May 10, 2024

David McMillen of Crown Capital Securities, L.P

DID DAVID BRUCE MCMILLEN CAUSE YOU INVESTMENT LOSSES? David McMillen Of Crown Capital Securities, L.P. Has 4 Customer Complaints For Alleged Broker Misconduct David McMillen’s Customer Complaints David McMillen has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Two of those customer complaints were settled by Crown Capital Securities in favor of the investors for the advisors alleged misconduct.  The brokerage paid $1.5 million and $250,000 to the 2 investors.  One of the other two customer complaints was denied and the other is still pending before FINRA arbitrators against Crown Capital Securities for David McMillen’s alleged misconduct. Allegations Against David McMillen A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David McMillen Red Flags & Your Rights As An Investor Of course, David McMillen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David McMillen at Crown Capitol  Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether David McMillen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capitol Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Crown Capitol Securities, L.P.  Due To David McMillen  If you have questions about Crown Capitol Securities, L.P. and/or David McMillen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2023

Lanny Howarter of Crown Capital Securities, L.P.

DID LANNY RAY HOWARTER CAUSE YOU INVESTMENT LOSSES? Lanny Howarter Of Crown Capital Securities, L.P. Has 8 Customer Complaints For Alleged Broker Misconduct Lanny Howarter Customer Complaints Lanny Howarter has been the subject of 8 customer complaints that we know about to recover investment losses. Seven of the customer complaints were settled in favor of the investors. The last customer complaint was denied by Lanny Howarter’s former employer, Equity Services, Inc., and no further action was taken. Allegations Against Lanny Howarter A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lanny Howarter Red Flags & Your Rights As An Investor Of course, Lanny Howarter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lanny Howarter at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Lanny Howarter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Crown Capital Securities, L.P. Due To Lanny Howarter If you have questions about Crown Capital Securities, L.P. and/or Lanny Howarter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Jackman of Crown Capital Securities

DID RICHARD W. JACKMAN CAUSE YOU INVESTMENT LOSSES? Richard Jackman Of Crown Capital Securities And Secura Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Jackman of Crown Capital Securities? Richard Jackman (CRD #2501641) who is currently registered with Crown Capital Securities, Secura Financial and located in Orange, California is a subject of one of our many securities industry sales practice abuse investigations. Richard Jackman Customer Complaint Richard Jackman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments made in illiquid products. The customer complaint filed against Richard Jackman’s current employer Crown Capital Securities, J.W. Cole Financial, and LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Richard Jackman Red Flags & Your Rights As An Investor Of course, Richard Jackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Jackman at Crown Capital Securities and Secura Financial on alert to review carefully the activity and performance of their accounts and question whether Richard Jackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities and Secura Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital Securities Due To Richard Jackman If you have questions about Crown Capital Securities, Secura Financial, and/or Richard Jackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

William Tufts of Crown Capital Securities

DID WILLIAM TUFTS CAUSE YOU INVESTMENT LOSSES? William Tufts Of Crown Capital Securities, L.P. Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Tufts of Crown Capital Securities, L.P.? William Tufts (CRD #2053884) who is currently registered with Crown Capital Securities, L.P. and located in Wilsonville, Oregon is a subject of one of our many securities industry sales practice abuse investigations. William Tufts Customer Complaints William Tufts has been the subject of 2 customer complaints that we know about. One of William Tufts’ customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Crown Capital Securities, L.P. for investment losses caused by William Tufts’ alleged misconduct. Allegations Against William Tufts A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged proper due diligence was not performed by William Tufts relating to the purchase of an ICON equipment leasing program. The customer alleged that William Tufts was not authorized to surrender a Variable Annuity contract held in an IRA account, which resulted in a surrender fee, loss of a guaranteed lifetime income rider and loss of a guaranteed death benefit. The customer further alleged unauthorized use of margin and unauthorized/unsuitable transactions in Unit Investment Trusts. William Tufts Red Flags & Your Rights As An Investor Of course, William Tufts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Tufts at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether William Tufts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities, L.P. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital Securities, L.P. Due To William Tufts If you have questions about Crown Capital Securities, L.P. and/or William Tufts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Hugh Barndollar of Crown Capital

