Oct 31, 2023

Scott Oliphant of Cetera Advisors LLC

DID SCOTT EDWARD OLIPHANT CAUSE YOU INVESTMENT LOSSES? Scott Oliphant Of Cetera Advisors LLC And Formerly With CFD Investments, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Scott Oliphant Customer Complaints Scott Oliphant has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by CFD Investments and the investor has not yet taken any further action. The other customer complaint is still pending in a FINRA arbitration proceeding filed against CFD Investments. Allegations Against Scott Oliphant A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Scott Oliphant Red Flags & Your Rights As An Investor Of course, Scott Oliphant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Oliphant at Cetera Advisors LLC and CFD Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Oliphant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and CFD Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Scott Oliphant If you have questions about Cetera Advisors LLC, CFD Investments, Inc. and/or Scott Oliphant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 30, 2023

William O’Brien Of Cetera Advisors LLC

DID WILLIAM JAMES O’BRIEN CAUSE YOU INVESTMENT LOSSES? William O’Brien Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct William O’Brien Customer Complaints William O’Brien has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Commonwealth Financial Network and the investor took no further action. The other customer complaint is pending against NYLife Securities in a FINRA arbitration proceeding. Allegations Against William O’Brien A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: William O’Brien Red Flags & Your Rights As An Investor Of course, William O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William O’Brien at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether William O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To William O’Brien If you have questions about Cetera Advisors LLC and/or William O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 9, 2023

Yin Zhong of NI Advisors

DID YIN YVONNE ZHONG CAUSE YOU INVESTMENT LOSSES? Yin Zhong Of NI Advisors And Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Yin Zhong Customer Complaints Yin Zhong has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by NI Advisors in favor of the investor. Another customer complaint was denied by Cetera Investment Services and the investor took no further action. There is currently one FINRA arbitration proceeding still pending against NI Advisors for Yin Yvonne Zhong’s alleged misconduct. Allegations Against Yin Zhong A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Yin Zhong Red Flags & Your Rights As An Investor Of course, Yin Zhong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Yin Zhong at NI Advisors and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Yin Zhong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NI Advisors and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At NI Advisors Due To Yin Zhong If you have questions about  NI Advisors, Cetera Investment Services LLC and/or Yin Zhong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 28, 2023

Michael Shonsey of Brokers International Financial Services, LLC

DID MICHAEL JAMES SHONSEY CAUSE YOU INVESTMENT LOSSES? Michael Shonsey Of Brokers International Financial Services, LLC And Formerly With LPL Financial LLC and Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Shonsey Customer Complaint Michael Shonsey has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer’s account was overconcentrated in unsuitable real estate securities investments. The FINRA arbitration proceeding against Cetera Advisors for Michael Shonsey’s alleged misconduct is still pending. Michael Shonsey Red Flags & Your Rights As An Investor Of course, Michael Shonsey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Shonsey at Brokers International Financial Services, LLC, LPL Financial LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Shonsey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Brokers International Financial Services, LLC, LPL Financial LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Brokers International Financial Services, LLC Due To Michael Shonsey If you have questions about Brokers International Financial Services, LLC, LPL Financial LLC, Cetera Advisors LLC and/or Michael Shonsey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 26, 2023

Rami Sassoon of Cetera Advisors LLC

DID RAMI SASSOON CAUSE YOU INVESTMENT LOSSES? Rami Sassoon Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rami Sassoon Customer Complaints Rami Sassoon has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by J.P. Morgan Securities and the investor took no further action.  There is currently one customer complaint in a FINRA arbitration proceeding that is still pending against Cetera Advisors for Rami Sassoon’s alleged misconduct. Allegations Against Rami Sassoon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rami Sassoon Red Flags & Your Rights As An Investor Of course, Rami Sassoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rami Sassoon at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Rami Sassoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Rami Sassoon If you have questions about Cetera Advisors LLC and/or Rami Sassoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 24, 2023

