John Loehr of Edward Jones

DID JOHN CLEARY LOEHR CAUSE YOU INVESTMENT LOSSES? John Loehr Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is John Loehr of Edward Jones? John Loehr (CRD #6915934) who is currently registered with Edward Jones and located in Santee, California is a subject of one of our many securities industry sales practice abuse investigations. John Loehr Customer Complaint John Loehr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were John Loehr informed her the direct rollover of her account would be a non-taxable event. The client discovered her rollover was deposited to a Roth IRA account and she incurred a substantial federal and state tax liability. Additionally, client alleged the tax reporting completed by the firm was not correct. John Loehr’s customer complaint was settled in favor of the investors. John Loehr Red Flags & Your Rights As An Investor Of course, John Loehr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Loehr at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether John Loehr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To John Loehr If you have questions about Edward Jones and/or John Loehr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Timothy Dolan of Edward Jones

DID TIMOTHY JEFFREY DOLANCAUSE YOU INVESTMENT LOSSES? Timothy Dolan Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Timothy Dolan of Edward Jones? Timothy Dolan (CRD #5485868) who is currently registered with Edward Jones and located in Hoover, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Timothy Dolan Customer Complaint Timothy Dolan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Plaintiff, as Personal Representative of the Estate, alleged that Defendants met with the client who lacked the capacity to remove the Plaintiff as beneficiary of the Estate, and wrongly named, non-affiliated Defendant as the sole beneficiary. Plaintiff alleged counts of fraud by forgery, negligence or wantonness, conspiracy, breach of fiduciary duty, and unjust enrichment. The Firm and Registered Representative denied Plaintiff’s allegations and asserted they followed the decedent’s direct instructions in connection with each beneficiary designation in question. The customer complaint filed against Timothy Dolan’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Timothy Dolan Red Flags & Your Rights As An Investor Of course, Timothy Dolan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Dolan at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy Dolan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Timothy Dolan If you have questions about Edward Jones and/or Timothy Dolan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Hayley Beard of Edward Jones

DID HAYLEY NOEL BEARD CAUSE YOU INVESTMENT LOSSES? Hayley Beard Of Edward Jones And Formerly With Vanguard Marketing Has A Customer Complaint For Alleged Broker Misconduct Who is Hayley Beard of Edward Jones? Hayley Beard (CRD #5578063) who is currently registered with Edward Jones and located in Coronado, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Hayley Beard was associated with Vanguard Marketing and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hayley Beard Customer Complaint Hayley Beard has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged Hayley Beard misrepresented the MFS Funds he purchased. Hayley Beard’s customer complaint was settled in favor of the investors. Hayley Beard Red Flags & Your Rights As An Investor Of course, Hayley Beard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hayley Beard at Edward Jones and Vanguard Marketing on alert to review carefully the activity and performance of their accounts and question whether Hayley Beard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Vanguard Marketing also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Hayley Beard If you have questions about Edward Jones, Vanguard Marketing, and/or Hayley Beard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Steven Follett Formerly With Edward Jones

DID STEVEN M. FOLLETT CAUSE YOU INVESTMENT LOSSES? Steven Follett Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Steven Follett formerly with Edward Jones? Steven Follett (CRD #4753373) who was formerly registered with Edward Jones and located in Ft Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Steven Follett Customer Complaint Steven Follett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor Steven Follett failed to withdraw the client’s RMD as directed, causing the client to incur a tax penalty. Steven Follett’s customer complaint was denied and, to date, the customer has not taken any further action. Steven Follett Red Flags & Your Rights As An Investor Of course, Steven Follett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Follett at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Follett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Steven Follett If you have questions about Edward Jones and/or Steven Follett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dustin Insley of Edward Jones

