Mar 8, 2022

Rafael Klein of David Lerner Associates

DID RAFAEL SCOTT KLEIN CAUSE YOU INVESTMENT LOSSES? Rafael Klein Of David Lerner Associates And Spirit Of America Management Has 4 Customer Complaints For Alleged Broker Misconduct Who is Rafael Klein of David Lerner Associates? Rafael Klein (CRD #2865823) who is currently registered with David Lerner Associates, Spirit Of America Management and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Rafael Klein Customer Complaints Rafael Klein has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Rafael Klein’s customer complaints was settled in favor of investors. One of Rafael Klein’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against David Lerner Associates for investment losses caused by Rafael Klein’s alleged misconduct. Allegations Against Rafael Klein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged unsuitability by Rafael Klein. Misrepresentations allegedly by Rafael Klein. Rafael Klein’s alleged misrepresentation and omission, breach of fiduciary duty, failure to supervise, fraud, unauthorized trading. Rafael Klein Red Flags & Your Rights As An Investor Of course, Rafael Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rafael Klein at David Lerner Associates and Spirit Of America Management on alert to review carefully the activity and performance of their accounts and question whether Rafael Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates and Spirit Of America Management also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To Rafael Klein If you have questions about David Lerner Associates, Spirit Of America Management, and/or Rafael Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Dana Lightner of David Lerner Associates

DID DANA LEE LIGHTNER CAUSE YOU INVESTMENT LOSSES? Dana Lightner Of David Lerner Associates Has A Customer Complaint For Alleged Broker Misconduct Who is Dana Lightner of David Lerner Associates? Dana Lightner (CRD #6110515) who is currently registered with David Lerner Associates and located in Lawrenceville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Dana Lightner Customer Complaint Dana Lightner has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions. Dana Lightner’s customer complaint was settled in favor of the investors. Dana Lightner Red Flags & Your Rights As An Investor Of course, Dana Lightner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dana Lightner at David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether Dana Lightner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates Due To Dana Lightner If you have questions about David Lerner Associates and/or Dana Lightner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Meere of David Lerner Associates, Inc.

DID ANTHONY FRANCIS MEERE CAUSE YOU INVESTMENT LOSSES? Anthony Meere Of David Lerner Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Meere of David Lerner Associates, Inc.? Anthony Meere (CRD #1251122) who is currently registered with David Lerner Associates, Inc. and located in Syosset, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Meere Customer Complaint Anthony Meere has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations and misleading statements in connection with recommendation of Puerto Rico bonds. The customer complaint filed against Anthony Meere’s current employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Anthony Meere Red Flags & Your Rights As An Investor Of course, Anthony Meere did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Meere at David Lerner Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Anthony Meere has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at David Lerner Associates, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At David Lerner Associates, Inc. Due To Anthony Meere If you have questions about David Lerner Associates, Inc. and/or Anthony Meere and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Dan Vismor of David Lerner Associates, Inc

DID DAN CHARLES VISMOR CAUSE YOU INVESTMENT LOSSES? Dan Charles Vismor with David Lerner Associates, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past 2 Years Who is Dan C. Vismor with David Lerner Associates, Inc.? Dan Vismor (CRD #5321492) who is currently registered with David Lerner Associates, Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to David Lerner Associates, Inc., Dan Vismor was associated with Newbridge Securities Corporation, Cetera Financial Group, and Centaurus Financial, Inc., and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Lerner Associates, Inc. And Cetera Financial Group Broker Misconduct Dan Vismor was the subject of a recent customer complaint that we know about that was filed in the last 2 years to recover investment losses. The customer’s alleged that Dan Vismor made misrepresentations in unsuitable investment recommendations in breach of his fiduciary duty to invest in real estate securities. Dan Vismor’s customer complaint was settled in favor of the investors. Dan Vismor Red Flags & Your Rights as An Investor Of course, Dan Vismor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Dan Vismor at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. n/k/a Cetera Financial Group on alert to review carefully the activity and performance of their accounts and question whether Dan Vismor has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at David Lerner Associates, Inc., Newbridge Securities Corporation and Centaurus Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group If you have questions about David Lerner Associates, Inc., Newbridge Securities Corporation, Centaurus Financial, Inc. n/k/a Cetera Financial Group and/or Dan Vismor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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