Aug 22, 2023

Austin Fox formerly with Cetera Investment Services LLC

DID AUSTIN HAVIRD FOX CAUSE YOU INVESTMENT LOSSES? Austin Fox Formerly With Cetera Investment Services LLC Has 3 Customer Complaints For Alleged Broker Misconduct Austin Fox Customer Complaints Austin Fox has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were recently denied and, to date, the investors have not taken any further action. The third customer complaint is still pending in a FINRA arbitration proceeding. Allegations Against Austin Fox A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Austin Fox Red Flags & Your Rights As An Investor Of course, Austin Fox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Fox at Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Austin Fox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Austin Fox If you have questions about Cetera Investment Services LLC and/or Austin Fox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

David Casparian of LPL Financial LLC

DID DAVID ALLEN CASPARIAN CAUSE YOU INVESTMENT LOSSES? David Casparian Of LPL Financial LLC And Formerly With Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Casparian Customer Complaints David Casparian has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied and, to date, no further action has been taken. Allegations Against David Casparian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Casparian Red Flags & Your Rights As An Investor Of course, David Casparian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Casparian at LPL Financial LLC and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether David Casparian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Casparian If you have questions about LPL Financial LLC, Cetera Advisor Networks LLC and/or David Casparian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 14, 2023

Blake Bolden of Cetera Investment Services LLC

DID BLAKE STREET BOLDEN CAUSE YOU INVESTMENT LOSSES? Blake Bolden Of Cetera Investment Services LLC And Formerly With Proequities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Blake Bolden Customer Complaint Bryan Beloff has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations regarding investments in a managed account. J.P. Morgan Securities recently denied the customer complaint and, to date, no further action has been taken. Blake Bolden Red Flags & Your Rights As An Investor Of course, Blake Bolden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Blake Bolden at Cetera Investment Services LLC and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Blake Bolden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and Proequities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Blake Bolden If you have questions about Cetera Investment Services LLC, Proequities, Inc. and/or Blake Bolden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Victor Aponte-Echevarria of Cetera Advisor Networks LLC

DID VICTOR MANEEL APONTE-ECHEVARRIA CAUSE YOU INVESTMENT LOSSES? Victor Aponte-Echevarria Of Cetera Advisor Networks LLC And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Victor Aponte-Echevarria Customer Complaints Victor Aponte-Echevarria has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied, and the customer took no further action. The other customer complaint is currently pending. Allegations Against Victor Aponte-Echevarria A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Victor Aponte-Echevarria Red Flags & Your Rights As An Investor Of course, Victor Aponte-Echevarria did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Aponte-Echevarria at Cetera Advisor Networks LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Victor Aponte-Echevarria has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisor Networks LLC Due To Victor Aponte-Echevarria If you have questions about Cetera Advisor Networks LLC, MML Investors Services, LLC and/or Victor Aponte-Echevarria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Todd Anderson formerly with Formerly With Benchmark Investments, LLC

DID TODD RAY ANDERSON CAUSE YOU INVESTMENT LOSSES? Todd Anderson Formerly With Benchmark Investments, LLC and Cetera Advisors LLC Has 3 Customer Complaints For Alleged Broker Misconduct Todd Anderson Customer Complaints Todd Anderson has been the subject of 3 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Todd Anderson’s former employers in favor of the investors. The third customer complaint was denied and the customer took no further action. Allegations Against Todd Anderson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Anderson Red Flags & Your Rights As An Investor Of course, Todd Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Anderson at Benchmark Investments, LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Benchmark Investments, LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Benchmark Investments, LLC Due To Todd Anderson If you have questions about Benchmark Investments, LLC, Cetera Advisors LLC and/or Todd Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2023

Wayne Smith of Cetera Advisors LLC

DID WAYNE BARRY SMITH CAUSE YOU INVESTMENT LOSSES? Wayne Smith Of Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Wayne Smith Customer Complaints Wayne Smith has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cetera Advisors in favor of the investor. The other customer complaint was denied by Wayne Barry Smith’s former employer and the customer took no further action. Allegations Against Wayne Smith A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Wayne Smith Red Flags & Your Rights As An Investor Of course, Wayne Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wayne Smith at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Wayne Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Wayne Smith If you have questions about Cetera Advisors LLC and/or Wayne Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Lawler of Cetera Advisors LLC

DID STEPHEN CURTIS LAWLER CAUSE YOU INVESTMENT LOSSES? Stephen Lawler Of Cetera Advisors LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Lawler Customer Complaints Stephen Lawler has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Investor Corp. in favor of the investor. The other 2 customer complaints are still pending. Allegations Against Stephen Lawler A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Lawler Red Flags & Your Rights As An Investor Of course, Stephen Lawler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Lawler at Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Lawler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Stephen Lawler If you have questions about Cetera Advisors LLC, First Allied Securities, Inc. and/or Stephen Lawler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shuhong Rong formerly with Cetera Investment Services LLC

DID SHUHONG RONG CAUSE YOU INVESTMENT LOSSES? Shuhong Rong Formerly With Cetera Investment Services LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Shuhong Rong Customer Complaint Shuhong Rong has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation of a REIT. Cetera Investment Services denied the customer complaint and, to date, the customer has not filed any arbitration proceeding. Shuhong Rong Red Flags & Your Rights As An Investor Of course, Shuhong Rong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shuhong Rong at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Shuhong Rong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Shuhong Rong If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Shuhong Rong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 5, 2023

Sheldon Bender formerly with Cetera Financial Specialists LLC

DID SHELDON R BENDER CAUSE YOU INVESTMENT LOSSES? Sheldon Bender Formerly With Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Sheldon Bender Customer Complaints Sheldon Bender has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Securian Financial Services and, to date, the investors have not taken any further action. Allegations Against Sheldon Bender A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sheldon Bender Red Flags & Your Rights As An Investor Of course, Sheldon Bender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sheldon Bender at Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Sheldon Bender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Financial Specialists LLC, Triad Advisors LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Financial Specialists LLC Due To Sheldon Bender If you have questions about Cetera Financial Specialists LLC, Triad Advisors LLC, Securian Financial Services, Inc. and/or Sheldon Bender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Barber of Securities America, Inc.

DID SCOTT MICHAEL BARBER CAUSE YOU INVESTMENT LOSSES? Scott Barber Of Securities America, Inc. And Formerly With Investacorp, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Scott Barber Customer Complaints Scott Barber has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Scott Barber’s former employers in favor of the investors. The other customer complaint was denied by Cetera Advisors Network and the customer took no further action. Allegations Against Scott Barber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Barber Red Flags & Your Rights As An Investor Of course, Scott Barber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Barber at Securities America, Inc. and Investacorp, Inc. on alert to review carefully the activity and performance of their accounts and question whether Scott Barber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Investacorp, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Scott Barber If you have questions about Securities America, Inc., Investacorp, Inc. and/or Scott Barber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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