Robert Burns of Cetera Advisor Networks LLC

DID ROBERT EDWARD BURNS CAUSE YOU INVESTMENT LOSSES? Robert Burns Of Cetera Advisor Networks LLC And Formerly With Summit Brokerage Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Robert Burns Customer Complaints Robert Burns has been the subject of 4 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Robert Burns’ former employers in favor of the investors. There are currently 2 FINRA arbitration proceedings still pending against Cetera Advisor Networks for the broker’s alleged misconduct. Allegations Against Robert Burns A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Burns Red Flags & Your Rights As An Investor Of course, Robert Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Burns at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Robert Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Robert Burns If you have questions about Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Robert Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 20, 2023

Clarence Patton, Jr. formerly with Alexander Capital, L.P.

DID CLARENCE RONALD PATTON, JR CAUSE YOU INVESTMENT LOSSES? Clarence Patton, Jr. Formerly With Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. Has 8 Customer Complaints For Alleged Broker Misconduct Clarence Patton, Jr. Customer Complaints Clarence Patton, Jr. has been the subject of 8 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Clarence Patton’s former employers. Another 2 of the customer complaints were denied by the advisor’s former employers and the customers took no further action. There are currently 3 arbitration proceedings pending against Alexander Capital for Clarence Patton’s alleged misconduct. Allegations Against Clarence Patton, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clarence Patton, Jr. Red Flags & Your Rights As An Investor Of course, Clarence Patton, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarence Patton, Jr. at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Clarence Patton, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P., Cetera Advisor Networks LLC and Summit Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Clarence Patton, Jr. If you have questions about Alexander Capital, L.P., Cetera Advisor Networks LLC, Summit Brokerage Services, Inc. and/or Clarence Patton, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2023

John Massa formerly with Cetera Investment Services LLC

DID JOHN EDWARD MASSA CAUSE YOU INVESTMENT LOSSES? John Massa Formerly With Cetera Investment Services LLC Has 8 Customer Complaints For Alleged Broker Misconduct John Massa Customer Complaints John Massa has been the subject of 8 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by John Massa’s employers in favor of the investors. The other four customer complaints were denied and, to date, the investors have not taken any further action. Allegations Against John Massa A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Massa Red Flags & Your Rights As An Investor Of course, John Massa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Massa at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether John Massa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To John Massa If you have questions about Cetera Investment Services LLC and/or John Massa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2023

Adam Marquardt formerly with Cetera Advisors LLC

DID ADAM THOMAS MARQUARDT CAUSE YOU INVESTMENT LOSSES? Adam Marquardt Formerly With Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Adam Marquardt Customer Complaints Adam Marquardt has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award against Wells Fargo Advisors Financial Network for Adam Marquardt’s alleged misconduct.  The other 2 customer complaints were settled by Wells Fargo Advisors Financial Network in favor of the investors. Allegations Against Adam Marquardt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Adam Marquardt Red Flags & Your Rights As An Investor Of course, Adam Marquardt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Marquardt at Cetera Advisors LLC or Wells Fargo Advisors Financial Network, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Marquardt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and Wells Fargo Advisors Financial Network, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Adam Marquardt If you have questions about Cetera Advisors LLC and/or Adam Marquardt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 13, 2023

Mark Davis II of The Huntington Investment Company

DID MARK LLOYD DAVIS, II CAUSE YOU INVESTMENT LOSSES? Mark Davis II Of The Huntington Investment Company And Formerly With Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Davis II Customer Complaints Mark Davis II has been the subject of 2 customer complaints that we know about recovering investment losses. One customer complaint was settled by Cetera Investment Services. The Huntington Investment Company denied the other customer complaint that was recently filed and, so far, the investor has not filed any action. Allegations Against Mark Davis II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Davis II Red Flags & Your Rights As An Investor Of course, Mark Davis II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Davis II at The Huntington Investment Company and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Davis II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment Company and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At The Huntington Investment Company Due To Mark Davis II If you have questions about The Huntington Investment Company, Cetera Investment Services LLC and/or Mark Davis II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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