May 20, 2024

Xuemei Qian of Cetera Investment Services LLC

DID XUEMEI QIAN CAUSE YOU INVESTMENT LOSSES? Xuemei Qian Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Xuemei Qian Customer Complaints Xuemei Qian has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints have recently been denied by Cetera Investment Services, and thus far, investors have not taken any further action Allegations Against Xuemei Qian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Xuemei Qian Red Flags & Your Rights As An Investor Of course, Xuemei Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xuemei Qian at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Xuemei Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Xuemei Qian  If you have questions about Cetera Investment Services LLC and/or Xuemei Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2024

Juan Rascon of Cetera Investment Services LLC

DID JUAN RASCON CAUSE YOU INVESTMENT LOSSES? Juan Rascon Of Cetera Investment Services LLC And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Juan Rascon Customer Complaints Juan Rascon has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by BBVA Securities in favor of the investor for Juan Rascon’s alleged misconduct.  The other customer complaint has evolved into a FINRA arbitration proceeding alleging damages of $1 million against BBVA Securities for the adviser’s alleged misconduct that is still pending. Allegations Against Juan Rascon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Juan Rascon Red Flags & Your Rights As An Investor Of course, Juan Rascon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Juan Rascon at Cetera Investment Services LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Juan Rascon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Juan Rascon  If you have questions about Cetera Investment Services LLC, BBVA Securities Inc. and/or Juan Rascon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2024

Eugene Jordan of Cetera Advisor Networks LLC

DID EUGENE PAUL JORDAN CAUSE YOU INVESTMENT LOSSES? Eugene Jordan Of Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct Eugene Jordan Customer Complaints Eugene Jordan has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Tower Square Securities in favor of the investor or Eugene Jordan’s alleged misconduct.  The other customer complaint was recently denied by Cetera Advisors, Networks and, to date, the investor has not taken any further action. Allegations Against Eugene Jordan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eugene Jordan Red Flags & Your Rights As An Investor Of course, Eugene Jordan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Jordan at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Eugene Jordan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Eugene Jordan  If you have questions about Cetera Advisor Networks LLC and/or Eugene Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 22, 2024

Brion Harris of Cetera Advisor Networks LLC

DID BRION PATRICK HARRIS CAUSE YOU INVESTMENT LOSSES? Brion Harris Of Cetera Advisor Networks LLC And Formerly With Summit Brokerage Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Brion Harris Customer Complaints Brion Harris has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by his former employers in favor of the investors.  Another customer complaint was denied by Jefferson Pilot Securities Corporation and the investor took no further action are currently 3 FINRA arbitration proceedings that are pending against Summit Brokerage Services and/or Cetera Advisors, Networks for Brion Harris’s alleged misconduct.  Allegations Against Brion Harris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brion Harris Red Flags & Your Rights As An Investor Of course, Brion Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brion Harris at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brion Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Brion Harris  If you have questions about Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Brion Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2024

Peter Pace of Cetera Advisor Networks LLC

DID PETER WILLIAM PACE CAUSE YOU INVESTMENT LOSSES? Peter Pace Of Cetera Advisor Networks LLC And Formerly With North Ridge Securities Corp. Has A Customer Complaint For Alleged Broker Misconduct Peter Pace Customer Complaint Peter Pace has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or unsuitable recommendation to purchase real estate securities.  The FINRA arbitration proceeding was recently filed against North Ridge Securities Corp., for Peter pace’s alleged misconduct and still pending. Peter Pace Red Flags & Your Rights As An Investor Of course, Peter Pace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Pace at Cetera Advisor Networks LLC and North Ridge Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Peter Pace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and North Ridge Securities Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Peter Pace  If you have questions about Cetera Advisor Networks LLC, North Ridge Securities Corp. and/or Peter Pace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Joseph Hobbs of Cetera Investment Networks LLC

DID JOSEPH GREGORY HOBBS CAUSE YOU INVESTMENT LOSSES? Joseph Hobbs Of Cetera Investment Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Hobbs Customer Complaint Joseph Hobbs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions and purchase of different products than requested.  The customer complaint was recently filed and is pending in the District Court of Oklahoma County, Oklahoma. Joseph Hobbs Red Flags & Your Rights As An Investor Of course, Joseph Hobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hobbs at Cetera Investment Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Hobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Networks LLC Due To Joseph Hobbs If you have questions about Cetera Investment Networks LLC, LPL Financial LLC and/or Joseph Hobbs and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Rick Harbus of Cetera Advisor Networks LLC

DID RICK ISAAC HARBUS CAUSE YOU INVESTMENT LOSSES? Rick Harbus Of Cetera Advisor Networks LLC Has 3 Customer Complaints For Alleged Broker Misconduct Rick Harbus Customer Complaints Rick Harbus has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by PFS Investments in favor of the investors for Rick Harbus’ alleged misconduct.  The other customer complaint was recently filed with HBW Advisory Services for Rick Harbus’ alleged misconduct and is still pending. Allegations Against Rick Harbus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rick Harbus Red Flags & Your Rights As An Investor Of course, Rick Harbus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Harbus at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Harbus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Rick Harbus If you have questions about Cetera Advisor Networks LLC and/or Rick Harbus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Casey Walker of Cetera Advisor Networks LL

DID CASEY BRENT WALKER CAUSE YOU INVESTMENT LOSSES? Casey Walker Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Casey Walker Customer Complaint Casey Walker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations relating to real estate securities.  The FINRA arbitration proceeding was recently filed against Cetera Advisor Networks for Casey Walker’s alleged misconduct and is still pending. Casey Walker Red Flags & Your Rights As An Investor Of course, Casey Walker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey Walker at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Casey Walker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Casey Walker If you have questions about Cetera Advisor Networks LLC and/or Casey Walker and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Derek McLean of Cetera Advisors LLC

DID DEREK GUY MCLEAN CAUSE YOU INVESTMENT LOSSES? Derek McLean Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Derek McLean Customer Complaints Derek McLean has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by First Allied Securities in favor of the investor for Derek McLean’s alleged misconduct. Another customer complaint was recently filed against the same brokerage firm in the FINRA arbitration forum and still pending. Allegations Against Derek McLean A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Derek McLean Red Flags & Your Rights As An Investor Of course, Derek McLean did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek McLean at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Derek McLean has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Derek McLean If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Derek McLean and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 27, 2024

Dave Hutchison of Cetera Advisors LLC

DID DAVE KEITH HUTCHISON CAUSE YOU INVESTMENT LOSSES? Dave Hutchison Of Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Dave Hutchison Customer Complaint Dave Hutchison has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, and negligent supervision in connection with mutual fund investments.  The customer complaint was recently filed against Cetera Advisors before FINRA arbitrators and is still pending. Dave Hutchison Red Flags & Your Rights As An Investor Of course, Dave Hutchison did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Hutchison at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Dave Hutchison has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Dave Hutchison If you have questions about Cetera Advisors LLC and/or Dave Hutchison and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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