Mar 8, 2022

Mario Ayala of Edward Jones

DID MARIO GUILLERMO AYALA CAUSE YOU INVESTMENT LOSSES? Mario Ayala Of Edward Jones And Formerly With BB&T Securities And BB&T Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Mario Ayala of Edward Jones? Mario Ayala (CRD #5598025) who is currently registered with Edward Jones and located in Mesquite, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Mario Ayala was associated with BB&T Securities, BB&T Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mario Ayala Customer Complaint Mario Ayala has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Mario Ayala misrepresented the return on a market-linked CD that customer purchased and claims breach of contract, violations of the deceptive practices act and fraud. Mario Ayala’s customer complaint was settled in favor of the investors. Mario Ayala Red Flags & Your Rights As An Investor Of course, Mario Ayala did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mario Ayala at Edward Jones, BB&T Securities, and BB&T Investment Services and on alert to review carefully the activity and performance of their accounts and question whether Mario Ayala has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones, BB&T Securities, and BB&T Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mario Ayala If you have questions about Edward Jones, BB&T Securities, BB&T Investment Services, and/or Mario Ayala and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mary Rapert of Edward Jones

DID MARY RAPERT CAUSE YOU INVESTMENT LOSSES? Mary Rapert Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Mary Rapert of Edward Jones? Mary Rapert (CRD #2422927) who is currently registered with Edward Jones and located in Pocahontas, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Mary Rapert Customer Complaints Mary Rapert has been the subject of2 customer complaints that we know about. Both of Mary Rapert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mary Rapert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client’s son (who has POA) stated his mother met with Mary Rapert allegedly to discuss liquidating a Knights of Columbus annuity. The POA further stated, he, his sister and his mother made it very clear to the FA that they did not want to proceed with the transaction if there were any taxes and/or penalties associated with the surrender. POA indicated the transaction was processed and as a result his mother incurred a tax liability of $6,000.00 despite their instructions. Trustees alleged Mary Rapert failed to invest the cash balance in the account. Mary Rapert Red Flags & Your Rights As An Investor Of course, Mary Rapert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Rapert at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Mary Rapert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Mary Rapert If you have questions about Edward Jones and/or Mary Rapert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Strnad of Edward Jones

DID DAVID M. STRNAD CAUSE YOU INVESTMENT LOSSES? David Strnad Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is David Strnad of Edward Jones? David Strnad (CRD #3004959) who is currently registered with Edward Jones and located in Parker, Colorado is a subject of one of our many securities industry sales practice abuse investigations. David Strnad Customer Complaint David Strnad has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client alleged David Strnad failed to disclose a contingent deferred sales charge associated with the liquidation of mutual funds in his account on 3/9/2020. David Strnad’s customer complaint was settled in favor of the investors. David Strnad Red Flags & Your Rights As An Investor Of course, David Strnad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Strnad at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether David Strnad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To David Strnad If you have questions about Edward Jones and/or David Strnad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Russel Surber of Edward Jones

DID RUSSEL HOLLEY SURBER III CAUSE YOU INVESTMENT LOSSES? Russel Surber Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Russel Surber of Edward Jones? Russel Surber (CRD #3096459) who is currently registered with Edward Jones and located in Troy, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Russel Surber Customer Complaints Russel Surber has been the subject of 2 customer complaints that we know about. One of Russel Surber’s 2 customer complaints was settled in favor of investors. One of Russel Surber’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Russel Surber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she received poor advice through Russel Surber to sell her Lincoln annuity. The client alleged that Russel Surber did not disclose the fees associated with her mutual funds and further alleged that the taxes associated on the distributions were not disclosed. Russel Surber Red Flags & Your Rights As An Investor Of course, Russel Surber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Russel Surber at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Russel Surber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Russel Surber If you have questions about Edward Jones and/or Russel Surber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Miller of Edward Jones

