Dinosaur Financial Group Complaints - Law Offices of Robert Wayne Pearce, P.A

Gerald Brodsky formerly with Dinosaur Financial Group

DID GERALD LEE BRODSKY CAUSE YOU INVESTMENT LOSSES? Gerald Brodsky Formerly With Dinosaur Financial Group, L.L.C. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald Brodsky formerly with Dinosaur Financial Group? Gerald Brodsky (CRD #1172647) who formerly registered with Dinosaur Financial Group and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Dinosaur Financial Group, Gerald Brodsky was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Brodsky also had his own share of regulatory problems, he was permanently barred from any further association with any FINRA broker-dealer. Gerald Brodsky Customer Complaint Gerald Brodsky has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to investments in a private placement known as Concorde Group Holdings which claimant alleged was a Ponzi scheme. The customer complaint was settled in favor of the investor. Gerald Brodsky Red Flags & Your Rights As An Investor Of course, Gerald Brodsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald Brodsky at Dinosaur Financial Group on alert to review carefully the activity and performance of their accounts and question whether Gerald Brodsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dinosaur Financial Group Due To Gerald Brodsky If you have questions about Dinosaur Financial Group and/or Gerald Brodsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Nov 15, 2022

David Karandos formerly with Dinosaur Financial Group, LLC

DID DAVID MICHAEL KARANDOS CAUSE YOU INVESTMENT LOSSES? David Karandos Formerly With Dinosaur Financial Group, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is David Karandos formerly with Dinosaur Financial Group, LLC? David Karandos (CRD #1934119) who was formerly registered with Dinosaur Financial Group, LLC and located in Indianapolis, Indiana has been the subject of three regulatory investigations and actions and permanently barred from association with any FINRA member firm. He is also a subject of one of our many securities industry sales practice abuse investigations. David Karandos Customer Complaints David Karandos has been the subject of 7 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Three of David Karandos’ 7 customer complaints were settled in favor of investors. One of David Karandos’ customer complaints was denied and, to date, the customer has not taken any further action. There are currently 3 pending customer complaints filed against David Karandos’ former employers Dinosaur Financial Group, LLC and DLG Wealth Management LLC for investment losses caused by the alleged misconduct. Allegations Against David Karandos A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of Fiduciary Duty to Indiana Teachers Association in making excessive alternative investments Breach of Fiduciary Duty in making unsuitable recommendations of volatile, high risk, and illiquid investments. Unsuitable and unauthorized transactions Unsuitable recommendations to invest in private placements and viatical settlement contracts Unsuitable recommendations of alternative investments David Karandos Red Flags & Your Rights As An Investor Of course, David Karandos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Karandos at Dinosaur Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether David Karandos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Dinosaur Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Dinosaur Financial Group, LLC Due To David Karandos If you have questions about Dinosaur Financial Group, LLC and/or David Karandos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.