UPDATED ON: December 1, 2020 DID HUGH BARNDOLLAR CAUSE YOU INVESTMENT LOSSES? Hugh Barndollar Of Crown Capital And Formerly Cornerstone Securities Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Hugh Barndollar Of Crown Capital And Formerly Cornerstone Securities? Hugh Ordway Barndollar III (CRD #3027317) who is currently registered with Crown Capital Securities, Purepath Wealth Management and Barndoor Financial and located in Land O’Lakes, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Crown Capital Securities he was registered with Cornerstone Securities and nine (9) other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Crown Capital And Cornerstone Securities Broker Misconduct In his career, Mr. Barndollar has been the subject of seven (7) customer complaints that we know about, six (6) of those complaints were filed in the last year. Two of those customer complaints were settled in favor of investors. There are currently five (5) pending customer complaints filed against Mr. Barndollar’s current employer Crown Capital for his alleged misconduct. Allegations Against Hugh Barndollar A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints are as follows: Sale of unregistered securities, fraud, breach of contract, breach of fiduciary duty, negligence and gross negligence. Alleged unsuitability, alleged negligence, alleged fraud, alleged misrepresentation, and alleged breach of fiduciary duty. Customer alleges lack of suitability, negligence, misrepresentations and omissions of material facts in regard to transactions in nontraditional, alternative and/or nontraded REIT investments. The customer alleges lack of proper due diligence, breach of fiduciary duty, and suitability obligations as it relates to the purchase of illiquid alternative investments. Hugh Barndollar Red Flags & Your Rights As An Investor Of course, Mr. Barndollar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mr. Barndollar at Crown Capital on alert to review carefully the activity and performance of their accounts and question whether Mr. Barndollar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints also raises questions about Crown Capital’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital And Cornerstone Securities If you have questions about Centaurus Financial and J. P. Turner & Company and/or Mr. Barndollar and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dennis Haywood of Crown Capital

UPDATED ON: December 1, 2020 DID DENNIS M. HAYWOOD II CAUSE YOU INVESTMENT LOSSES? Dennis Haywood Has 6 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Dennis Haywood of Crown Capital? Dennis M. Haywood (CRD# 5850275), who is currently registered with Crown Capital, Purepath Wealth Management, Barndoor Advisory Services and Barndoor Financial located in Land O’Lakes, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Crown Capital Broker Misconduct In the last year Mr. Haywood has been the subject of six customer complaints that we know about. They are all still pending. Allegations Against Dennis Haywood A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints are as follows: Customer alleges lack of suitability and adequate due diligence in regard to transactions in non-traded REITs and non-traded BDCs. The customer alleges violation of his fiduciary and suitability obligations as it relates to the purchase of non-traded REITs and non-traded BDCs.  Customer further alleges they were misled about the time horizon and projected performance return of the investments. The claimant alleges lack of suitability, breach of contract and lack of proper due diligence for 2 alternative investments purchased April 2018. The customer alleges violation of fiduciary and suitability obligations as a relates to the purchase of non-traded REITs, non-traded BDCs and a variable annuity contract.  Customer further alleges that the representative made material misrepresentations about the risks, profitability, and liquidity of the investments. Dennis Haywood Red Flags & Your Rights As An Investor Of course, Mr. Haywood did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by six (6) customers in less than one year should be red flags which should put all current and former customers of Mr. Haywood at Crown Capital on alert to review carefully the activity and performance of their accounts and question whether Mr. Haywood has engaged in any stockbroker misconduct that caused their investment losses. The large number of customer complaints also raises questions about Crown Capital’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital If you have questions about Crown Capital and/or Mr. Haywood and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Harry Barth of Crown Capital Securities L.P.

