Jul 18, 2023

Theodore Nebel formerly with Commonwealth Financial Network

DID THEODORE HOWARD NEBEL CAUSE YOU INVESTMENT LOSSES? Theodore Nebel Formerly With Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Theodore Nebel Customer Complaint Theodore Nebel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions to exit stock market positions in the account. Commonwealth Financial Network denied the customer complaint and, to date, the customer has not taken any further action. Theodore Nebel Red Flags & Your Rights As An Investor Of course, Theodore Nebel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Theodore Nebel at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Theodore Nebel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Theodore Nebel If you have questions about Commonwealth Financial Network and/or Theodore Nebel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 2, 2023

Seth Renaud of Commonwealth Financial Network

DID SETH AARON RENAUD CAUSE YOU INVESTMENT LOSSES? Seth Renaud Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Seth Renaud Customer Complaint Seth Renaud has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations of investments in Excess Energy and Power, FS Capital Corp., and various REITs. Seth Renaud Red Flags & Your Rights As An Investor Of course, Seth Renaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Seth Renaud at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Seth Renaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Seth Renaud If you have questions about Commonwealth Financial Network and/or Seth Renaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 17, 2023

Roberta Nestor of Commonwealth Financial Network

DID ROBERTA LOUISE NESTOR CAUSE YOU INVESTMENT LOSSES? Roberta Nestor Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Roberta Nestor Customer Complaint Roberta Nestor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and other causes of action. Commonwealth Financial Network settled the customer dispute in favor of the investor. Roberta Nestor Red Flags & Your Rights As An Investor Of course, Roberta Nestor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberta Nestor at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Roberta Nestor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Roberta Nestor If you have questions about Commonwealth Financial Network and/or Roberta Nestor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 4, 2023

Michael Williams of Commonwealth Financial Network

DID MICHAEL LEWIS WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of Commonwealth Financial Network Has 2 Customer Complaints For Alleged Broker Misconduct Michael Williams Customer Complaints Michael Williams has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Commonwealth Financial Network in favor of the investor. Michael Williams former employer equitable denied the other customer complaint and no further action was taken. Allegations Against Michael Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Michael Williams If you have questions about Commonwealth Financial Network and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 20, 2023

Kevin Viera of Commonwealth Financial Network

DID KEVIN MANUEL VIERA CAUSE YOU INVESTMENT LOSSES? Kevin Viera Of Commonwealth Financial Network And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kevin Viera Customer Complaint Kevin Viera has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow trade instructions with respect to mutual funds and other exchange traded funds. LPL Financial settled the customer dispute for the full amount demanded. Kevin Viera Red Flags & Your Rights As An Investor Of course, Kevin Viera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Viera at Commonwealth Financial Network and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Viera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Kevin Viera If you have questions about Commonwealth Financial Network, LPL Financial LLC and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 8, 2023

Jeffrey Segal of Commonwealth Financial Network

DID JEFFREY ALAN SEGAL CAUSE YOU INVESTMENT LOSSES? Jeffrey Segal Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Segal of Commonwealth Financial Network? Jeffrey Segal (CRD #1886939) who is currently registered with Commonwealth Financial Network and located in Glastonbury, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, Jeffrey Segal was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Segal Customer Complaint Jeffrey Segal has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs and business development companies. The customer’s arbitration claim remains pending against Commonwealth Financial Network for Jeffrey Segal’s alleged misconduct. Jeffrey Segal Red Flags & Your Rights As An Investor Of course, Jeffrey Segal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Segal at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Segal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Jeffrey Segal If you have questions about Commonwealth Financial Network and/or Jeffrey Segal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 1, 2023

James Diamond of Commonwealth Financial Network

DID JAMES WOOD DIAMOND CAUSE YOU INVESTMENT LOSSES? James Diamond Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is James Diamond of Commonwealth Financial Network? James Diamond (CRD #1319295) who is currently registered with Commonwealth Financial Network and located in Greenville, Rhode Island, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Commonwealth Financial Network, James Diamond was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Diamond Customer Complaint James Diamond has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to liquidate account on the date requested. The customer complaint was denied by Commonwealth Financial Network and, to date, no further action has been taken by the customer. James Diamond Red Flags & Your Rights As An Investor Of course, James Diamond did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Diamond at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether James Diamond has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To James Diamond If you have questions about Commonwealth Financial Network and/or James Diamond and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 21, 2022

David Omura of Commonwealth Financial Network

DID DAVID YUKIO OMURA CAUSE YOU INVESTMENT LOSSES? David Omura Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is David Omura of Commonwealth Financial Network? David Omura (CRD #1462902) who is currently registered with Commonwealth Financial Network and located in Hilo, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. David Omura Customer Complaint David Omura has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unidentified era in connection with a transaction in violation of the Hawaii securities laws. David Omura’s customer complaint was settled in favor of the investors. David Omura Red Flags & Your Rights As An Investor Of course, David Omura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Omura at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether David Omura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To David Omura If you have questions about Commonwealth Financial Network and/or David Omura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Alexander Bender of Commonwealth Financial Network

DID ALEXANDER B. BENDER CAUSE YOU INVESTMENT LOSSES? Alexander Bender Of Commonwealth Financial Network And Formerly With Next Financial Group, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alexander Bender of Commonwealth Financial Network? Alexander Bender (CRD #5845690) who is currently registered with Commonwealth Financial Network and located in Dedham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Commonwealth Financial Network, Alexander Bender was associated with Next Financial Group, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Bender Customer Complaint Alexander Bender has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alexander Bender failed to follow a client’s instructions to remain in cash after market downturn. Alexander Bender’s customer complaint was denied and, to date, the customer has not taken any further action. Alexander Bender Red Flags & Your Rights As An Investor Of course, Alexander Bender did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Bender at Commonwealth Financial Network and Next Financial Group, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexander Bender has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network and Next Financial Group, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Alexander Bender If you have questions about Commonwealth Financial Network, Next Financial Group, Inc. and/or Alexander Bender and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Rick Staggs Of Commonwealth Financial Network

DID RICK RAY STAGGS CAUSE YOU INVESTMENT LOSSES? Rick Staggs Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct Who is Rick Staggs of Commonwealth Financial Network? Rick Staggs (CRD #1261156) who is currently registered with Commonwealth Financial Network and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations. Rick Staggs Customer Complaint Rick Staggs has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative placed trades in her account, after having already resigned himself as her advisor, without any communication prior to or after the transactions. Rick Staggs’ customer complaint was denied and, to date, the customer has not taken any further action. Rick Staggs Red Flags & Your Rights As An Investor Of course, Rick Staggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Staggs at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Rick Staggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Rick Staggs If you have questions about Commonwealth Financial Network and/or Rick Staggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading