Melinda Olbert Customer Complaint Melinda Olbert has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were negligence, misrepresentation, omission of a material fact, breach of fiduciary duty, and breach of contract. Melinda Olbert’s customer complaint was settled in favor of the investors. Melinda Olbert Red Flags & Your Rights As An Investor Of course, Melinda Olbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Melinda Olbert at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Melinda Olbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  Cetera Advisors Due To Melinda Olbert If you have questions about Cetera Advisors, Investors Capital, and/or Melinda Olbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kirk Knollman formerly with Cetera Advisor Networks

DID KIRK WILLIAM KNOLLMAN CAUSE YOU INVESTMENT LOSSES? Kirk Knollman Formerly With Cetera Advisor Networks  And Summit Brokerage Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kirk Knollman formerly with Cetera Advisor Networks? Kirk Knollman (CRD #2089445) who was formerly registered with Cetera Advisor Networks and located in Loveland, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Kirk Knollman was associated with Summit Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Kirk Knollman Customer Complaints Kirk Knollman has been the subject of 2 customer complaints that we know about. Both of Kirk Knollman’s customer complaints were settled in favor of investors. Allegations Against Kirk Knollman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers alleged that Kirk Knollman made unauthorized and unsuitable trades in their accounts. Former client alleged unsuitable recommendations and unauthorized trading by Kirk Knollman. Kirk Knollman Red Flags & Your Rights As An Investor Of course, Kirk Knollman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Knollman at Cetera Advisor Networks and Summit Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Kirk Knollman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks and Summit Brokerage Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Kirk Knollman If you have questions about Cetera Advisor Networks, Summit Brokerage Services, and/or Kirk Knollman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Laskin of Cetera Advisors

DID RICHARD SCOTT LASKIN CAUSE YOU INVESTMENT LOSSES? Richard Laskin Of Cetera Advisors And Formerly With SII Investments Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Laskin of Cetera Advisors? Richard Laskin (CRD #2201317) who is currently registered with Cetera Advisors and located in East Brunswick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Richard Laskin was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Laskin Customer Complaints Richard Laskin has been the subject of 2 customer complaints that we know about. One of Richard Laskin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against SII Investments for investment losses caused by Richard Laskin’s alleged misconduct. Allegations Against Richard Laskin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged funds were invested too aggressively for her risk level by Richard Laskin. Richard Laskin’s alleged unsuitable investments. Richard Laskin Red Flags & Your Rights As An Investor Of course, Richard Laskin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laskin at Cetera Advisors and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Laskin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Richard Laskin If you have questions about Cetera Advisors, SII Investments, and/or Richard Laskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jimmy Maldonado of LPL Financial

DID JIMMY MALDONADO CAUSE YOU INVESTMENT LOSSES? Jimmy Maldonado Of LPL Financial And Formerly With Invest Financial And Cetera Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jimmy Maldonado of LPL Financial? Jimmy Maldonado (CRD #2991263) who is currently registered with LPL Financial and located in Burbank, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jimmy Maldonado was associated with Invest Financial, Cetera Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jimmy Maldonado Customer Complaints Jimmy Maldonado has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jimmy Maldonado’s 2 customer complaints was settled in favor of investors. One of Jimmy Maldonado’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jimmy Maldonado A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complaint in question involves a trade on Juniper (JNPR) which Jimmy Maldonado allegdly decided to sell based upon the “Not Held Order” given by the client as the stock was dropping fast. Customer alleged Jimmy Maldonado’s misrepresentation of a Business Development Company. Jimmy Maldonado Red Flags & Your Rights As An Investor Of course, Jimmy Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jimmy Maldonado at LPL Financial, Invest Financial, and Cetera Advisors on alert to review carefully the activity and performance of their accounts and question whether Jimmy Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Invest Financial, and Cetera Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jimmy Maldonado If you have questions about LPL Financial, Invest Financial, Cetera Advisors, and/or Jimmy Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stuart Haw of Cetera Advisors

DID STUART BRYAN HAW CAUSE YOU INVESTMENT LOSSES? Stuart Haw of Cetera Advisors And Formerly With Investors Capital Has 3 Customer Complaints For Alleged Broker Misconduct Who is Stuart Haw of Cetera Advisors? Stuart Haw (CRD #2905167) who is currently registered with Cetera Advisors and located in Bradenton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Stuart Haw was associated with Investors Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Stuart Haw Customer Complaints Stuart Haw has been the subject of 3 customer complaints that we know about, two of those complaints were filed in the last year to recover investment losses. One of Stuart Haw’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against Cetera Advisors and Investors Capital for investment losses caused by Stuart Haw’s alleged misconduct. Allegations Against Stuart Haw A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged breach of fiduciary duty, unsuitable investments, material misrepresentations and omissions, violations of FINRA rules by Stuart Haw. Stuart Haw’s alleged professional negligence for failure to process a change of beneficiary in a timely manner. Customer alleged unsuitable investment recommendations by Stuart Haw. Stuart Haw Red Flags & Your Rights As An Investor Of course, Stuart Haw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stuart Haw at Cetera Advisors and Investors Capital on alert to review carefully the activity and performance of their accounts and question whether Stuart Haw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and Investors Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Stuart Haw If you have questions about Cetera Advisors, Investors Capital, and/or Stuart Haw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kimberley Holweger of Cetera Investment Services

DID KIMBERLEY ANN HOLWEGER CAUSE YOU INVESTMENT LOSSES? Kimberley Holweger Of Cetera Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kimberley Holweger of Cetera Investment Services? Kimberley Holweger (CRD #1572778) who is currently registered with Cetera Investment Services and located in St Cloud, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Kimberley Holweger Customer Complaint Kimberley Holweger has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mrs. Holweger failed to supervise a registered representative who allegedly made unsuitable investment recommendations and failed to discuss the tax consequences of an annuity distribution. Kimberley Holweger’s customer complaint was settled in favor of the investors. Kimberley Holweger Red Flags & Your Rights As An Investor Of course, Kimberley Holweger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberley Holweger at Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Kimberley Holweger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Kimberley Holweger If you have questions about Cetera Investment Services and/or Kimberley Holweger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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