Sarah Cecil of Edward Jones

DID SARAH LYNNE CECIL CAUSE YOU INVESTMENT LOSSES? Sarah Cecil Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Sarah Cecil of Edward Jones? Sarah Cecil (CRD #5927075) who is currently registered with Edward Jones and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Sarah Cecil Customer Complaint Sarah Cecil has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Sarah Cecil sold her shares of SO stock without her authorization. Sarah Cecil’s customer complaint was denied and, to date, the customer has not taken any further action. Sarah Cecil Red Flags & Your Rights As An Investor Of course, Sarah Cecil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sarah Cecil at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Sarah Cecil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Sarah Cecil If you have questions about Edward Jones and/or Sarah Cecil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

William Collin of Edward Jones

DID WILLIAM J. COLLIN CAUSE YOU INVESTMENT LOSSES? William Collin Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is William Collin of Edward Jones? William Collin (CRD #6862790) who is currently registered with Edward Jones and located in Interlochen, Michigan is a subject of one of our many securities industry sales practice abuse investigations. William Collin Customer Complaint William Collin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor made unauthorized stock sales. William Collin’s customer complaint was denied and, to date, the customer has not taken any further action. William Collin Red Flags & Your Rights As An Investor Of course, William Collin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Collin at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether William Collin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To William Collin If you have questions about Edward Jones and/or William Collin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jed Conradi of Edward Jones

DID JED WILLIAM CONRADI CAUSE YOU INVESTMENT LOSSES? Jed Conradi Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jed Conradi of Edward Jones? Jed Conradi (CRD #5240585) who is currently registered with Edward Jones and located in Camas, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jed Conradi Customer Complaint Jed Conradi has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Mr. Conradi misrepresented that he could get out of investments and be made whole. Jed Conradi’s customer complaint was settled in favor of the investors. Jed Conradi Red Flags & Your Rights As An Investor Of course, Jed Conradi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jed Conradi at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jed Conradi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Jed Conradi If you have questions about Edward Jones and/or Jed Conradi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Martin Coward of Edward Jones

DID MARTIN DEREK COWARD CAUSE YOU INVESTMENT LOSSES? Martin Coward Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Martin Coward of Edward Jones? Martin Coward (CRD #5863406) who is currently registered with Edward Jones and located in Raleigh, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Martin Coward Customer Complaint Martin Coward has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that transactions occurred without her authorization and, against her instructions, some of her stocks were not being reinvested. The client further alleged that Mr. Coward delayed in purchasing stock the client wanted to buy and purchased mutual fund shares without her authorization. The customer complaint filed against Martin Coward’s current employer Edward Jones for investment losses caused by the alleged misconduct is pending as of the date of this report. Martin Coward Red Flags & Your Rights As An Investor Of course, Martin Coward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Coward at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Martin Coward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Martin Coward If you have questions about Edward Jones and/or Martin Coward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Peter Walters Formerly With Edward Jones?

DID PETER DEAN WALTERS CAUSE YOU INVESTMENT LOSSES? Peter Walters Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Walters formerly with Edward Jones? Peter Walters (CRD #2309689) who was formerly registered with Edward Jones and located in Waynesboro, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Peter Walters Customer Complaint Peter Walters has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer was not fully informed of the details concerning his margin loan and that monthly withdrawals were being added to his margin loan without his knowledge and agreement. Peter Walters’ customer complaint was settled in favor of the investors. Peter Walters Red Flags & Your Rights As An Investor Of course, Peter Walters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Walters at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Peter Walters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Peter Walters If you have questions about Edward Jones and/or Peter Walters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Charles Weathers of Edward Jones

DID CHARLES HAROLD WEATHERS CAUSE YOU INVESTMENT LOSSES? Charles Weathers Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Weathers of Edward Jones? Charles Weathers (CRD #4023185) who is currently registered with Edward Jones and located in St. Marys, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Charles Weathers Customer Complaint Charles Weathers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her annuity purchase was not suitable. Charles Weathers’ customer complaint was settled in favor of the investors. Charles Weathers Red Flags & Your Rights As An Investor Of course, Charles Weathers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Weathers at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Weathers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Weathers If you have questions about Edward Jones and/or Charles Weathers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Vivian Wilcox of Edward Jones Reviews

