Mar 8, 2022

Barney Moore of Equitable Advisors

DID BARNEY HOWARD MOORE CAUSE YOU INVESTMENT LOSSES? Barney Moore Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barney Moore of Equitable Advisors? Barney Moore (CRD #4322338) who is currently registered with Equitable Advisors and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Barney Moore Customer Complaints Barney Moore has been the subject of 2 customer complaints that we know about. One of Barney Moore’s 2 customer complaints was settled in favor of investors. One of Barney Moore’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barney Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged that when contracts were exchanged, Barney Moore transferred the client’s tax free insurance death benefit into an annuity where the value above tax basis and the insurance policy will be taxable as ordinary income to the beneficiaries upon his death.  Client requested the firm to restore his variable life insurance policy and reimburse any costs/expenses associated. Client alleged Barney Moore did not disclose necessary material information in the sale of a Jackson National variable annuity. Barney Moore Red Flags & Your Rights As An Investor Of course, Barney Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barney Moore at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Barney Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Barney Moore If you have questions about Equitable Advisors and/or Barney Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Kohn of Equitable Advisors

DID KENNETH DAVID KOHN CAUSE YOU INVESTMENT LOSSES? Kenneth Kohn Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Kohn of Equitable Advisors? Kenneth Kohn (CRD #1575332) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Kohn Customer Complaints Kenneth Kohn has been the subject of 2 customer complaints that we know about. One of Kenneth Kohn’s 2 customer complaints was settled in favor of investors. One of Kenneth Kohn’s customers’ complaints was denied and, to date, the customers has not taken any further action. Allegations Against Kenneth Kohn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the sale of high-risk investments was unsuitable contrary to her investment objective of safety of principal. Claimant alleged that Kenneth Kohn purchased higher commission Class B mutual fund shares rather than Class A shares without the claimant’s knowledge or consent. Client alleged the variable life insurance policy sold to her by Kenneth Kohn was unsuitable for her financial situation. Kenneth Kohn Red Flags & Your Rights As An Investor Of course, Kenneth Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Kohn at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kenneth Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kenneth Kohn If you have questions about Equitable Advisors and/or Kenneth Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Al Lovelace of Equitable Advisors

DID AL STEPHEN LOVELACE CAUSE YOU INVESTMENT LOSSES? Al Lovelace Of Equitable Advisors And Formerly With AXA Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Al Lovelace of Equitable Advisors? Al Lovelace (CRD #2393766) who is currently registered with Equitable Advisors and located in Rutherfordton, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, Al Lovelace was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Al Lovelace Customer Complaints Al Lovelace has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Al Lovelace’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Al Lovelace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Al Lovelace provided a guarantee when selling a variable annuity. Client alleged misrepresentation by Al Lovelace in the purchase of an annuity. Client alleged Al Lovelace’s misrepresentation in the purchase of annuities. Al Lovelace Red Flags & Your Rights As An Investor Of course, Al Lovelace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Lovelace at Equitable Advisors and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Al Lovelace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and AXA Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Al Lovelace If you have questions about Equitable Advisors, AXA Advisors, and/or Al Lovelace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mickey Dubberly of Equitable Advisors

DID MICKEY DUBBERLY CAUSE YOU INVESTMENT LOSSES? Mickey Dubberly Of Equitable Advisors, LLC And Formerly With Bankers Life Securities, David Lerner Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Mickey Dubberly of Equitable Advisors, LLC? Mickey Dubberly (CRD #4200897) who is currently registered with Equitable Advisors, LLC and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Mickey Dubberly was associated with Bankers Life Securities, David Lerner Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mickey Dubberly Customer Complaint Mickey Dubberly has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, misrepresentation/omission, failure to supervise, breach of fiduciary duty. Mickey Dubberly’s customer complaint was settled in favor of the investors. Mickey Dubberly Red Flags & Your Rights As An Investor Of course, Mickey Dubberly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mickey Dubberly at Equitable Advisors, LLC, Bankers Life Securities and David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether Mickey Dubberly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, Bankers Life Securities and David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mickey Dubberly If you have questions about Equitable Advisors, LLC, Bankers Life Securities, David Lerner Associates, and/or Mickey Dubberly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Larry George of Equitable Advisors

DID LARRY DAN GEORGE CAUSE YOU INVESTMENT LOSSES? Larry George Of Equitable Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Larry George of Equitable Advisors? Larry George (CRD #2864335) who is currently registered with Equitable Advisors and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Larry George Customer Complaints Larry George has been the subject of 3 customer complaints that we know about.  All of Larry George’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Larry George A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Larry George made unsuitable recommendations in the purchase of two variable annuities, and did not fully disclose the charges and fees associated with the annuities. Client alleged she was not properly informed by Larry George of the fees associated with her variable annuity at the time of sale. Client alleged that he purchased variable annuity contracts based on by Larry George’s representation that they would have the guaranteed minimum income benefit feature. Client alleged he learned that two of his annuity contracts did not have the benefits. Client requested the firm to add this feature to his contracts. Larry George Red Flags & Your Rights As An Investor Of course, Larry George did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry George at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Larry George has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Larry George If you have questions about Equitable Advisors and/or Larry George and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Gibbs of Equitable Advisors