DID HARRY MICHAEL BARTH CAUSE YOU INVESTMENT LOSSES? Harry Barth of Crown Capital Securities L.P. And Secura Financial Has Two Customer Complaints for Alleged Broker Misconduct Who is Harry Barth of Crown Capital Securities L.P.? Harry Barth (CRD #13891) who is currently registered with Crown Capital Securities L.P., Secura Financial and located in Orange, California is a subject of one of our many securities industry sales practice abuse investigations. Harry Barth Customer Complaints Harry Barth has been the subject of at least 2 customer complaints that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Claimant alleges claims, including suitability, for investments made in illiquid products. One of the customer complaints was settled in favor of investors. The other customers’ complaint filed against Harry Barth’s current employers Crown Capital Securities L.P., J.W. Cole Financial, and LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Harry Barth Red Flags & Your Rights as An Investor Of course, Harry Barth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harry Barth at Crown Capital Securities L.P. and Secura Financial on alert to review carefully the activity and performance of their accounts and question whether Harry Barth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities L.P. and Secura Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Crown Capital Securities L.P. Due To Harry Barth If you have questions about Crown Capital Securities L.P., Secura Financial, and/or Harry Barth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Frederick Atiyeh of Crown Capital Securities, L.P.

DID FREDERICK MARK ATIYEH CAUSE YOU INVESTMENT LOSSES? Frederick Mark Atiyeh with Crown Capital Securities, L.P. Has Had A Customer Complaint for Alleged Broker Misconduct in the Past Year Who is Frederick M. Atiyeh with Crown Capital Securities, L.P.? Frederick Atiyeh (CRD #872352) who is currently registered with Crown Capital Securities, L.P. and located in Whitmore Lake, Michigan is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Crown Capital Securities, L.P., Frederick Atiyeh was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Crown Capital Securities, L.P. Broker Misconduct In his career, Frederick Atiyehhas been the subject of 2 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. Both of Frederick Atiyeh’scustomer complaints were settled in favor of investors. Allegations Against Frederick Atiyeh A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleged that Frederick Atiyeh breached his fiduciary duties and constructing a portfolio that was over-concentrated in high-risk and illiquid alternative investments. The claimant alleged that the investments were unsuitable. The claimant alleged lack of adequate due diligence, negligence, misrepresentation, and breach of fiduciary duty relating to the purchase of UDF stock. Frederick Atiyeh Red Flags & Your Rights as An Investor Of course, Frederick Atiyeh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Frederick Atiyeh at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Frederick Atiyeh has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Crown Capital Securities, L.P.also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Crown Capital Securities, L.P. If you have questions about Crown Capital Securities, L.P. and/or Frederick Atiyeh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kenneth Barroga of Crown Capital Securities, L.P.

DID KENNETH JAMES BARROGA CAUSE YOU INVESTMENT LOSSES? Kenneth James Barroga formerly with Crown Capital Securities, L.P. Has 5 Customer Complaints For Alleged Broker Misconduct Who is Kenneth J. Barroga formerly with Crown Capital Securities, L.P.? Kenneth Barroga (CRD #2288752) who was formerly registered with Crown Capital Securities, L.P. and located in Watsonville, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Crown Capital Securities, L.P., Kenneth Barroga was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Crown Capital Securities, L.P. Broker Misconduct In his career, Kenneth Barroga has been the subject of 5 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. In November 2019, an arbitration award was entered against Kenneth Barroga and in favor of one of the investors who filed a complaint and received an award of $90,000 in compensatory damages, plus $36,000 in attorney’s fees. Three of Kenneth Barroga’s 5 other customer complaints were settled in favor of investors.  Allegations Against Kenneth Barroga   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged Kenneth Barroga committed fraud, made negligent misrepresentations, breached his fiduciary duty, negligence, elder financial abuse, and violations of the Consumer Legal Remedies Act under California law. Customer alleged Kenneth Barroga made unsuitable investment recommendations and breach of his fiduciary duty, misrepresentation, omissions of the facts and lack of due diligence in connection with alternative investment products offered and sold by financial advisor. Client alleged Kenneth Barroga made misrepresentations in connection with bond transactions. Client alleged Kenneth Barroga made misrepresentations in connection with variable annuity transactions. Claimant alleged Kenneth Barroga failed to follow his instructions to liquidate securities. Kenneth Barroga Red Flags & Your Rights As An Investor Of course, Kenneth Barroga did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Barroga at Crown Capital Securities, L.P. on alert to review carefully the activity and performance of their accounts and question whether Kenneth Barroga has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities, L.P. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Crown Capital Securities, L.P. If you have questions about Crown Capital Securities, L.P. and/or Kenneth Barroga and the management or performance of your accounts, to please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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