DID VIVIAN ELISA WILCOX CAUSE YOU INVESTMENT LOSSES? Vivian Wilcox Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Vivian Wilcox of Edward Jones? Vivian Elisa Wilcox, with CRD# 3188196, has had a lengthy career in the brokerage and investment advisory sectors, spanning over 24 years, with a single firm, Edward Jones (CRD# 250). Despite the extensive experience, this broker’s career has not been without controversy. Wilcox has passed three exams, including the Series 63, Series 7, and SIE examinations, and is licensed in 12 states as both a Broker (B) and Investment Adviser (IA). The tenure at Edward Jones as a broker started on April 20, 1999, and as an investment adviser since October 3, 2014. The long-standing affiliation with just one firm, while indicative of stability, is overshadowed by the presence of a significant disclosure in their record.. Vivian Wilcox Customer Complaints and Reviews Customer Dispute (6/6/2019): This significant dispute involved allegations of elder abuse and coercion by a non-affiliated individual, leading to unauthorized changes in beneficiary designations. The claimant alleged that Wilcox, along with Edward Jones, failed to prevent these questionable transactions, acting on what were claimed to be direct instructions from the decedent. Despite denying the allegations, a settlement was reached for $290,000 against a damage request of $2,500,000. This disclosure raises serious concerns regarding the broker’s due diligence and ethical conduct, particularly in protecting vulnerable clients’ interests. Vivian Wilcox Red Flags & Your Rights As An Investor Of course, Vivian Wilcox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Wilcox at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Vivian Wilcox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Vivian Wilcox If you have questions about Edward Jones and/or Vivian Wilcox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Douglas Williams Formerly With Edward Jones

DID DOUGLAS RANDAL WILLIAMS CAUSE YOU INVESTMENT LOSSES? Douglas Williams Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Williams formerly with Edward Jones? Douglas Williams (CRD #3156120) who was formerly registered with Edward Jones and located in Glastonbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Douglas Williams Customer Complaints Douglas Williams has been the subject of 2 customer complaints that we know about. One of Douglas Williams’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Douglas Williams’ alleged misconduct. Allegations Against Douglas Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Douglas Williams provided misinformation regarding the owner of a Lincoln Annuity which resulted in the client incurring legal fees when he was required to defend a litigation action from his ex-wife to return ownership to her. Client alleged Douglas Williams did not inform her of the potential tax consequences associated with a move to an Advisory Solutions account Douglas Williams Red Flags & Your Rights As An Investor Of course, Douglas Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Williams If you have questions about Edward Jones and/or Douglas Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Joshua Albert of Edward Jones

DID JOSHUA R ALBERT CAUSE YOU INVESTMENT LOSSES? Joshua Albert Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Albert of Edward Jones? Joshua Albert (CRD #6901111) who is currently registered with Edward Jones and located in Duncan, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Joshua Albert Customer Complaint Joshua Albert has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Joshua Albert did not follow his instructions to move to safe investments. Joshua Albert’s customer complaint was denied and, to date, the customer has not taken any further action. Joshua Albert Red Flags & Your Rights As An Investor Of course, Joshua Albert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Albert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Albert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Albert If you have questions about Edward Jones and/or Joshua Albert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Brent Albrechtsen of Edward Jones

DID BRENT R ALBRECHTSEN CAUSE YOU INVESTMENT LOSSES? Brent Albrechtsen Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Albrechtsen of Edward Jones? Brent Albrechtsen (CRD #6713954) who is currently registered with Edward Jones and located in Clinton, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Brent Albrechtsen Customer Complaint Brent Albrechtsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Albrechtsen did not consider the tax implications of their selling positions to purchase a Prudential Life Protector Variable Universal Life Insurance Policy, and as a result they incurred a $19,000.00 tax liability. Brent Albrechtsen’s customer complaint was denied and, to date, the customers have not taken any further action. Brent Albrechtsen Red Flags & Your Rights As An Investor Of course, Brent Albrechtsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Albrechtsen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brent Albrechtsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brent Albrechtsen If you have questions about Edward Jones and/or Brent Albrechtsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading