Mar 8, 2022

David Waters of Cetera Advisors

DID DAVID SAMUEL WATERS CAUSE YOU INVESTMENT LOSSES? David Waters Of Cetera Advisors And Formerly With LPL Financial and Private Advisor Group Has A Customer Complaint For Alleged Broker Misconduct Who is David Waters of Cetera Advisors? David Waters (CRD #734939) who is currently registered with Cetera Advisors and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, David Waters was associated with LPL Financial, Private Advisor Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Waters Customer Complaint David Waters has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unauthorized trades which resulted in a decline of the portfolio value. David Waters’ customer complaint was settled in favor of the investors. David Waters Red Flags & Your Rights As An Investor Of course, David Waters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Waters at Cetera Advisors, LPL Financial, and Private Advisor Group on alert to review carefully the activity and performance of their accounts and question whether David Waters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors, LPL Financial, and Private Advisor Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors and LPL Financial Due To David Waters If you have questions about Cetera Advisors, LPL Financial, Private Advisor Group, and/or David Waters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sandra White of Goldman Sachs & Co.

DID SANDRA LEE WHITE CAUSE YOU INVESTMENT LOSSES? Sandra White Of Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company And Formerly With Cetera Advisor Networks and Girard Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra White of Goldman Sachs & Co.? Sandra White (CRD #805113) who is currently registered with Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Sandra White was associated with Cetera Advisor Networks, Girard Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra White Customer Complaints Sandra White has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Claimants alleged Sandra White’s investment recommendations were not suitable and not diversified. Claimants generally alleged negligence, misrepresentation, and misconduct. Both of Sandra White’s 2 customer complaints were settled in favor of investors. Sandra White Red Flags & Your Rights As An Investor Of course, Sandra White did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra White at Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, and Girard Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra White has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, and Girard Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co.,Mercer Allied Company and Cetera Advisor Networks Due To Sandra White If you have questions about Goldman Sachs & Co., Goldman Sachs Personal Financial Management, Mercer Allied Company, Cetera Advisor Networks, Girard Securities, and/or Sandra White and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Russell Nieland formerly with Cetera Advisor Networks

DID RUSSELL GRANT NIELAND CAUSE YOU INVESTMENT LOSSES? Russell Nieland Formerly With Cetera Advisor Networks, LPL Financial And TD Ameritrade Has A Customer Complaint For Alleged Broker Misconduct Who is Russell Nieland formerly with Cetera Advisor Networks? Russell Nieland (CRD #6031621) who was formerly registered with Cetera Advisor Networks and located in Omaha, Nebraska is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks, Russell Nieland was associated with LPL Financial, TD Ameritrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Russell Nieland Customer Complaint Russell Nieland has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client claimed he was told the annuitization amount of his annuity was not based on the cash value in the account, so he delayed annuitization. After the market decline, the annuity payments if annuitized were reduced due to the cash value of the annuity declining as well. Russell Nieland’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Russell Nieland Red Flags & Your Rights As An Investor Of course, Russell Nieland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russell Nieland at Cetera Advisor Networks, LPL Financial, and TD Ameritrade on alert to review carefully the activity and performance of their accounts and question whether Russell Nieland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks, LPL Financial, and TD Ameritrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Russell Nieland If you have questions about Cetera Advisor Networks, LPL Financial, TD Ameritrade, and/or Russell Nieland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Rogers of Cetera Advisor Networks

DID ROBERT ANTHONY ROGERS JR CAUSE YOU INVESTMENT LOSSES? Robert Rogers Of Cetera Advisor Networks Has A Customer Complaint For Alleged Broker Misconduct Who is Robert Rogers of Cetera Advisor Networks? Robert Rogers (CRD #5574011) who is currently registered with Cetera Advisor Networks and located in Haddon Heights, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Robert Rogers Customer Complaint Robert Rogers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were she incurred tax and healthcare implications due to the sale of AAPL shares. Client further alleged she was given assurance that this transaction would not affect her income/tax status. Robert Rogers’ customer complaint was settled in favor of the investors. Robert Rogers Red Flags & Your Rights As An Investor Of course, Robert Rogers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rogers at Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Robert Rogers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Robert Rogers If you have questions about Cetera Advisor Networks and/or Robert Rogers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jason Mikeska of Raymond James Financial Services

DID JASON JOHN MIKESKA CAUSE YOU INVESTMENT LOSSES? Jason Mikeska Of Raymond James Financial Services, Raymond James Financial Services Advisors And Formerly With Cetera Investment Services And Cetera Investment Advisers Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Mikeska of Raymond James Financial Services? Jason Mikeska (CRD #4962984) who is currently registered with Raymond James Financial Services, Raymond James Financial Services Advisors and located in Victoria, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services and Raymond James Financial Services Advisors, Jason Mikeska was associated with Cetera Investment Services, Cetera Investment Advisers, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Mikeska Customer Complaints Jason Mikeska has been the subject of 2 customer complaints that we know about. One of Jason Mikeska’s 2 customer complaints was settled in favor of investors. One of Jason Mikeska’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Jason Mikeska A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Jason Mikeska guaranteed a minimum interest rate and wanted principal returned. The client alleged trades were placed by Jason Mikeska without his authorization. Jason Mikeska Red Flags & Your Rights As An Investor Of course, Jason Mikeska did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mikeska at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Jason Mikeska has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, and Cetera Investment Advisers also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Jason Mikeska If you have questions about Raymond James Financial Services, Raymond James Financial Services Advisors, Cetera Investment Services, Cetera Investment Advisers, and/or Jason Mikeska and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Teena Milldebrandt of Cetera Advisor Networks

