Mar 8, 2022

Justin Bailey of Nationwide Investment Services

DID JUSTIN TIMOTHY BAILEY CAUSE YOU INVESTMENT LOSSES? Justin Bailey Of Nationwide Investment Services, Nationwide Investment Advisors And Formerly With CUSO Financial Services And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Justin Bailey of Nationwide Investment Services? Justin Bailey (CRD #5320803) who is currently registered with Nationwide Investment Services, Nationwide Investment Advisors and located in Columbus, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Nationwide Investment Services and Nationwide Investment Advisors, Justin Bailey was associated with CUSO Financial Services, Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Bailey Customer Complaint Justin Bailey has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Justin Bailey assured her there would be no tax implication to change her portfolio. Justin Bailey’s customer complaint was settled in favor of the investors. Justin Bailey Red Flags & Your Rights As An Investor Of course, Justin Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Bailey at Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Justin Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Nationwide Investment Services Due To Justin Bailey If you have questions about Nationwide Investment Services, Nationwide Investment Advisors, CUSO Financial Services, Wells Fargo Clearing Services, and/or Justin Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donna Panton of CUSO Financial Services

DID DONNA ANDREA PANTON CAUSE YOU INVESTMENT LOSSES? Donna Panton Of CUSO Financial Services And Formerly With Key Investment Services Has 5 Customer Complaints For Alleged Broker Misconduct Who is Donna Panton of CUSO Financial Services? Donna Panton (CRD #2459647) who is currently registered with CUSO Financial Services and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to CUSO Financial Services, Donna Panton was associated with Key Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donna Panton Customer Complaints Donna Panton has been the subject of 5 customer complaints that we know about. Three of Donna Panton’s 5 customer complaints were settled in favor of investors. Two of Donna Panton’s customers’ complaints were denied, and, to date, the customers have not taken any further action. Allegations Against Donna Panton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Donna Panton’s recommendations to purchase $60,000 shares of PGBAX was unsuitable. Client also alleged that the money to fund the purchase came from an annuity, resulting in a taxable event. Client submitted a written complaint directly to issuing insurance carrier regarding a variable annuity purchased through a CFS representative, allegedly Donna Panton. The written complaint was received by CFS. In the complaint, the client alleged that he did not authorize the entire purchase of a VA involving annuity switch-replacement transactions. Specifically, the client stated that he did not want to exchange two contracts with an aggregate value of approximately $449,965 into a new VA and is therefore requesting to rescind two annuity exchanges and restore his previously held annuity contracts without penalty. In accordance with client’s wishes, VA transaction was cancelled with funds returned to original investments. CFS sent review summary and confirmation letter to the client to close this issue. Customer alleged Donna Panton recommended unsuitable investment. Customer alleged Donna Panton did not properly disclose fees during solicitation of variable annuity. Donna Panton’s alleged failure to disclose tax consequences for withdrawing funds from qualified account. Donna Panton Red Flags & Your Rights As An Investor Of course, Donna Panton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donna Panton at CUSO Financial Services and Key Investment Services on alert to review carefully the activity and performance of their accounts and question whether Donna Panton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services and Key Investment Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUSO Financial Services Due To Donna Panton If you have questions about CUSO Financial Services, Key Investment Services, and/or Donna Panton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Karen Gonzales Formerly With SWBC Investment Services

DID KAREN YVONNE GONZALES CAUSE YOU INVESTMENT LOSSES? Karen Gonzales Formerly With SWBC Investment Services, BBVA Securities And CUSO Financial Services L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Karen Gonzales formerly with SWBC Investment Services? Karen Gonzales (CRD #4067284) who was formerly registered with SWBC Investment Services and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to SWBC Investment Services, Karen Gonzales was associated with BBVA Securities, CUSO Financial Services L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Karen Gonzales Customer Complaint Karen Gonzales has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased variable annuity contract. Customer alleged that representative assured her that her contract value would reach at least $51,000.00 in 7 years.  The customer complaint was denied, and to date, the customer has not taken any further action. Karen Gonzales Red Flags & Your Rights As An Investor Of course, Karen Gonzales did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Gonzales at SWBC Investment Services, BBVA Securities, and CUSO Financial Services L.P. on alert to review carefully the activity and performance of their accounts and question whether Karen Gonzales has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at SWBC Investment Services, BBVA Securities, and CUSO Financial Services L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At SWBC Investment Services Due To Karen Gonzales If you have questions about SWBC Investment Services, BBVA Securities, CUSO Financial Services L.P., and/or Karen Gonzales and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

