Jan 20, 2022

David Rockwell of Cetera Advisor Networks LLC

DID DAVID AARON ROCKWELL CAUSE YOU INVESTMENT LOSSES? David Aaron Rockwell formerly with Cetera Advisor Networks LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is David A. Rockwell formerly with Cetera Advisor Networks LLC? David Rockwell (CRD #4236377) who was formerly registered with Cetera Advisor Networks LLC and located in Fort Myers, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisor Networks LLC, David Rockwell was associated with Suntrust Investment Services, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Rockwell has had his share of regulatory problems. In July 2015, it was alleged by the Florida Office of Financial Regulation that he made material false statement on his application for registration. Last year, David Rockwell failed to respond to a FINRA request for information in one of its investigations and he was initially suspended and then permanently barred in all capacities from any further employment by a FINRA member firm in the securities industry. Cetera Advisor Networks, LLC Broker Misconduct In his career, David Rockwell has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last 2 years to recover investment losses. One of David Rockwell’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against David Rockwell’s former employer Cetera Advisor Networks LLCfor investment losses caused by his alleged misconduct. Allegations Against David Rockwell   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that David Rockwell misappropriated money from his investment accounts to invest in a private security related to a company-owned by him. The complaint was settled for $215,000 by his former employer, Cetera Advisor Networks, LLC. Claimants alleges that David Rockwell obtain loans in their name was secured by their brokerage accounts without there are authorization. Client’s alleged that David Rockwell was involved in forgery and fraud regarding their accounts. David Rockwell Red Flags & Your Rights As An Investor Of course, David Rockwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Rockwell at Cetera Advisor Networks LLC and Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Rockwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC in such a short period also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC If you have questions about Cetera Advisor Networks LLC, Suntrust Investment Services, Inc. and/or David Rockwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jess Hurst of Cetera Advisors LLC

DID JESS W. HURST II CAUSE YOU INVESTMENT LOSSES? Jess W. Hurst II with Cetera Advisors LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is Jess W. Hurst II with Cetera Advisors LLC? Jess Hurst (CRD #1742952) who is currently registered with Cetera Advisors LLC and located in Stow, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors LLC, Jess Hurst was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cetera Advisors LLC Broker Misconduct In his career, Jess Hurst has been the subject of 7 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Jess Hurst’s 7 customer complaints were settled in favor of investors. There is currently 1 pending customer complaint filed against Jess Hurst’s current employer Cetera Advisors LLC for investment losses caused by his alleged misconduct. Allegations Against Jess Hurst A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges that Jess Hurst was negligent in the establishment of a 72T distribution schedule made unsuitable investment recommendations. Client alleged trading errors. Client alleged nondisclosure of fees related to variable annuities. Claimant alleged unauthorized trading. Jess Hurst Red Flags & Your Rights As An Investor Of course, Jess Hurst did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jess Hurst at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Jess Hurst has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC If you have questions about Cetera Advisors LLC and/or Jess Hurst and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Wolfe of Goldman Sachs & Co. LLC

DID ROBERT BRIAN WOLFE CAUSE YOU INVESTMENT LOSSES? Robert Brian Wolfe Of Goldman Sachs & Co. LLC And Formerly Cetera Advisor Networks, LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Robert B. Wolfe with Goldman Sachs & Co. LLC? Robert Wolfe (CRD #2268259) who is currently registered with Goldman Sachs & Co. LLC and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Goldman Sachs & Co. LLC, Robert Wolfe was associated with Mercer Allied Company, L.P., Cetera Advisor Networks LLC, and Girard Securities, Inc. and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cetera Advisor Networks, LLC Broker Misconduct In his career, Robert Wolfe has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of his customer complaints was recently denied by his former employer, and to date, the customer has not taken any further action. There are currently two pending customer complaints filed against Robert Wolfe’s current employer Cetera Advisor Networks, LLC for investment losses caused by his alleged misconduct. Allegations Against Robert Wolfe A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Complainant alleged that Robert Wolfe made unsuitable investment recommendations related to closed-end funds. Claimants allege a registered representative recommended unsuitable alternative investments in annuities, failed to perform due diligence, breach of his fiduciary duty, breach his contract in connection with real estate private placements. Claimants allege that Robert Wolfe made unsuitable investment recommendations and failed to disclose all the risk associated with real estate private placement investments. Robert Wolfe Red Flags & Your Rights As An Investor Of course, Robert Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wolfe at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, and Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC, also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC and Cetera Advisors, Networks, LLC If you have questions about Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc. and/or Robert Wolfe and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Christenson of Cetera Advisors, LLC

DID JEFFREY TODD CHRISTENSON CAUSE YOU INVESTMENT LOSSES? Jeffrey Todd Christenson formerly with Cetera Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Jeffrey T. Christenson formerly with Cetera Advisors, LLC? Jeffrey Christenson (CRD #2458589) who was formerly registered with Cetera Advisors, LLC and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, LLC, Jeffrey Christenson has associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Christianson also file for bankruptcy and was discharged in September 2018. It is unclear whether the IRS tax lien of $187,875 on Jeffrey Christianson has been satisfied. Cetera Advisors, LLC Broker Misconduct In his career, Jeffrey Christenson has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Jeffrey Christenson’s customer complaints was by his employer and to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Jeffrey Christenson’s former employer Cetera Advisors, LLC for investment losses caused by his alleged misconduct. Allegations Against Jeffrey Christenson   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer complained that Jeffrey Christianson failed to follow his instructions and liquidated investment in his account. Claimants alleged violations of the Arizona Securities Act, fraud, breach of contract, breach of the covenant of good faith and fair dealings, breach of fiduciary duty, professional negligence, innocent misrepresentation/constructive fraud relating to, a promissory note, investment. Jeffrey Christenson Red Flags & Your Rights as An Investor Of course, Jeffrey Christenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Jeffrey Christenson at Cetera Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Christensonhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors, LLC about Jeffrey Christiansonalso raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Cetera Advisors LLC If you have questions about Cetera Advisors LLC and/or Jeffrey Christenson and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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