DID STEVEN KIRT MILLER CAUSE YOU INVESTMENT LOSSES? Steven Miller Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Miller of Edward Jones? Steven Miller (CRD #3026802) who is currently registered with Edward Jones and located in Big Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Steven Miller Customer Complaints Steven Miller has been the subject of 2 customer complaints that we know about. One of Steven Miller’s 2 customer complaints was settled in favor of investors.  The other one of Steven Miller’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steven Miller A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Steven Miller’s purchase(s) of various investments were not suitable. Client transferred her 401k to Edward Jones and she stated she shared her views on how she wanted her funds protected and assumed Edward Jones was putting together a balanced and diversified portfolio. Client indicated her fund lost over 90% of its value in a quick time period and the funds that were chosen did not meet the goals the client had laid out allegedly to Steven Miller. Steven Miller Red Flags & Your Rights As An Investor Of course, Steven Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Miller at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steven Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Steven Miller If you have questions about Edward Jones and/or Steven Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stanley Schmidt of Edward Jones

DID STANLEY JOHN SCHMIDT CAUSE YOU INVESTMENT LOSSES? Stanley Schmidt Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is Stanley Schmidt of Edward Jones? Stanley Schmidt (CRD #2198073) who is currently registered with Edward Jones and located in Leawood, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Stanley Schmidt Customer Complaints Stanley Schmidt has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Stanley Schmidt’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Stanley Schmidt’s alleged misconduct. Allegations Against Stanley Schmidt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claimed his mother provided instructions to Stanley Schmidt allegedly to liquidate the shares of Sprint (S) held in his account without his authorization. Client stated his mother’s name was not on the account. Client requested that the 10,000 shares of S be reinstated in his account. Claimant alleged that he instructed Stanley Schmidt to liquidate stock holdings at or near the onset of the COVID-19 pandemic and his registered representative failed to follow those instructions. Claimant further alleged that the strategy implemented by Stanley Schmidt was inconsistent with the Claimant’s investment objective and placed the Claimant’s assets at risk. The client stated he came to Edward Jones to receive advice from a full service, conservative, brokerage firm. The client was unhappy with the advice he received and the performance of his account. Stanley Schmidt Red Flags & Your Rights As An Investor Of course, Stanley Schmidt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stanley Schmidt at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Stanley Schmidt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Stanley Schmidt If you have questions about Edward Jones and/or Stanley Schmidt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steve Soma of Edward Jones

DID STEVE LEVERN SOMA CAUSE YOU INVESTMENT LOSSES? Steve Soma Of Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steve Soma of Edward Jones? Steve Soma (CRD #1754268) who is currently registered with Edward Jones and located in Madison, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Steve Soma Customer Complaints Steve Soma has been the subject of 3 customer complaints that we know about. Two of Steve Soma’s 3 customer complaints were settled in favor of investors. One of Steve Soma’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Steve Soma A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client stated when she visited with the Steve Soma informing him she may need to pull some income from her investments due to medical issues.  Client stated she was sent information on advisory solutions. She stated she was informed by Steve Soma that she could earn $1, 100 in income, the client approved. However, the client did not realize the risks involved in advisory solutions. She indicated when she visited with the Steve Soma she was not well.  Client stated she lost over $9, 000 due to the change in investments. The client would like to be reimbursed the amount she lost due to the investment in advisory solutions. Client alleged that transactions in his Advisory Solutions account made by Steve Soma was not suitable. Client claimed Steve Soma allegedly took two requests from her husband to remove funds from her daughters’ custodial account. Client stated she was the owner of the custodial account. Client stated the first transaction at which time her husband requested $15,000.00 from the account. Client stated the second transaction, at which time $1,594.91 was removed, leaving a zero balance. The client claimed she spoke with the Steve Soma who stated he took the requests from her husband on good faith, not knowing they were in the middle of a divorce. Client wanted the funds restored to her daughters’ account and wanted any future requests to either of her daughters’ custodial accounts handled by signed written request from her. Steve Soma Red Flags & Your Rights As An Investor Of course, Steve Soma did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steve Soma at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Steve Soma has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Steve Soma If you have questions about Edward Jones and/or Steve Soma and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lonnie Olson of Edward Jones