DID DUSTIN ROBERT INSLEY CAUSE YOU INVESTMENT LOSSES? Dustin Insley Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Insley of Edward Jones? Dustin Insley (CRD #6609589) who is currently registered with Edward Jones and located in Pukalani, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Dustin Insley Customer Complaint Dustin Insley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Dustin Insley allowed an unauthorized fraudulent transaction to occur on January 3, 2020. Client also alleged Mr. Insley failed to follow instructions in regards to calling the client for approval on any transaction requests with the account. Dustin Insley’s customer complaint was denied and, to date, the customer has not taken any further action. Dustin Insley Red Flags & Your Rights As An Investor Of course, Dustin Insley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Insley at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Dustin Insley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Dustin Insley If you have questions about Edward Jones and/or Dustin Insley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Randall Wachman of Edward Jones

DID RANDALL MANSFIELD WACHMAN II CAUSE YOU INVESTMENT LOSSES? Randall Wachman Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Randall Wachman of Edward Jones? Randall Wachman (CRD #5289080) who is currently registered with Edward Jones and located in Colonial Heights, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Randall Wachman Customer Complaint Randall Wachman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Randall Wachman misrepresented that the market would not affect his variable annuity. Randall Wachman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Randall Wachman Red Flags & Your Rights As An Investor Of course, Randall Wachman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Wachman at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Randall Wachman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Randall Wachman If you have questions about Edward Jones and/or Randall Wachman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Michael Williams of Edward Jones

DID MICHAEL GARY WILLIAMS CAUSE YOU INVESTMENT LOSSES? Michael Williams Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Williams of Edward Jones? Michael Williams (CRD #6440905) who is currently registered with Edward Jones and located in Danielsville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Michael Williams Customer Complaint Michael Williams has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Financial Advisor failed to disclose fees as fiduciary on account. Michael Williams’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Williams Red Flags & Your Rights As An Investor Of course, Michael Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Michael Williams If you have questions about Edward Jones and/or Michael Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Tara Rotfeld of Edward Jones

DID TARA LEIGH ROTFELD CAUSE YOU INVESTMENT LOSSES? Tara Rotfeld Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Tara Rotfeld of Edward Jones? Tara Rotfeld (CRD #5780116) who is currently registered with Edward Jones and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Tara Rotfeld Customer Complaint Tara Rotfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligence, negligent misrepresentation, and unsuitability. The causes of action related to claimant’s allegation that the recommendation to transfer funds from their American Fund investments to other American Funds investments was negligent and unsuitable. An arbitration award was entered against Edward Jones for Tara Rotfeld’s alleged misconduct causing investors losses. Tara Rotfeld Red Flags & Your Rights As An Investor Of course, Tara Rotfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tara Rotfeld at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Tara Rotfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Tara Rotfeld If you have questions about Edward Jones and/or Tara Rotfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Adam Saporsky of Edward Jones

DID ADAM GARRETT SAPORSKY CAUSE YOU INVESTMENT LOSSES? Adam Saporsky Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Saporsky of Edward Jones? Adam Saporsky (CRD #5487851) who is currently registered with Edward Jones and located in Reno, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Adam Saporsky Customer Complaint Adam Saporsky has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor, Adam Saporsky, should have advised her to withdraw funds from her non-taxable account and that she suffered tax consequences as a result of the alleged failure to so advise. Adam Saporsky’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Saporsky Red Flags & Your Rights As An Investor Of course, Adam Saporsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Saporsky at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Adam Saporsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Adam Saporsky If you have questions about Edward Jones and/or Adam Saporsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mason Schultz Formerly With Edward Jones

DID MASON MICHAEL SCHULTZ CAUSE YOU INVESTMENT LOSSES? Mason Schultz Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Mason Schultz formerly with Edward Jones? Mason Schultz (CRD #6785722) who was formerly registered with Edward Jones and located in New Richmond, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Mason Schultz Customer Complaint Mason Schultz has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that financial advisor, Mason Schultz, caused the client to be invested in the stock market when he had expressed that he did not want to be so invested. Mason Schultz’s customer complaint was settled in favor of the investors. Mason Schultz Red Flags & Your Rights As An Investor Of course, Mason Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mason Schultz at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mason Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mason Schultz If you have questions about Edward Jones and/or Mason Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading