Equitable Advisors Complaints - Law Offices of Robert Wayne Pearce, P.A

May 16, 2024

Ashlynn Mohan of Equitable Advisors, LLC Reviews

DID ASHLYNN BERNADETTE MOHAN CAUSE YOU INVESTMENT LOSSES? Ashlynn Mohan Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Ashlynn Mohan Customer Complaints and Reviews Mohan’s professional record includes an instance of customer dissatisfaction, which reflects poorly on her advisory capabilities: Allegations Against Ashlynn Mohan The allegations against Ashlynn Mohan focus on: Although the complaint was denied, the incident itself can indicate a need for improved communication or understanding of product details. Ashlynn Mohan Red Flags & Your Rights As An Investor Of course, Ashlynn Mohan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ashlynn Mohan at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Ashlynn Mohan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Ashlynn Mohan If you have questions about Equitable Advisors, LLC and/or Ashlynn Mohan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

May 15, 2024

Bryan Lubitz of Equitable Advisors, LLC Reviews

DID BRYAN P LUBITZ CAUSE YOU INVESTMENT LOSSES? Bryan Lubitz Of Equitable Advisors, LLC And Formerly With Aegis Capital Corp. Has 6 Customer Complaints For Alleged Broker Misconduct Bryan Lubitz Customer Complaints and Reviews Lubitz’s career has been marred by multiple customer disputes that highlight serious concerns: Allegations Against Bryan Lubitz The allegations against Bryan Lubitz involve: These issues combined sketch a profile of a broker whose practices have repeatedly fallen short of the industry standards required to protect and grow client investments. Bryan Lubitz Red Flags & Your Rights As An Investor Of course, Bryan Lubitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Lubitz at Equitable Advisors, LLC and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Bryan Lubitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Bryan Lubitz If you have questions about Equitable Advisors, LLC, Aegis Capital Corp. and/or Bryan Lubitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

May 13, 2024

Teofilo Gonzalez of Equitable Advisors, LLC Reviews

DID TEOFILO TELL GONZALEZ CAUSE YOU INVESTMENT LOSSES? Teofilo Gonzalez Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Teofilo Gonzalez Customer Complaints and Reviews Gonzalez has been involved in a customer dispute that casts a shadow on his professional conduct: This incident puts a spotlight on potential issues in how Gonzalez communicates with his clients, crucial for trust in financial advisory roles. Allegations Against Teofilo Gonzalez The allegations against Teofilo T. Gonzalez primarily revolve around: Teofilo Gonzalez Red Flags & Your Rights As An Investor Of course, Teofilo Gonzalez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teofilo Gonzalez at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Teofilo Gonzalez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Teofilo Gonzalez If you have questions about Equitable Advisors, LLC and/or Teofilo Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

May 13, 2024

Teofilo Gonzalez of Equitable Advisors, LLC Reviews

DID TEOFILO TELL GONZALEZ CAUSE YOU INVESTMENT LOSSES? Teofilo Gonzalez Of Equitable Advisors, LLC Has 1 Customer Complaint For Alleged Broker Misconduct Teofilo Gonzalez Customer Complaints and Reviews Gonzalez has been involved in a customer dispute that casts a shadow on his professional conduct: This incident puts a spotlight on potential issues in how Gonzalez communicates with his clients, crucial for trust in financial advisory roles. Allegations Against Teofilo Gonzalez The allegations against Teofilo T. Gonzalez primarily revolve around: Teofilo Gonzalez Red Flags & Your Rights As An Investor Of course, Teofilo Gonzalez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teofilo Gonzalez at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Teofilo Gonzalez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Teofilo Gonzalez If you have questions about Equitable Advisors, LLC and/or Teofilo Gonzalez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

May 8, 2024

Eric Chang of Equitable Advisors, LLC

DID ERIC HOA CHANG CAUSE YOU INVESTMENT LOSSES? Eric Chang Of Equitable Advisors, LLC And Formerly With Pruco Securities, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Eric Chang Customer Complaints Eric Chang has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were denied by Eric Chang’s former employer, Pruco Securities, and the investors took no further action. There is currently 1 customer complaint that was recently filed with Equitable Advisors that is still pending. Allegations Against Max Birkinbine A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Eric Chang Red Flags & Your Rights As An Investor Of course, Eric Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Chang at Equitable Advisors, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Eric Chang If you have questions about Equitable Advisors, LLC, Pruco Securities, LLC and/or Eric Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 27, 2024

Kevin Peters of Equitable Advisors, LLC

DID KEVIN L PETERS CAUSE YOU INVESTMENT LOSSES? Kevin Peters Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Peters Customer Complaints Kevin Peters has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by AXA Advisors and the investor took no further action. The more recent complaint filed against Equitable Advisors evolved into a FINRA arbitration proceeding that is still pending. Allegations Against Kevin Peters A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Peters Red Flags & Your Rights As An Investor Of course, Kevin Peters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Peters at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Peters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kevin Peters If you have questions about Equitable Advisors, LLC and/or Kevin Peters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 21, 2024

Norbert Filian of Equitable Advisors, LLC

DID NORBERT HELMUT FILIAN CAUSE YOU INVESTMENT LOSSES? Norbert Filian Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Norbert Filian Customer Complaints Norbert Filian has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied, and the investor took no further action. The other customer complaint was recently filed as a FINRA arbitration proceeding and still pending against Equitable Advisors for Norbert Filian’s alleged misconduct. Allegations Against Norbert Filian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Norbert Filian Red Flags & Your Rights As An Investor Of course, Norbert Filian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Norbert Filian at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Norbert Filian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Norbert Filian If you have questions about Equitable Advisors, LLC and/or Norbert Filian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 19, 2024

Kristopher Taubald of Equitable Advisors, LLC

DID KRISTOPHER RICHARD TAUBALD CAUSE YOU INVESTMENT LOSSES? Kristopher Taubald Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Kristopher Taubald Customer Complaint Kristopher Taubald has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuity contract. The adviser recommended was not suitable for the customer. The customer complaint was recently filed with Equitable Advisors and still pending. Kristopher Taubald Red Flags & Your Rights As An Investor Of course, Kristopher Taubald did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristopher Taubald at Equitable Advisors, LLCon alert to review carefully the activity and performance of their accounts and question whether Kristopher Taubald has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Kristopher Taubald If you have questions about Equitable Advisors, LLC and/or Kristopher Taubald and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 15, 2024

Shan Diao of Equitable Advisors, LLC

DID SHAN C DIAO CAUSE YOU INVESTMENT LOSSES? Shan Diao Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Shan Diao Customer Complaint Shan Diao has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation that customer purchase a REIT. The FINRA arbitration proceeding against Equitable Advisors for the registered representatives alleged misconduct is still pending. Shan Diao Red Flags & Your Rights As An Investor Of course, Shan Diao did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shan Diao at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shan Diao has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Shan Diao If you have questions about Equitable Advisors, LLC and/or Shan Diao and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 9, 2024

David Trimble of Equitable Advisors, LLC

DID DAVID E TRIMBLE CAUSE YOU INVESTMENT LOSSES? David Trimble Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct David Trimble Customer Complaints David Trimble has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Equitable Advisors in favor of the investor for David Trimble’s alleged misconduct. Another customer complaint was denied by AXA Advisors and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed against Equitable Advisors for David Trimble’s alleged misconduct that is still pending. Allegations Against Matthew Stucke A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Trimble Red Flags & Your Rights As An Investor Of course, David Trimble did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Trimble at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Trimble has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Trimble If you have questions about Equitable Advisors, LLC and/or David Trimble and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.