Feb 24, 2022

Billy Estes of Edward Jones

DID BILLY JOE ESTES III CAUSE YOU INVESTMENT LOSSES? Billy Estes Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Billy Estes of Edward Jones? Billy Estes (CRD #4814625) who is currently registered with Edward Jones and located in Columbia, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Billy Estes Customer Complaint Billy Estes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions to liquidate accounts. Billy Estes’ customer complaint was denied and, to date, the customer has not taken any further action. Billy Estes Red Flags & Your Rights As An Investor Of course, Billy Estes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Billy Estes at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Billy Estes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Billy Estes If you have questions about Edward Jones and/or Billy Estes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2022

Antony Marshall formerly with Edward Jones

DID ANTONY DAVID MARSHALL CAUSE YOU INVESTMENT LOSSES? Antony Marshall Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Antony Marshall formerly with Edward Jones? Antony Marshall (CRD #2377392) who was formerly registered with Edward Jones and located in Woodland, California is a subject of one of our many securities industry sales practice abuse investigations.   Antony Marshall Customer Complaint Antony Marshall has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax consequences associated with the surrender of a Northwestern life insurance policy and reinvestment of the sales proceeds in a Brighthouse variable annuity. Antony Marshall’s customer complaint was settled in favor of the investor. Antony Marshall Red Flags & Your Rights As An Investor Of course, Antony Marshall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Antony Marshall at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Antony Marshall has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Antony Marshall If you have questions about Edward Jones and/or Antony Marshall and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 10, 2022

Aly Mady formerly with Edward Jones

DID ALY N. MADY CAUSE YOU INVESTMENT LOSSES? Aly Mady Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Aly Mady formerly with Edward Jones? Aly Mady (CRD #7041623) who was formerly registered with Edward Jones and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations. Aly Mady Customer Complaint Aly Mady has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Aly Mady misrepresented the 529 plan investment options to the customer.  Aly Mady’s customer complaint was settled in favor of the investors. Aly Mady Red Flags & Your Rights As An Investor Of course, Aly Mady did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aly Mady at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Aly Mady has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Aly Mady If you have questions about Edward Jones and/or Aly Mady and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Stroshine of Edward Jones

DID ALAN WILLIAM STROSHINE CAUSE YOU INVESTMENT LOSSES? Alan Stroshine Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Stroshine of Edward Jones? Alan Stroshine (CRD #7024036) who is currently registered with Edward Jones and located in Keene, New Hampshire is a subject of one of our many securities industry sales practice abuse investigations. Alan Stroshine Customer Complaint Alan Stroshine has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alan Stroshine sold securities in her account without her permission. Alan Stroshine’s customer complaint was denied and, to date, the customer has not taken any further action. Alan Stroshine Red Flags & Your Rights As An Investor Of course, Alan Stroshine did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Stroshine at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Alan Stroshine has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Alan Stroshine If you have questions about Edward Jones and/or Alan Stroshine and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Al Quintana Of Edward Jones

DID AL QUINTANA CAUSE YOU INVESTMENT LOSSES? Al Quintana Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Al Quintana of Edward Jones? Al Quintana (CRD #6879347) who is currently registered with Edward Jones and located in Miramar, Florida is a subject of one of our many securities industry sales practice abuse investigations. Al Quintana Customer Complaint Al Quintana has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Al Quintana made unauthorized purchases and facilitated a conversion of clients assets by his daughter. Al Quintana’s customer complaint was denied and, to date, the customer has not taken any further action. Al Quintana Red Flags & Your Rights As An Investor Of course, Al Quintana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Quintana at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Al Quintana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Al Quintana If you have questions about Edward Jones and/or Al Quintana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Howard Ginkel of Edward Jones