DID TEENA ANN MILLDEBRANDT CAUSE YOU INVESTMENT LOSSES? Teena Milldebrandt Of Cetera Advisor Networks Has 3 Customer Complaints For Alleged Broker Misconduct Who is Teena Milldebrandt of Cetera Advisor Networks? Teena Milldebrandt (CRD #4535766) who is currently registered with Cetera Advisor Networks and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Teena Milldebrandt Customer Complaints Teena Milldebrandt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Teena Milldebrandt’s 3 customer complaints were settled in favor of investors. One of Teena Milldebrandt’s customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Teena Milldebrandt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients alleged Teena Milldebrandt’s investment recommendation was unsuitable. Customers alleged that Teena Milldebrandt’s continuous recommendations of moving funds from one annuity to another and purchasing more insurance than needed resulted in substantial costs, excess tax payments and significant market losses. No evidence found to support customers’ allegations. Customer accepted offer of a refund of the remaining net premiums from the immediate variable annuity issued. The firm paid the difference between the commuted value and the net remaining premiums. Customers alleged the two variable annuity universal life contracts issued by Teena Milldebrandt were not suitable as there was no need for additional insurance for either of them. Teena Milldebrandt Red Flags & Your Rights As An Investor Of course, Teena Milldebrandt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teena Milldebrandt at Cetera Advisor Networks on alert to review carefully the activity and performance of their accounts and question whether Teena Milldebrandt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks Due To Teena Milldebrandt If you have questions about Cetera Advisor Networks and/or Teena Milldebrandt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Harry Hewes of Cetera Investment Services

DID HARRY PRINGLE HEWES CAUSE YOU INVESTMENT LOSSES? Harry Hewes Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Hancock Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Harry Hewes of Cetera Investment Services? Harry Hewes (CRD #6190381) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Gulfport, Mississippi is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Harry Hewes was associated with Hancock Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harry Hewes Customer Complaint Harry Hewes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation on equity indexed annuity. Harry Hewes’ customer complaint was denied and, to date, the customer has not taken any further action. Harry Hewes Red Flags & Your Rights As An Investor Of course, Harry Hewes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Hewes at Cetera Investment Services, Cetera Investment Advisers, and Hancock Investment Services on alert to review carefully the activity and performance of their accounts and question whether Harry Hewes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services. Cetera Investment Advisers, and Hancock Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Harry Hewes If you have questions about Cetera Investment Services, Cetera Investment Advisers, Hancock Investment Services, and/or Harry Hewes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Rebecca Kettner of Cetera Investment Services

DID REBECCA KETTNER CAUSE YOU INVESTMENT LOSSES? Rebecca Kettner Of Cetera Investment Services And Cetera Investment Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Rebecca Kettner of Cetera Investment Services? Rebecca Kettner (CRD #7054868) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Walla Walla, Washington is a subject of one of our many securities industry sales practice abuse investigations. Rebecca Kettner Customer Complaint Rebecca Kettner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Rebecca Kettner failed to rebalance her portfolio as instructed. Rebecca Kettner’s customer complaint was settled in favor of the investors. Rebecca Kettner Red Flags & Your Rights As An Investor Of course, Rebecca Kettner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rebecca Kettner at Cetera Investment Services and Cetera Investment Advisers on alert to review carefully the activity and performance of their accounts and question whether Rebecca Kettner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Investment Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Rebecca Kettner If you have questions about Cetera Investment Services, Cetera Investment Advisers, and/or Rebecca Kettner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joshua Beitel of Cambridge Investment Research

DID JOSHUA JON BEITEL CAUSE YOU INVESTMENT LOSSES? Joshua Beitel Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With Cetera Investment Services, Cetera Investment Advisers And Fifth Third Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joshua Beitel of Cambridge Investment Research? Joshua Beitel (CRD #5911459) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research and Cambridge Investment Research Advisors, Joshua Beitel was associated with Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Beitel Customer Complaints Joshua Beitel has been the subject of 2 customer complaints that we know about. One of Joshua Beitel’s 2 customer complaints was settled in favor of investors. One of Joshua Beitel’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Joshua Beitel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged her investment was changed without her consent allegedly by Joshua Beitel. Customer alleged Joshua Beitel should have informed her of tax consequences of liquidation of account. Joshua Beitel Red Flags & Your Rights As An Investor Of course, Joshua Beitel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Beitel at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Beitel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, and Fifth Third Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Joshua Beitel If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, Cetera Investment Services, Cetera Investment Advisers, Fifth Third Securities, and/or Joshua Beitel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Nicholas Doyle of Cetera Investment Services

DID NICHOLAS SHAWN DOYLE CAUSE YOU INVESTMENT LOSSES? Nicholas Doyle Of Cetera Investment Services, Cetera Investment Advisers And Formerly With Foresters Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Nicholas Doyle of Cetera Investment Services? Nicholas Doyle (CRD #4962555) who is currently registered with Cetera Investment Services, Cetera Investment Advisers and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services and Cetera Investment Advisers, Nicholas Doyle was associated with Foresters Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Nicholas Doyle Customer Complaint Nicholas Doyle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were performance/service issues. Nicholas Doyle’s customer complaint was denied and, to date, the customer has not taken any further action. Nicholas Doyle Red Flags & Your Rights As An Investor Of course, Nicholas Doyle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Doyle at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services on alert to review carefully the activity and performance of their accounts and question whether Nicholas Doyle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services, Cetera Investment Advisers, and Foresters Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Nicholas Doyle If you have questions about Cetera Investment Services, Cetera Investment Advisers, Foresters Financial Services, and/or Nicholas Doyle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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