Mar 8, 2022

Peter Walters Formerly With Edward Jones?

DID PETER DEAN WALTERS CAUSE YOU INVESTMENT LOSSES? Peter Walters Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Peter Walters formerly with Edward Jones? Peter Walters (CRD #2309689) who was formerly registered with Edward Jones and located in Waynesboro, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Peter Walters Customer Complaint Peter Walters has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer was not fully informed of the details concerning his margin loan and that monthly withdrawals were being added to his margin loan without his knowledge and agreement. Peter Walters’ customer complaint was settled in favor of the investors. Peter Walters Red Flags & Your Rights As An Investor Of course, Peter Walters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Walters at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Peter Walters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Peter Walters If you have questions about Edward Jones and/or Peter Walters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Weathers of Edward Jones

DID CHARLES HAROLD WEATHERS CAUSE YOU INVESTMENT LOSSES? Charles Weathers Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Weathers of Edward Jones? Charles Weathers (CRD #4023185) who is currently registered with Edward Jones and located in St. Marys, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Charles Weathers Customer Complaint Charles Weathers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her annuity purchase was not suitable. Charles Weathers’ customer complaint was settled in favor of the investors. Charles Weathers Red Flags & Your Rights As An Investor Of course, Charles Weathers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Weathers at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Charles Weathers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Charles Weathers If you have questions about Edward Jones and/or Charles Weathers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Vivian Wilcox of Edward Jones Reviews

DID VIVIAN ELISA WILCOX CAUSE YOU INVESTMENT LOSSES? Vivian Wilcox Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Vivian Wilcox of Edward Jones? Vivian Elisa Wilcox, with CRD# 3188196, has had a lengthy career in the brokerage and investment advisory sectors, spanning over 24 years, with a single firm, Edward Jones (CRD# 250). Despite the extensive experience, this broker’s career has not been without controversy. Wilcox has passed three exams, including the Series 63, Series 7, and SIE examinations, and is licensed in 12 states as both a Broker (B) and Investment Adviser (IA). The tenure at Edward Jones as a broker started on April 20, 1999, and as an investment adviser since October 3, 2014. The long-standing affiliation with just one firm, while indicative of stability, is overshadowed by the presence of a significant disclosure in their record.. Vivian Wilcox Customer Complaints and Reviews Customer Dispute (6/6/2019): This significant dispute involved allegations of elder abuse and coercion by a non-affiliated individual, leading to unauthorized changes in beneficiary designations. The claimant alleged that Wilcox, along with Edward Jones, failed to prevent these questionable transactions, acting on what were claimed to be direct instructions from the decedent. Despite denying the allegations, a settlement was reached for $290,000 against a damage request of $2,500,000. This disclosure raises serious concerns regarding the broker’s due diligence and ethical conduct, particularly in protecting vulnerable clients’ interests. Vivian Wilcox Red Flags & Your Rights As An Investor Of course, Vivian Wilcox did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vivian Wilcox at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Vivian Wilcox has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Vivian Wilcox If you have questions about Edward Jones and/or Vivian Wilcox and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Douglas Williams Formerly With Edward Jones

DID DOUGLAS RANDAL WILLIAMS CAUSE YOU INVESTMENT LOSSES? Douglas Williams Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Douglas Williams formerly with Edward Jones? Douglas Williams (CRD #3156120) who was formerly registered with Edward Jones and located in Glastonbury, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Douglas Williams Customer Complaints Douglas Williams has been the subject of 2 customer complaints that we know about. One of Douglas Williams’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Douglas Williams’ alleged misconduct. Allegations Against Douglas Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Douglas Williams provided misinformation regarding the owner of a Lincoln Annuity which resulted in the client incurring legal fees when he was required to defend a litigation action from his ex-wife to return ownership to her. Client alleged Douglas Williams did not inform her of the potential tax consequences associated with a move to an Advisory Solutions account Douglas Williams Red Flags & Your Rights As An Investor Of course, Douglas Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Williams at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Douglas Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Douglas Williams If you have questions about Edward Jones and/or Douglas Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Albert of Edward Jones

DID JOSHUA R ALBERT CAUSE YOU INVESTMENT LOSSES? Joshua Albert Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Albert of Edward Jones? Joshua Albert (CRD #6901111) who is currently registered with Edward Jones and located in Duncan, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Joshua Albert Customer Complaint Joshua Albert has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Joshua Albert did not follow his instructions to move to safe investments. Joshua Albert’s customer complaint was denied and, to date, the customer has not taken any further action. Joshua Albert Red Flags & Your Rights As An Investor Of course, Joshua Albert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Albert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Joshua Albert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joshua Albert If you have questions about Edward Jones and/or Joshua Albert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brent Albrechtsen of Edward Jones