DID HOWARD JAY VAN GINKEL CAUSE YOU INVESTMENT LOSSES? Howard Ginkel Formerly With Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct Who is Howard Ginkel formerly with Edward Jones? Howard Ginkel (CRD #4488361) who was formerly registered with Edward Jones and located in Rock Valley, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Howard Ginkel Customer Complaints Howard Ginkel has been the subject of 2 customer complaints that we know about. One of Howard Ginkel’s 2 customer complaints was settled in favor of investors. One of Howard Ginkel’s customers complaints was denied and the customers did not take any further action. Allegations Against Howard Ginkel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants’ allegations stem from oil-and-gas investments pursuant to purported recommendations from former Edward Jones financial advisor. Claimants allege common law negligence related to FINRA Rule 2010, common law negligence related to suitability, negligent supervision, breach of fiduciary duty, negligence, and breach of contract committed by Howard Ginkel. Client questions Howard Ginkel’s alleged recommendation to invest in Kinder Morgan Energy Partners LP and Energy Transfer Partners LP and Seadrill Ltd. Howard Ginkel Red Flags & Your Rights As An Investor Of course, Howard Ginkel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Howard Ginkel at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Howard Ginkel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Howard Ginkel If you have questions about Edward Jones and/or Howard Ginkel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Anthony Hall of Edward Jones

DID ANTHONY GLENN HALL CAUSE YOU INVESTMENT LOSSES? Anthony Glenn Hall formerly with Edward Jones Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Anthony G. Hall formerly with Edward Jones? Anthony Hall (CRD #5546165) who was formerly registered with Edward Jones and located in Dayton, Texas is a subject of one of our many securities industry sales practice abuse investigations. In August 2019, Anthony Hall was terminated by Edward Jones for allegedly attempting to settle to client complaints involving lending arrangements with the financial advisor’s wife without disclosing the same to his employer. In July 2020, Anthony Hall entered into an agreement with FINRA to be permanently barred from any further association with any member firm in the securities industry in any capacity.  This agreement was entered after FINRA attempted to investigate allegations that he attempted to settle client complaints and Anthony Hall refused to cooperate in violation of FINRA Rule 8210. Anthony Hall Broker Misconduct In his career, Anthony Hall has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Anthony Hall’s customer complaints were settled by his former employer, Edward Jones in favor of investors. Allegations Against Anthony Hall   The allegations made in the two FINRA reported arbitration claim settlements or that Anthony Hall’s wife borrowed money from his clients and failed to repay them. Anthony Hall Red Flags & Your Rights as An Investor Of course, Anthony Hall did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Hallat Edward Joneson alert to review carefully the activity and performance of their accounts and question whether Anthony Hall has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Edward Jones also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Edward Jones If you have questions about Edward Jones and/or Anthony Halland the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Delaney of Edward Jones

DID EDWARD M. DELANEY CAUSE YOU INVESTMENT LOSSES? Edward M. Delaney with Edward Jones Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Edward M. Delaney with Edward Jones? Edward Delaney (CRD #2946899) who is currently registered with Edward Jones and located in Hillsboro, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Edward Jones is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Edward Jones Broker Misconduct In his career, Edward Delaney has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Edward Delaney’s 5 customer complaints were settled in favor of investors. The other 2 complaints were denied and the customer did not take any further action.  Allegations Against Edward Delaney A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Two clients separately alleged that the financial advisor did not liquidate his equities as instructed. Clients alleged that they, Edward Delaney misrepresented sales charges with respect to mutual fund transactions and engaged in the switching of mutual funds in their accounts without any reasonable basis. The client alleged that Edward Delaney “pushed” pushed him to invest in a different Putnam fund over his objections. Edward Delaney Red Flags & Your Rights as An Investor Of course, Edward Delaney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Delaney at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Edward Delaney has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Edward Jones also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Edward Jones If you have questions about Edward Jones and/or Edward Delaney and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeremy Mckitrick of Edward Jones

DID JEREMY MCKITRICK III CAUSE YOU INVESTMENT LOSSES? Jeremy McKitrick III with Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Jeremy McKitrick III with Edward Jones? Jeremy McKitrick (CRD #4037622) who is currently registered with Edward Jones and located in Lafayette, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Edward Jones, Jeremy McKitrick was associated with Neuberger Berman LLC and 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Jones Broker Misconduct In his career, Jeremy McKitrick has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of Jeremy McKitrick’s customer complaints were settled in favor of investors. Allegations Against Jeremy McKitrick A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleges that the mutual fund exchange purchase that was instructed was not executed in a timely manner. Client alleges negligence in connection with mutual fund exchange transaction. Jeremy McKitrick Red Flags & Your Rights As An Investor Of course, Jeremy McKitrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy McKitrick at Edward Jones and Neuberger Berman LLC on alert to review carefully the activity and performance of their accounts and question whether Jeremy McKitrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones and Neuberger Berman LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones If you have questions about Edward Jones, Neuberger Berman LLC and/or Jeremy McKitrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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