DID LONNIE D. OLSON CAUSE YOU INVESTMENT LOSSES? Lonnie Olson Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Lonnie Olson of Edward Jones? Lonnie Olson (CRD #2530308) who is currently registered with Edward Jones and located in Hobart, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Lonnie Olson Customer Complaint Lonnie Olson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Lonnie Olson assisted his ex-wife in fraudulently hiding money from their joint account during divorce proceedings resulting in an $11,000.00 tax bill. Lonnie Olson’s customer complaint was denied and, to date, the customer has not taken any further action. Lonnie Olson Red Flags & Your Rights As An Investor Of course, Lonnie Olson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lonnie Olson at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Lonnie Olson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Lonnie Olson If you have questions about Edward Jones and/or Lonnie Olson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Leighton of Edward Jones

DID JOSEPH THOMAS LEIGHTON CAUSE YOU INVESTMENT LOSSES? Joseph Leighton Of Edward Jones And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Leighton of Edward Jones? Joseph Leighton (CRD #3136901) who is currently registered with Edward Jones and located in Lancaster, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Joseph Leighton was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Leighton Customer Complaint Joseph Leighton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that mutual funds were sold without her permission and that she incurred a large tax impact as a result of the unauthorized trades. Joseph Leighton’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Leighton Red Flags & Your Rights As An Investor Of course, Joseph Leighton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Leighton at Edward Jones and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Leighton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Joseph Leighton If you have questions about Edward Jones, Ameriprise Financial Services, and/or Joseph Leighton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Timothy Dolan of Edward Jones

DID TIMOTHY DOLAN CAUSE YOU INVESTMENT LOSSES? Timothy Dolan Of Edward Jones Has 5 Customer Complaints For Alleged Broker Misconduct Who is Timothy Dolan of Edward Jones? Timothy Dolan (CRD #1716037) who is currently registered with Edward Jones and located in North Kansas City, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Timothy Dolan Customer Complaints Timothy Dolan has been the subject of 5 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of Timothy Dolan’s 5 customer complaints were settled in favor of investors. Three of Timothy Dolan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Timothy Dolan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleges the sell of $25,000 Moberly MO Certificates of Participation 4.4% was the result of the poor advice/recommendation of Timothy Dolan. Client claims she met with Timothy Dolan allegedly to make changes in her funds which client believed would be a safer investment. Client claims she wanted the majority of her funds in a bond fund and was told by the Timothy Dolan there were no bond funds client could place her money in and was advised to leave her money as it was. Client claims she insisted on being more diversified but Timothy Dolan only offered a CD. Client claims she informed the Timothy Dolan she did not want to do that and was given no other options by Timothy Dolan. Client claims she later learned there was a bond fund with American Funds client could have moved to. Client is dissatisfied with the performance of her account and claims she has lost most of her money. Client claims she was told she was being put into secure funds allegedly by Timothy Dolan and now believes that was not true. The client alleged Timothy Dolan misrepresented that assets would not be sold to convert her Advisory Solutions SEP IRA to an Advisory Solutions IRA account. The client claims that Timothy Dolan was told that the account owner was incapable of making sound investment decisions and the complainant (the account owner’s wife) was an inexperienced investor. The complainant states that they did not want to risk or any loss of money and the ability to withdraw funds. The complainant states that the Timothy Dolan told her she would need a POA and she stated that she would speak to a military attorney. Timothy Dolan allegedly recommended mutual funds and would assist with the transfer of funds from the account owners TSP. The complainant states Timothy Dolan contacted her and said the funds were available to make the investments and the complainant states she told Timothy Dolan that the account owner was not home but she thought it was ok to go ahead. Upon receipt of the July statement the complainant was surprised at the decrease in value of the account. She tried to contact the branch and ended up talking with client services. The complainant states she was not told the investments would be subject to the market. The complainant states that account owner gave instructions to liquidate the account and transfer out of Edward Jones. The complainant is requesting the return of the investment in full. Timothy Dolan Red Flags & Your Rights As An Investor Of course, Timothy Dolan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Dolan at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Timothy Dolan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Timothy Dolan If you have questions about Edward Jones and/or Timothy Dolan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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