Nov 23, 2023

Troy Aucoin of Commonwealth Financial Network

DID TROY JEAN AUCOIN CAUSE YOU INVESTMENT LOSSES? Troy Aucoin Of Commonwealth Financial Network And Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Troy Aucoin Customer Complaints Troy Aucoin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones for more than the amount initially demanded by the investor. The other 2 customer complaints were denied by Troy Aucoin’s current and former employers and, to date, the investors have not taken any further action. Allegations Against Troy Aucoin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Aucoin Red Flags & Your Rights As An Investor Of course, Troy Aucoin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Aucoin at Commonwealth Financial Network and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Troy Aucoin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Troy Aucoin If you have questions about Commonwealth Financial Network, Edward Jones and/or Troy Aucoin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

 Kurt Jackson of Commonwealth Financial Network

DID KURT CHARLES JACKSON CAUSE YOU INVESTMENT LOSSES? Kurt Jackson Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Kurt Jackson Customer Complaints Kurt Jackson has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute against Merrill Lynch, Pierce, Fenner & Smith for Kurt Jackson’s alleged misconduct proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint filed against Kestra Investment Services for Kurt Jackson’s alleged misconduct is still pending. Allegations Against Kurt Jackson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kurt Jackson Red Flags & Your Rights As An Investor Of course, Kurt Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kurt Jackson at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Kurt Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Kurt Jackson If you have questions about Commonwealth Financial Network and/or Kurt Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 17, 2023

Shabri Moore formerly with Commonwealth Financial Network

DID SHABRI GANDHI MOORE CAUSE YOU INVESTMENT LOSSES? Shabri Moore Formerly With Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Shabri Moore Customer Complaints Shabri Moore has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was denied by Commonwealth Financial Network and, to date, the investor has not taken any further action. There is currently one pending arbitration proceeding against Commonwealth Financial Network for Shabri Moore’s alleged misconduct. Allegations Against Shabri Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Shabri Moore Red Flags & Your Rights As An Investor Of course, Shabri Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shabri Moore at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Shabri Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Shabri Moore If you have questions about Commonwealth Financial Network and/or Shabri Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

Christie Caliva of Commonwealth Financial Network

DID CHRISTIE CALIVA CAUSE YOU INVESTMENT LOSSES? Christie Caliva Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Christie Caliva Customer Complaint Christie Caliva has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an investment in Franklin Square Investment Corp. III was an unsuitable business development company investment recommendation. The FINRA arbitration proceeding is still pending. Christie Caliva Red Flags & Your Rights As An Investor Of course, Christie Caliva did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christie Caliva at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Christie Caliva has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Christie Caliva If you have questions about Commonwealth Financial Network and/or Christie Caliva and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2023

Theodore Nebel formerly with Commonwealth Financial Network

DID THEODORE HOWARD NEBEL CAUSE YOU INVESTMENT LOSSES? Theodore Nebel Formerly With Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Theodore Nebel Customer Complaint Theodore Nebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to exit stock market positions in the account. Commonwealth Financial Network denied the customer complaint and, to date, the customer has not taken any further action. Theodore Nebel Red Flags & Your Rights As An Investor Of course, Theodore Nebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Nebel at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Theodore Nebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Theodore Nebel If you have questions about Commonwealth Financial Network and/or Theodore Nebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Seth Renaud of Commonwealth Financial Network

DID SETH AARON RENAUD CAUSE YOU INVESTMENT LOSSES? Seth Renaud Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Seth Renaud Customer Complaint Seth Renaud has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of investments in Excess Energy and Power, FS Capital Corp., and various REITs. Seth Renaud Red Flags & Your Rights As An Investor Of course, Seth Renaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Renaud at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Seth Renaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Seth Renaud If you have questions about Commonwealth Financial Network and/or Seth Renaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberta Nestor of Commonwealth Financial Network

DID ROBERTA LOUISE NESTOR CAUSE YOU INVESTMENT LOSSES? Roberta Nestor Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Roberta Nestor Customer Complaint Roberta Nestor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and other causes of action. Commonwealth Financial Network settled the customer dispute in favor of the investor. Roberta Nestor Red Flags & Your Rights As An Investor Of course, Roberta Nestor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberta Nestor at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Roberta Nestor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Roberta Nestor If you have questions about Commonwealth Financial Network and/or Roberta Nestor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Williams of Commonwealth Financial Network

DID MICHAEL LEWIS WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Michael Williams Customer Complaints Michael Williams has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Commonwealth Financial Network in favor of the investor. Michael Williams former employer equitable denied the other customer complaint and no further action was taken. Allegations Against Michael Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Michael Williams If you have questions about Commonwealth Financial Network and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2023

Marvin Vick formerly with Commonwealth Financial Network

DID MARVIN GILBERT VICK, JR. CAUSE YOU INVESTMENT LOSSES? Marvin Vick Formerly With Commonwealth Financial Network and Ameriprise Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Marvin Vick Customer Complaints Marvin Vick has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Ameriprise Financial Services in favor of the investor and the brokerage firm denied the other customer complaint. To date, the customer has not taken any further action. Allegations Against Marvin Vick A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marvin Vick Red Flags & Your Rights As An Investor Of course, Marvin Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marvin Vick at Commonwealth Financial Network and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Marvin Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Marvin Vick If you have questions about Commonwealth Financial Network, Ameriprise Financial Services, Inc. and/or Marvin Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2023

Kevin Viera of Commonwealth Financial Network

DID KEVIN MANUEL VIERA CAUSE YOU INVESTMENT LOSSES? Kevin Viera Of Commonwealth Financial Network And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Viera Customer Complaint Kevin Viera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow trade instructions with respect to mutual funds and other exchange traded funds. LPL Financial settled the customer dispute for the full amount demanded. Kevin Viera Red Flags & Your Rights As An Investor Of course, Kevin Viera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Viera at Commonwealth Financial Network and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Viera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Kevin Viera If you have questions about Commonwealth Financial Network, LPL Financial LLC and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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