Feb 12, 2024

Xiangyu Zhang formerly with Wells Fargo Clearing Services, LLC

DID XIANGYU YU ZHANG CAUSE YOU INVESTMENT LOSSES? Xiangyu Zhang Formerly With Wells Fargo Clearing Services, LLC and Cetera Investment Services Has 12 Customer Complaints For Alleged Broker Misconduct Xiangyu Zhang Customer Complaints Xiangyu Zhang has been the subject of 12 customer complaints that we know about seeking to recover investment losses. Nine of the customer complaints were settled by Cetera Investment Services in favor of the investors. Two of the customer complaints were denied by Cetera Investment Services and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against Cetera Investment Services for the advisor’s alleged misconduct. Allegations Against Xiangyu Zhang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Xiangyu Zhang Red Flags & Your Rights As An Investor Of course, Xiangyu Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Xiangyu Zhang at Wells Fargo Clearing Services, LLC and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether Xiangyu Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Cetera Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Xiangyu Zhang If you have questions about Wells Fargo Clearing Services, LLC Cetera Investment Services and/or Xiangyu Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Chad Anderson of Cetera Advisors LLC

DID CHAD DUANE ANDERSON CAUSE YOU INVESTMENT LOSSES? Chad Anderson Of Cetera Advisors LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Chad Anderson Customer Complaint Chad Anderson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a REIT investment that was misrepresented as having no risk. The customer complaint evolved into a FINRA arbitration proceeding that was recently filed with LPL Financial and the Investment Centers of America and is still pending. Chad Anderson Red Flags & Your Rights As An Investor Of course, Chad Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Anderson at Cetera Advisors LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Chad Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Chad Anderson If you have questions about Cetera Advisors LLC, LPL Financial LLC and/or Chad Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 1, 2024

Joseph Allen formerly with Cetera Advisor Networks LLC

DID JOSEPH MICHAEL ALLEN CAUSE YOU INVESTMENT LOSSES? Joseph Allen Formerly With Cetera Advisor Networks LLC and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Joseph Allen Customer Complaint Joseph Allen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation of a mutual fund as a safe investment. Edward Jones recently denied the customer complaint so far, the investor has not taken any further action. Joseph Allen Red Flags & Your Rights As An Investor Of course, Joseph Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Allen at Cetera Advisor Networks LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joseph Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Joseph Allen If you have questions about Cetera Advisor Networks LLC, Edward Jones and/or Joseph Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2024

Patrick Groarke of Cetera Advisor Networks LLC

DID PATRICK JOSEPH GROARKE CAUSE YOU INVESTMENT LOSSES? Patrick Groarke Of Cetera Advisor Networks LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Groarke Customer Complaints Patrick Groarke has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Patrick Groarke’s former employers. So far, the investors have not filed any arbitration proceedings or lawsuits related to the alleged misconduct. Allegations Against Patrick Groarke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Groarke Red Flags & Your Rights As An Investor Of course, Patrick Groarke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Groarke at Cetera Advisor Networks LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Groarke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Patrick Groarke If you have questions about Cetera Advisor Networks LLC, Wells Fargo Clearing Services, LLC and/or Patrick Groarke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 17, 2024

Holland of Cetera Advisor Networks LLC

DID GARY WILLIAM HOLLAND CAUSE YOU INVESTMENT LOSSES? Gary Holland Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Gary Holland Customer Complaints Gary Holland has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investors. The other for customer complaints were denied by Gary Hollands employers in the investors took no further action. Allegations Against Gary Holland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Holland Red Flags & Your Rights As An Investor Of course, Gary Holland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Holland at Cetera Advisor Networks LLC  and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Gary Holland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Gary Holland If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Gary Holland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 8, 2024

Trey Toifel of Cetera Investment Services LLC

DID TREY ANDREW TOIFEL CAUSE YOU INVESTMENT LOSSES? Trey Toifel Of Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Trey Toifel Customer Complaints Trey Toifel has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints and thus far, does not appear that the investor’s taking any further action. The other customer complaint filed against Cetera Investment Services for Andrew Toifel’s alleged misconduct is still pending in a FINRA arbitration proceeding. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Trey Toifel Red Flags & Your Rights As An Investor Of course, Trey Toifel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trey Toifel at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Trey Toifel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Trey Toifel If you have questions about Cetera Investment Services LLC and/or Trey Toifel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Andrew Lofton of Cetera Investment Services LLC

DID ANDREW ZACHARY LOFTON CAUSE YOU INVESTMENT LOSSES? Andrew Lofton Of Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Andrew Lofton Customer Complaint Andrew Lofton has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to structure product investments. Cetera Investment Services recently denied the customer complaint and thus far the investor has not filed his arbitration proceeding. Andrew Lofton Red Flags & Your Rights As An Investor Of course, Andrew Lofton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lofton at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Lofton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Andrew Lofton If you have questions about Cetera Investment Services LLC and/or Andrew Lofton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 31, 2023

Mai Nguyen of Cetera Advisor Networks LLC

DID MAI LE NGUYEN CAUSE YOU INVESTMENT LOSSES? Mai Nguyen Of Cetera Advisor Networks LLC And Formerly With Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Mai Nguyen Customer Complaint Mai Nguyen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Unauthorized purchase of Amazon shares in customer’s account. Securian Financial Services recently denied the customer complaint and thus far, there are no reported FINRA arbitration proceedings filed by the customer. Mai Nguyen Red Flags & Your Rights As An Investor Of course, Mai Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mai Nguyen at Cetera Advisor Networks LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Mai Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Mai Nguyen If you have questions about Cetera Advisor Networks LLC, Securian Financial Services, Inc. and/or Mai Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2023

Andrew Pandis of Cetera Investment Services LLC

DID ANDREW SPIRO PANDIS CAUSE YOU INVESTMENT LOSSES? Andrew Pandis Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Andrew Pandis Customer Complaints Andrew Pandis has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Cetera Investment Services recently denied one of the customer complaints. There are currently 3 pending FINRA arbitration proceedings filed against Andrew Pandis’ current and former employers. Allegations Against Andrew Pandis A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Andrew Pandis Red Flags & Your Rights As An Investor Of course, Andrew Pandis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Pandis at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Pandis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Andrew Pandis If you have questions about Cetera Investment Services LLC and/or Andrew Pandis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2023

Bradley Behrendt of Cetera Advisor Networks LLC

DID BRADLEY ROSS BEHRENDT CAUSE YOU INVESTMENT LOSSES? Bradley Behrendt Of Cetera Advisor Networks LLC And Formerly With Securian Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Bradley Behrendt Customer Complaint Bradley Behrendt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions. Client allegedly authorized trades in her account to generate the requested cash specifically and did not want certain holding’s sold. The holdings were allegedly sold in error and caused a significant tax liability. Securian Financial Services settled the customer complaint in favor of the investor for the full amount demanded. Bradley Behrendt Red Flags & Your Rights As An Investor Of course, Bradley Behrendt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Behrendt at Cetera Advisor Networks LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Bradley Behrendt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Bradley Behrendt If you have questions about about Cetera Advisor Networks LLC, Securian Financial Services, Inc. and/or Bradley Behrendt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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