DID JAMES GIBBS CAUSE YOU INVESTMENT LOSSES? James Gibbs Of Equitable Advisors Has 4 Customer Complaints For Alleged Broker Misconduct Who is James Gibbs of Equitable Advisors? James Gibbs (CRD #3273705) who is currently registered with Equitable Advisors and located in Springfield, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Gibbs Customer Complaints James Gibbs has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Gibbs’ 4 customer complaints was settled in favor of investors. Three of James Gibbs’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against James Gibbs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged James Gibbs’ misrepresentation in the purchase of a variable annuity. Client alleged that James Gibbs’ misrepresented federal national mortgage association bonds. Client alleged the variable annuity purchased was misrepresented by James Gibbs. James Gibbs allegedly sold Mutual Fund B shares instead of annuity. James Gibbs Red Flags & Your Rights As An Investor Of course, James Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Gibbs at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether James Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To James Gibbs If you have questions about Equitable Advisors and/or James Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Shahryar Kashanchi of Equitable Advisors

DID SHAHRYAR KASHANCHI CAUSE YOU INVESTMENT LOSSES? Shahryar Kashanchi Of Equitable Advisors, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Shahryar Kashanchi of Equitable Advisors, LLC? Shahryar Kashanchi (CRD #1351829) who is currently registered with Equitable Advisors, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Shahryar Kashanchi Customer Complaint Shahryar Kashanchi has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees for an insurance policy sold. Shahryar Kashanchi’s customer complaint was denied and the customers did not take any further action. Shahryar Kashanchi Red Flags & Your Rights As An Investor Of course, Shahryar Kashanchi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shahryar Kashanchi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shahryar Kashanchi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shahryar Kashanchi If you have questions about Equitable Advisors, LLC and/or Shahryar Kashanchi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Brodie Formerly With Equitable Advisors

DID STEVEN NELSON BRODIE CAUSE YOU INVESTMENT LOSSES? Steven Brodie Formerly With Equitable Advisors And Charles Schwab & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Brodie formerly with Equitable Advisors? Steven Brodie (CRD #1492095) who was formerly registered with Equitable Advisors and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, Steven Brodie was associated with Charles Schwab & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Brodie Customer Complaints Steven Brodie has been the subject of 2 customer complaints that we know about. One of Steven Brodie’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Charles Schwab & Co. for investment losses caused by Steven Brodie’s alleged misconduct. Allegations Against Steven Brodie A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged instructions to exercise TerraForm Power, Inc. options were not followed by Steven Brodie. Customers alleged that Schwab and its representative Steven Brodie recommended an unsuitable option trading strategy to them, resulting in investment losses in their account(s). Steven Brodie Red Flags & Your Rights As An Investor Of course, Steven Brodie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Brodie at Equitable Advisors and Charles Schwab & Co. on alert to review carefully the activity and performance of their accounts and question whether Steven Brodie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and Charles Schwab & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors and Charles Schwab & Co. Due To Steven Brodie If you have questions about Equitable Advisors, Charles Schwab & Co., and/or Steven Brodie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Charles Capilets of Equitable Advisors

DID CHARLES JOHN CAPILETS CAUSE YOU INVESTMENT LOSSES? Charles Capilets Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Capilets of Equitable Advisors? Charles Capilets (CRD #2610269) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Charles Capilets Customer Complaint Charles Capilets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not made fully aware of the fees associated with an additional unsolicited contribution to his Life insurance policy. Charles Capilets’ customer complaint was settled in favor of the investors. Charles Capilets Red Flags & Your Rights As An Investor Of course, Charles Capilets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Capilets at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Charles Capilets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Charles Capilets If you have questions about Equitable Advisors and/or Charles Capilets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Belline of Equitable Advisors

DID RICHARD LANCE BELLINE CAUSE YOU INVESTMENT LOSSES? Richard Belline Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Richard Belline of Equitable Advisors? Richard Belline (CRD #2432737) who is currently registered with Equitable Advisors and located in Rogers, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Richard Belline Customer Complaints Richard Belline has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. There are currently two pending customers’ complaints filed against Equitable Advisors and AXA Advisors for investment losses caused by Richard Belline’s alleged misconduct. Allegations Against Richard Belline A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks allegedly by Richard Belline. Claimant alleges Richard Belline made unsuitable investment recommendations within his IRA account. Richard Belline Red Flags & Your Rights As An Investor Of course, Richard Belline did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Belline at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Belline has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Belline If you have questions about Equitable Advisors and/or Richard Belline and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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