Mar 8, 2022

Larry George of Equitable Advisors

DID LARRY DAN GEORGE CAUSE YOU INVESTMENT LOSSES? Larry George Of Equitable Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Larry George of Equitable Advisors? Larry George (CRD #2864335) who is currently registered with Equitable Advisors and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Larry George Customer Complaints Larry George has been the subject of 3 customer complaints that we know about.  All of Larry George’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Larry George A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Larry George made unsuitable recommendations in the purchase of two variable annuities, and did not fully disclose the charges and fees associated with the annuities. Client alleged she was not properly informed by Larry George of the fees associated with her variable annuity at the time of sale. Client alleged that he purchased variable annuity contracts based on by Larry George’s representation that they would have the guaranteed minimum income benefit feature. Client alleged he learned that two of his annuity contracts did not have the benefits. Client requested the firm to add this feature to his contracts. Larry George Red Flags & Your Rights As An Investor Of course, Larry George did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry George at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Larry George has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Larry George If you have questions about Equitable Advisors and/or Larry George and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Gibbs of Equitable Advisors

DID JAMES GIBBS CAUSE YOU INVESTMENT LOSSES? James Gibbs Of Equitable Advisors Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Gibbs of Equitable Advisors? James Gibbs (CRD #3273705) who is currently registered with Equitable Advisors and located in Springfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Gibbs Customer Complaints James Gibbs has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Gibbs’ 4 customer complaints was settled in favor of investors. Three of James Gibbs’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against James Gibbs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged James Gibbs’ misrepresentation in the purchase of a variable annuity. Client alleged that James Gibbs’ misrepresented federal national mortgage association bonds. Client alleged the variable annuity purchased was misrepresented by James Gibbs. James Gibbs allegedly sold Mutual Fund B shares instead of annuity. James Gibbs Red Flags & Your Rights As An Investor Of course, James Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Gibbs at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether James Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To James Gibbs If you have questions about Equitable Advisors and/or James Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Shahryar Kashanchi of Equitable Advisors

DID SHAHRYAR KASHANCHI CAUSE YOU INVESTMENT LOSSES? Shahryar Kashanchi Of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Shahryar Kashanchi of Equitable Advisors, LLC? Shahryar Kashanchi (CRD #1351829) who is currently registered with Equitable Advisors, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Shahryar Kashanchi Customer Complaint Shahryar Kashanchi has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees for an insurance policy sold. Shahryar Kashanchi’s customer complaint was denied and the customers did not take any further action. Shahryar Kashanchi Red Flags & Your Rights As An Investor Of course, Shahryar Kashanchi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shahryar Kashanchi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shahryar Kashanchi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shahryar Kashanchi If you have questions about Equitable Advisors, LLC and/or Shahryar Kashanchi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Brodie Formerly With Equitable Advisors

DID STEVEN NELSON BRODIE CAUSE YOU INVESTMENT LOSSES? Steven Brodie Formerly With Equitable Advisors And Charles Schwab & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Brodie formerly with Equitable Advisors? Steven Brodie (CRD #1492095) who was formerly registered with Equitable Advisors and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Steven Brodie was associated with Charles Schwab & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Brodie Customer Complaints Steven Brodie has been the subject of 2 customer complaints that we know about. One of Steven Brodie’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Charles Schwab & Co. for investment losses caused by Steven Brodie’s alleged misconduct. Allegations Against Steven Brodie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged instructions to exercise TerraForm Power, Inc. options were not followed by Steven Brodie. Customers alleged that Schwab and its representative Steven Brodie recommended an unsuitable option trading strategy to them, resulting in investment losses in their account(s). Steven Brodie Red Flags & Your Rights As An Investor Of course, Steven Brodie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Brodie at Equitable Advisors and Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Steven Brodie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and Charles Schwab & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors and Charles Schwab & Co. Due To Steven Brodie If you have questions about Equitable Advisors, Charles Schwab & Co., and/or Steven Brodie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Capilets of Equitable Advisors

DID CHARLES JOHN CAPILETS CAUSE YOU INVESTMENT LOSSES? Charles Capilets Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Capilets of Equitable Advisors? Charles Capilets (CRD #2610269) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Charles Capilets Customer Complaint Charles Capilets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not made fully aware of the fees associated with an additional unsolicited contribution to his Life insurance policy. Charles Capilets’ customer complaint was settled in favor of the investors. Charles Capilets Red Flags & Your Rights As An Investor Of course, Charles Capilets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Capilets at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Charles Capilets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Charles Capilets If you have questions about Equitable Advisors and/or Charles Capilets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Belline of Equitable Advisors

DID RICHARD LANCE BELLINE CAUSE YOU INVESTMENT LOSSES? Richard Belline Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Belline of Equitable Advisors? Richard Belline (CRD #2432737) who is currently registered with Equitable Advisors and located in Rogers, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Richard Belline Customer Complaints Richard Belline has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There are currently two pending customers’ complaints filed against Equitable Advisors and AXA Advisors for investment losses caused by Richard Belline’s alleged misconduct. Allegations Against Richard Belline A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks allegedly by Richard Belline. Claimant alleges Richard Belline made unsuitable investment recommendations within his IRA account. Richard Belline Red Flags & Your Rights As An Investor Of course, Richard Belline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Belline at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Belline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Belline If you have questions about Equitable Advisors and/or Richard Belline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jonathan Powell of Equitable Advisors

DID JONATHAN H. POWELL CAUSE YOU INVESTMENT LOSSES? Jonathan Powell Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jonathan Powell of Equitable Advisors? Jonathan Powell (CRD #5811775) who is currently registered with Equitable Advisors and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations. Jonathan Powell Customer Complaint Jonathan Powell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged RR, Jonathan Powell misrepresented the length and fees associated with his variable annuity purchased. Jonathan Powell’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jonathan Powell Red Flags & Your Rights As An Investor Of course, Jonathan Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Powell at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jonathan Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jonathan Powell If you have questions about Equitable Advisors and/or Jonathan Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lily Qian of Equitable Advisors

DID LILY QIAN CAUSE YOU INVESTMENT LOSSES? Lily Qian Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Lily Qian of Equitable Advisors? Lily Qian (CRD #4716832) who is currently registered with Equitable Advisors and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Lily Qian Customer Complaints Lily Qian has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Lily Qian’s customers’ complaints were denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Allegations Against Lily Qian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Lily Qian’s unsuitable recommendations in the sale of two alternative investments that did not fit his risk level. Client alleged Lily Qian was not acting in his best interest regarding mutual fund recommendations within his security investment account and he incurred a loss. Lily Qian Red Flags & Your Rights As An Investor Of course, Lily Qian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lily Qian at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Lily Qian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Lily Qian If you have questions about Equitable Advisors and/or Lily Qian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jack Reich of Equitable Advisors

DID JACK REICH CAUSE YOU INVESTMENT LOSSES? Jack Reich Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jack Reich of Equitable Advisors? Jack Reich (CRD #5042278) who is currently registered with Equitable Advisors and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Jack Reich Customer Complaint Jack Reich has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the executor of the client’s trust alleged he was never informed of withdrawal charges associated with his mother’s variable annuities. Jack Reich’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jack Reich Red Flags & Your Rights As An Investor Of course, Jack Reich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Reich at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jack Reich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jack Reich If you have questions about Equitable Advisors and/or Jack Reich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jose Rivas of Equitable Advisors

DID JOSE FELIX RIVAS CAUSE YOU INVESTMENT LOSSES? Jose Rivas Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jose Rivas of Equitable Advisors? Jose Rivas (CRD #4729901) who is currently registered with Equitable Advisors and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jose Rivas Customer Complaint Jose Rivas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged the registered representative, Jose Rivas, did not inform of the charges and fees associated with the transfer of his variable annuity. Jose Rivas’ customer complaint was settled in favor of the investors. Jose Rivas Red Flags & Your Rights As An Investor Of course, Jose Rivas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Rivas at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Jose Rivas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Jose Rivas If you have questions about Equitable Advisors and/or Jose Rivas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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