Mar 4, 2025

Charles Alfaro of Equitable Advisors, LLC Reviews

DID CHARLES JOSEPH ALFARO CAUSE YOU INVESTMENT LOSSES? Charles Alfaro Customer Complaints and Reviews Charles J. Alfaro has one disclosure event on his record, which is a pending customer dispute. Below is a summary: Allegations Against Charles Alfaro The pending customer dispute involves an allegation that Alfaro failed to disclose surrender fees when selling a variable annuity. Surrender fees are charges applied when an investor withdraws funds from an annuity before a specific period, which can significantly impact the investment’s value. Charles Alfaro Red Flags & Your Rights As An Investor Of course, Charles Alfaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Alfaro at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Charles Alfaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Charles Alfaro If you have questions about Equitable Advisors, LLC and/or Charles Alfaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2025

Joe Henderson Formerly With Equitable Advisors, LLC FIRED

DID JOE KYLE HENDERSON CAUSE YOU INVESTMENT LOSSES? Joe Henderson was recently fired from Equitable Advisors LLC, due to allegations of document integrity violations Joe Henderson Employment History and Termination Joe Kyle Henderson’s extensive career in the securities industry was primarily with Equitable Advisors, where he served for over 37 years working for two firms: Equitable Advisors, LLC and The Equitable Life Assurance Society of the United States. He has passed three industry exams, including the Series 6 and Series 63. Mr. Henderson’s termination on December 9, 2024 from Equitable Advisors stemmed from violations related to firm policies, specifically involving document integrity and improper use of personal email for business purposes. He is not currently registered with any firm and has been active in various other business ventures. Negative Disclosures Summary Joe Henderson has disclosure on record: Joe Henderson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Joe Henderson is a red flag which should put all current and former customers of Joe Henderson at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Henderson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Joe Henderson If you have questions about Equitable Advisors, LLC and/or Joe Henderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2025

Maggie Huang of Equitable Advisors, LLC Reviews

DID MAGGIE HUANG CAUSE YOU INVESTMENT LOSSES? Maggie Huang Customer Complaints and Reviews Maggie Huang has one reported customer dispute: Allegations Against Maggie Huang Maggie Huang Red Flags & Your Rights As An Investor Of course, Maggie Huang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maggie Huang at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Maggie Huang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Maggie Huang  If you have questions about Equitable Advisors, LLC and/or Maggie Huang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2025

James DeFelice of Equitable Advisors, LLC Reviews

DID JAMES DENNIS DEFELICE CAUSE YOU INVESTMENT LOSSES? James DeFelice Customer Complaints and Reviews James D. DeFelice has one reported customer dispute: Allegations Against James DeFelice Pending Customer Dispute: James DeFelice Red Flags & Your Rights As An Investor Of course, James DeFelice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James DeFelice at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether James DeFelice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To James DeFelice  If you have questions about Equitable Advisors, LLC and/or James DeFelice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2024

Jonathan Hurm Formerly With Equitable Advisors, LLC FIRED

DID JONATHAN CHARLES HURM CAUSE YOU INVESTMENT LOSSES? Jonathan Hurm Formerly With Equitable Advisors, LLC was recently terminated due to a violation of company policy. Jonathan Hurm Employment History and Termination Disclosure Event Jonathan Hurm Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Jonathan Hurm is a red flag which should put all current and former customers of Jonathan Hurm at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Hurm engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jonathan Hurm If you have questions about Equitable Advisors, LLC and/or Jonathan Hurm and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 26, 2024

Cody Anderson Formerly With Equitable Advisors, LLC FIRED

DID CODY M ANDERSON CAUSE YOU INVESTMENT LOSSES? Cody Anderson Formerly With Equitable Advisors, LLC was fired on October 28, 2024, following allegations of submitting multiple fictitious variable annuity applications. Cody Anderson Employment History and Termination Negative Disclosure This single disclosure involves allegations of significant misconduct. Cody Anderson Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Cody Anderson is a red flag which should put all current and former customers of Cody Anderson at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Cody Anderson engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Cody Anderson If you have questions about Equitable Advisors, LLC and/or Cody Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 24, 2024

Jamie Nowakowski of Equitable Advisors, LLC Reviews

DID JAMIE THERESA NOWAKOWSKI CAUSE YOU INVESTMENT LOSSES? Jamie Nowakowski Of Equitable Advisors, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Jamie Nowakowski Customer Complaints and Reviews Jamie Nowakowski has five customer disputes disclosed in her BrokerCheck record: Allegations Against Jamie Nowakowski Jamie Nowakowski Red Flags & Your Rights As An Investor Of course, Jamie Nowakowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jamie Nowakowski at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Jamie Nowakowski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Jamie Nowakowski If you have questions about Equitable Advisors, LLC and/or Jamie Nowakowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 12, 2024

Richard Trinitapoli of Equitable Advisors, LLC Reviews

DID RICHARD JAMES TRINITAPOLI CAUSE YOU INVESTMENT LOSSES? Richard Trinitapoli Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard Trinitapoli Customer Complaints and Reviews Richard Trinitapoli has been involved in two customer disputes: Allegations Against Richard Trinitapoli Richard Trinitapoli Red Flags & Your Rights As An Investor Of course, Richard Trinitapoli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Trinitapoli at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Trinitapoli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Richard Trinitapoli If you have questions about Equitable Advisors, LLC and/or Richard Trinitapoli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2024

Paul Southard of Equitable Advisors, LLC Reviews

DID PAUL EUGENE SOUTHARD CAUSE YOU INVESTMENT LOSSES? Complaints For Alleged Broker Misconduct Paul Southard Customer Complaints and Reviews Paul Southard’s disclosure events include: Allegations Against Paul Southard Paul Southard Red Flags & Your Rights As An Investor Of course, Paul Southard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Southard at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Southard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Paul Southard If you have questions about Equitable Advisors, LLC and/or Paul Southard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 6, 2024

Stephen Jones of Equitable Advisors LLC Reviews

DID STEPHEN G JONES CAUSE YOU INVESTMENT LOSSES? Stephen Jones Customer Complaints and Reviews Stephen G. Jones has one pending customer dispute: Allegations Against Stephen Jones Misrepresentation of Service Fees: The pending dispute involves allegations that Jones misrepresented the service fees of a variable annuity sold in 2015. The client claims that the fees were not properly disclosed, leading to potential financial disadvantages. The case remains unresolved, awaiting further investigation or arbitration. Stephen Jones Red Flags & Your Rights As An Investor Of course, Stephen Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Jones at Equitable Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors LLC Due To Stephen Jones If you have questions about Equitable Advisors LLC and/or Stephen Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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