Dec 5, 2023

Colin Kelty of Cetera Investment Services LLC

DID COLIN CHRISTY KELTY CAUSE YOU INVESTMENT LOSSES? Colin Kelty Of Cetera Investment Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Colin Kelty Customer Complaints Colin Kelty has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Investment Services in favor of the investor. The brokerage firm denied another customer complaint and the investor took no further action. There are currently 2 FINRA arbitration proceedings pending against Cetera Investment Services for Colin Kelty’s alleged misconduct. Allegations Against Colin Kelty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Colin Kelty Red Flags & Your Rights As An Investor Of course, Colin Kelty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Colin Kelty at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Colin Kelty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Colin Kelty If you have questions about Cetera Investment Services LLC and/or Colin Kelty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2023

Gina Francisco of LPL Financial LLC

DID GINA G FRANCISCO CAUSE YOU INVESTMENT LOSSES? Gina Francisco Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Gina Francisco Customer Complaints Gina Francisco has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were denied by LPL Financial and the investors took no further action. There is currently one customer complaint that was recently filed that is still pending review by LPL Financial for Gina Francisco’s alleged misconduct. Allegations Against Gina Francisco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gina Francisco Red Flags & Your Rights As An Investor Of course, Gina Francisco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gina Francisco at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Gina Francisco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gina Francisco If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Gina Francisco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Edward Barfield of Geneos Wealth Management, Inc.

DID EDWARD JOSEPH BARFIELD CAUSE YOU INVESTMENT LOSSES? Edward Barfield Of Geneos Wealth Management, Inc. And Formerly With Cetera Advisor Networks LLC Has Had Seven Customer Complaints For Alleged Broker Misconduct Edward Barfield Customer Complaints Edward Barfield has been the subject of at least one customer complaint that we know about seeking to recover investment losses. Three of the customer complaints were settled by OneAmerica Securities in favor of the investors. The same brokerage firm denied 3 other customer complaints, and, to date, those investors have not taken any further action. There is currently one customer complaint made against the advisor in connection with his employment at Geneos Wealth Management that was recently filed and is still pending. Allegations Against Edward Barfield A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Barfield Red Flags & Your Rights As An Investor Of course, Edward Barfield did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Barfield at Geneos Wealth Management, Inc. and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Barfield has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Geneos Wealth Management, Inc., and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Geneos Wealth Management, Inc. Due To Edward Barfield If you have questions about Geneos Wealth Management, Inc., Cetera Advisor Networks LLC and/or Edward Barfield and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Nathan Wells of Cetera Advisor Networks LLC

DID NATHAN COLE WELLS CAUSE YOU INVESTMENT LOSSES? Nathan Wells Of Cetera Advisor Networks LLC And Formerly With Voya Financial Advisors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Nathan Wells Customer Complaints Nathan Wells has been the subject of 2 customer complaints that we know about to recover investment losses. Both of these customer complaints were recently filed and are still pending against Voya Financial Advisors for Nathan Cole Wells’ alleged misconduct. Allegations Against Nathan Wells A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Nathan Wells Red Flags & Your Rights As An Investor Of course, Nathan Wells did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Wells at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Wells has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Nathan Wells If you have questions about Cetera Advisor Networks LLC, Voya Financial Advisors, Inc. and/or Nathan Wells and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Tim Weinberg of Cetera Advisor Networks LLC

DID TIM DAVID WEINBERG CAUSE YOU INVESTMENT LOSSES? Tim Weinberg Of Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Tim Weinberg Customer Complaint Tim Weinberg has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose illiquidity of REITs investment. The customer complaint is still under review by Cetera Advisor Networks. Tim Weinberg Red Flags & Your Rights As An Investor Of course, Tim Weinberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tim Weinberg at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Tim Weinberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Tim Weinberg If you have questions about Cetera Advisor Networks LLC and/or Tim Weinberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 20, 2023

Spencer Warn of Cetera Investment Services LLC

DID SPENCER PHILIP WARN CAUSE YOU INVESTMENT LOSSES? Spencer Warn Of Cetera Investment Services LLC And Formerly With Foresters Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Spencer Warn Customer Complaint Spencer Warn has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were assets were stolen or transferred to a Charles Schwab account without her authorization. Cetera Investment Services denied the customer complaint and, so far, the investor has not taken any further action. Spencer Warn Red Flags & Your Rights As An Investor Of course, Spencer Warn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Warn at Cetera Investment Services LLC and Foresters Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Spencer Warn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and Foresters Financial Services, Inc. also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Spencer Warn If you have questions about Cetera Investment Services LLC, Foresters Financial Services, Inc. and/or Spencer Warn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2023

John Strickler of Cetera Investment Services LLC

DID JOHN DAVID STRICKLER CAUSE YOU INVESTMENT LOSSES? John Strickler Of Cetera Investment Services LLC And Formerly With Hancock Whitney Investment Services Inc. and Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct John Strickler Customer Complaint John Strickler has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and inaccurate statements related to the offer and sale of a variable annuity contract. Hancock Whitney Investment Services denied the customer complaint recently and, so far, the investor has not taken any further action. John Strickler Red Flags & Your Rights As An Investor Of course, John Strickler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Strickler at Cetera Investment Services LLC, Hancock Whitney Investment Services Inc. and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether John Strickler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC, Hancock Whitney Investment Services Inc. and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To John Strickler If you have questions about Cetera Investment Services LLC. Hancock Whitney Investment Services Inc., Morgan Stanley and/or John Strickler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 7, 2023

Edward Rosenblatt of Cetera Advisor Networks LLC

DID EDWARD ISAAC ROSENBLATT CAUSE YOU INVESTMENT LOSSES? Edward Rosenblatt Of Cetera Advisor Networks LLC Has 6 Customer Complaints For Alleged Broker Misconduct Edward Rosenblatt Customer Complaints Edward Rosenblatt has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Edward Rosenblatt’s current and former employers in favor of the investors. Two of the customer complaints were denied by Financial Network Investment Corporation and the investors took no further action. There is currently one FINRA arbitration proceeding pending against Cetera Advisor Networks for Edward Rosenblatt’s alleged misconduct. Allegations Against Edward Rosenblatt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Edward Rosenblatt Red Flags & Your Rights As An Investor Of course, Edward Rosenblatt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rosenblatt at Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Rosenblatt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Edward Rosenblatt If you have questions about Cetera Advisor Networks LLC and/or Edward Rosenblatt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

William O’Brien Of Cetera Advisors LLC

DID WILLIAM JAMES O’BRIEN CAUSE YOU INVESTMENT LOSSES? William O’Brien Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct William O’Brien Customer Complaints William O’Brien has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Commonwealth Financial Network and the investor took no further action. The other customer complaint is pending against NYLife Securities in a FINRA arbitration proceeding. Allegations Against William O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William O’Brien Red Flags & Your Rights As An Investor Of course, William O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William O’Brien at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether William O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To William O’Brien If you have questions about Cetera Advisors LLC and/or William O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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