Jan 20, 2022

Kevin Cook of Equitable Advisors, LLC

DID KEVIN DEAN COOK CAUSE YOU INVESTMENT LOSSES? Kevin Dean Cook with Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year Who is Kevin D. Cook with Equitable Advisors, LLC? Kevin Cook (CRD #6591894) who is currently registered with Equitable Advisors, LLC and located in Columbia, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Equitable Advisors, LLC Broker Misconduct In his career, Kevin Cook has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Kevin Cook’s customer complaints settled in favor of investors.   The other customer complaint filed against Kevin Cook was recently denied by his current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct and the customer has yet to take any action. Allegations Against Kevin Cook A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges that Kevin Cook misrepresented an insurance policy. The client alleges that Kevin Cook made an unsuitable investment recommendation to purchase a variable annuity. Kevin Cook Red Flags & Your Rights as An Investor Of course, Kevin Cook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Cook at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Cook has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Kevin Cook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Philip Smith of Equitable Advisors, LLC

DID PHILIP NORRIS SMITH CAUSE YOU INVESTMENT LOSSES? Philip Norris Smith with Equitable Advisors, LLC Has 5 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Philip N. Smith with Equitable Advisors, LLC? Philip Smith (CRD #2833891) who is currently registered with Equitable Advisors, LLC and located in Woodland Hills, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Philip Smith was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Equitable Advisors, LLC Broker Misconduct In his career, Philip Smith has been the subject of 5 customer complaints that we know about, 3 of those complaints were filed in the last two years to recover investment losses. One of Philip Smith’s 5 customer complaints was settled in favor of investors. Two of the customer complaints were denied by his former employer, and to date, the customers have not taking any further action. There are currently two pending customer complaints filed against Philip Smith’s current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct. Allegations Against Philip Smith   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleges father purchased a variable annuity based on the income and death benefit guarantees that was misrepresented. Client alleges advisor misrepresented universal life insurance policy premiums. Claimants allege registered representative made unsuitable recommendations to transfer from fixed to variable annuity. Client alleges he was not adequately informed of the terms and benefits of his irrevocable life insurance trust. Philip Smith Red Flags & Your Rights As An Investor Of course, Philip Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Philip Smith at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Philip Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC   If you have questions about Equitable Advisors, LLC and/or Philip Smith and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Kevin Dooley of Equitable Advisors, LLC

DID KEVIN THOMAS DOOLEY CAUSE YOU INVESTMENT LOSSES? Kevin Thomas Dooley With Equitable Advisors, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Kevin T. Dooley with Equitable Advisors, LLC? Kevin Dooley (CRD #2513153) who is currently registered with Equitable Advisors, LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Equitable Advisors, LLC, Kevin Dooley was associated with another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Equitable Advisors, LLC Broker Misconduct In his career, Kevin Dooley has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last two years to recover investment losses. One of Kevin Dooley’s 2 customer complaints was denied by his employer, and to date, the customer is not taken any further action. There is currently one pending customer complaint filed against Kevin Dooley’s current employer Equitable Advisors, LLC for investment losses caused by his alleged misconduct. Allegations Against Kevin Dooley   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that securities recommended to be purchased by Kevin Dooley in his accounts were illiquid and unsuitable investments. Claimant alleged that Kevin Dooley made unsuitable recommendations to purchase REITs, open an equity managed account, and purchase a variable annuity and that he did not adequately disclose the risks of investing in those products. Kevin Dooley Red Flags & Your Rights as An Investor Of course, Kevin Dooley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Kevin Dooley at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Dooleyhas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Equitable Advisors, LLC about Kevin Dooley also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Equitable Advisors, LLC If you have questions about Equitable Advisors, LLC and/or Kevin Dooley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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