Cutter & Company Complaints - Law Offices of Robert Wayne Pearce, P.A

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 8, 2022

Brian Long of Cutter & Company

It’s critical for everyone to understand all they can about the individuals with whom they entrust their money. There are a variety of resources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and consumer complaints. If you have incurred investment losses or want to know anything more about Brian Long, we will do everything possible to answer your concerns. DID BRIAN CURTIS LONG CAUSE YOU INVESTMENT LOSSES? Brian Long Of Cutter & Company Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Long of Cutter & Company? Brian Long (CRD #2143884) who is currently registered with Cutter & Company and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Brian Long Customer Complaints Brian Long has been the subject of 2 customer complaints that we know about. One of Brian Long’s customers’ complaints was denied and, to date, the customer has not taken any further action. The other one of Brian Long’s customer complaints was settled in favor of investors and it appears he was terminated by FFP Securities, Inc for failure to follow FFP Securities, Inc. policies related to those transactions. Allegations Against Brian Long A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Brian Long did not invest her assets as aggressively as she desired. Two clients verbally complained regarding the face amount of policies purchased allegedly through Brian Long. Brian Long Red Flags & Your Rights As An Investor Of course, Brian Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Long at Cutter & Company on alert to review carefully the activity and performance of their accounts and question whether Brian Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company Due To Brian Long If you have questions about Cutter & Company and/or Brian Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.