William Guthrie of Cuso Financial Services

DID WILLIAM CLIFFORD GUTHRIE CAUSE YOU INVESTMENT LOSSES? William Guthrie Of Cuso Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is William Guthrie of Cuso Financial Services? William Guthrie (CRD #6346818) who is currently registered with Cuso Financial Services and located in Neptune Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. William Guthrie Customer Complaint William Guthrie has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were William Guthrie’s failure to follow instructions from July 30, 2020 until July 31, 2020. William Guthrie’s customer complaint was denied and, to date, the customer has not taken any further action. William Guthrie Red Flags & Your Rights As An Investor Of course, William Guthrie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Guthrie at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether William Guthrie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cuso Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cuso Financial Services Due To William Guthrie If you have questions about Cuso Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or William Guthrie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Albert Haskins of CUSO Financial Services

DID ALBERT DUANE HASKINS CAUSE YOU INVESTMENT LOSSES? Albert Haskins Of CUSO Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Albert Haskins of CUSO Financial Services? Albert Haskins (CRD #5778377) who is currently registered with CUSO Financial Services and located in Williamsburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Albert Haskins Customer Complaint Albert Haskins has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendation to purchase a variable annuity was unsuitable. The client requested compensation for the Contingent Deferred Sales Charge and market losses incurred as a result of a full surrender in March of 2020, which was directed by client through the provider without input from the firm or the Representative. The firm confirmed that the recommendation was suitable based on the client’s stated financial situation, investment experience and objectives. Accordingly, the firm denied the allegations. Albert Haskins’ customer complaint was denied and, to date, the customer has not taken any further action. Albert Haskins Red Flags & Your Rights As An Investor Of course, Albert Haskins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Albert Haskins at CUSO Financial Services on alert to review carefully the activity and performance of their accounts and question whether Albert Haskins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At  CUSO Financial Services Due To Albert Haskins If you have questions about CUSO Financial Services and/or Albert Haskins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Frank Nickey of CUSO Financial Services L.P.

DID FRANK RICHARD NICKEY CAUSE YOU INVESTMENT LOSSES? Frank Nickey of CUSO Financial Services L.P. And Formerly with Wells Fargo Advisors Financial Network Has 2 Customer Complaints for Alleged Broker Misconduct Who is Frank Nickey of CUSO Financial Services L.P.? Frank Nickey (CRD #4287405) who is currently registered with CUSO Financial Services L.P. and located in Newport News, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to CUSO Financial Services L.P., Frank Nickey was associated with Wells Fargo Advisors Financial Network and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Nickey Customer Complaints Frank Nickey has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There is currently one pending customer complaint filed against RBC Capital Markets and Wells Fargo Advisors Financial Network for investment losses caused by Frank Nickey’s alleged misconduct. One of Frank Nickey’s customer’s complaints was denied and the customers did not take any further action. Allegations Against Frank Nickey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The claimant alleges that Frank Nickey recommended unsuitable investments in Puerto Rican Bonds and MLP mutual funds. The customer complains that Frank Nickey allegedly did not liquidate his portfolio when instructed, resulting in additional losses. Frank Nickey Red Flags & Your Rights as An Investor Of course, Frank Nickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Frank Nickey at CUSO Financial Services L.P. and Wells Fargo Advisors Financial Network on alert to review carefully the activity and performance of their accounts and question whether Frank Nickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services L.P.,  RBC Capital Markets, and Wells Fargo Advisors Financial Network also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at CUSO Financial Services L.P. Due to Frank Nickey If you have questions about CUSO Financial Services L.P., Wells Fargo Advisors Financial Network, and/or Frank Nickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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