DID BRENT R ALBRECHTSEN CAUSE YOU INVESTMENT LOSSES? Brent Albrechtsen Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Albrechtsen of Edward Jones? Brent Albrechtsen (CRD #6713954) who is currently registered with Edward Jones and located in Clinton, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Brent Albrechtsen Customer Complaint Brent Albrechtsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Brent Albrechtsen did not consider the tax implications of their selling positions to purchase a Prudential Life Protector Variable Universal Life Insurance Policy, and as a result they incurred a $19,000.00 tax liability. Brent Albrechtsen’s customer complaint was denied and, to date, the customers have not taken any further action. Brent Albrechtsen Red Flags & Your Rights As An Investor Of course, Brent Albrechtsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Albrechtsen at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Brent Albrechtsen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Brent Albrechtsen If you have questions about Edward Jones and/or Brent Albrechtsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mario Ayala of Edward Jones

DID MARIO GUILLERMO AYALA CAUSE YOU INVESTMENT LOSSES? Mario Ayala Of Edward Jones And Formerly With BB&T Securities And BB&T Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mario Ayala of Edward Jones? Mario Ayala (CRD #5598025) who is currently registered with Edward Jones and located in Mesquite, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Mario Ayala was associated with BB&T Securities, BB&T Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mario Ayala Customer Complaint Mario Ayala has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mario Ayala misrepresented the return on a market-linked CD that customer purchased and claims breach of contract, violations of the deceptive practices act and fraud. Mario Ayala’s customer complaint was settled in favor of the investors. Mario Ayala Red Flags & Your Rights As An Investor Of course, Mario Ayala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mario Ayala at Edward Jones, BB&T Securities, and BB&T Investment Services and on alert to review carefully the activity and performance of their accounts and question whether Mario Ayala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, BB&T Securities, and BB&T Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mario Ayala If you have questions about Edward Jones, BB&T Securities, BB&T Investment Services, and/or Mario Ayala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Rapert of Edward Jones

DID MARY RAPERT CAUSE YOU INVESTMENT LOSSES? Mary Rapert Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mary Rapert of Edward Jones? Mary Rapert (CRD #2422927) who is currently registered with Edward Jones and located in Pocahontas, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Mary Rapert Customer Complaints Mary Rapert has been the subject of2 customer complaints that we know about. Both of Mary Rapert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mary Rapert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s son (who has POA) stated his mother met with Mary Rapert allegedly to discuss liquidating a Knights of Columbus annuity. The POA further stated, he, his sister and his mother made it very clear to the FA that they did not want to proceed with the transaction if there were any taxes and/or penalties associated with the surrender. POA indicated the transaction was processed and as a result his mother incurred a tax liability of $6,000.00 despite their instructions. Trustees alleged Mary Rapert failed to invest the cash balance in the account. Mary Rapert Red Flags & Your Rights As An Investor Of course, Mary Rapert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Rapert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mary Rapert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mary Rapert If you have questions about Edward Jones and/or Mary Rapert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Strnad of Edward Jones

DID DAVID M. STRNAD CAUSE YOU INVESTMENT LOSSES? David Strnad Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Strnad of Edward Jones? David Strnad (CRD #3004959) who is currently registered with Edward Jones and located in Parker, Colorado is a subject of one of our many securities industry sales practice abuse investigations. David Strnad Customer Complaint David Strnad has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged David Strnad failed to disclose a contingent deferred sales charge associated with the liquidation of mutual funds in his account on 3/9/2020. David Strnad’s customer complaint was settled in favor of the investors. David Strnad Red Flags & Your Rights As An Investor Of course, David Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Strnad at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Strnad If you have questions about Edward Jones and/or David Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Russel Surber of Edward Jones

DID RUSSEL HOLLEY SURBER III CAUSE YOU INVESTMENT LOSSES? Russel Surber Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Russel Surber of Edward Jones? Russel Surber (CRD #3096459) who is currently registered with Edward Jones and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Russel Surber Customer Complaints Russel Surber has been the subject of 2 customer complaints that we know about. One of Russel Surber’s 2 customer complaints was settled in favor of investors. One of Russel Surber’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Russel Surber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she received poor advice through Russel Surber to sell her Lincoln annuity. The client alleged that Russel Surber did not disclose the fees associated with her mutual funds and further alleged that the taxes associated on the distributions were not disclosed. Russel Surber Red Flags & Your Rights As An Investor Of course, Russel Surber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russel Surber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Russel Surber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Russel Surber If you have questions about Edward Jones and/or Russel Surber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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