Jan 5, 2024

Al Lovelace of Equitable Advisors, LLC

DID AL STEPHEN LOVELACE CAUSE YOU INVESTMENT LOSSES? Al Lovelace Of Equitable Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Al Lovelace Customer Complaints Al Lovelace has been the subject of 4 customer complaints that we know about seeking to recover investment losses. All 4 of the customer complaints have been denied by Al Lovelace’s employers and, to date, investors have not taken any further action. Allegations Against Al Lovelace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Al Lovelace Red Flags & Your Rights As An Investor Of course, Al Lovelace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Lovelace at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Al Lovelace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Al Lovelace If you have questions about Equitable Advisors, LLC and/or Al Lovelace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 31, 2023

Richard Nicholas of Equitable Advisors, LLC

DID RICHARD ADAM NICHOLAS CAUSE YOU INVESTMENT LOSSES? Richard Nicholas Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Richard Nicholas Customer Complaint Richard Nicholas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative misrepresented the terms of the variable annuity contract. Equitable Advisors recently denied the customer complaint and to date, there is no evidence that the customer has filed any arbitration proceeding to pursue the claim. Richard Nicholas Red Flags & Your Rights As An Investor Of course, Richard Nicholas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Nicholas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Nicholas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Richard Nicholas If you have questions about Equitable Advisors, LLC and/or Richard Nicholas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 2, 2023

David Hartke of Equitable Advisors, LLC

DID DAVID CHRISTOPHER HARTKE CAUSE YOU INVESTMENT LOSSES? David Hartke Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct David Hartke Customer Complaint David Hartke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor misrepresented the terms of the variable annuity contract sold to the investor. Equitable Advisors recently denied the customer complaint and, to date, the investor has not taken any further action. David Hartke Red Flags & Your Rights As An Investor Of course, David Hartke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hartke at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether David Hartke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To David Hartke If you have questions about  Equitable Advisors, LLC and/or David Hartke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 23, 2023

Frederick Azzurro of Securities America, Inc.

DID FREDERICK JOSEPH AZZURRO CAUSE YOU INVESTMENT LOSSES? Frederick Azzurro Of Securities America, Inc. And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Frederick Azzurro Customer Complaint Frederick Azzurro has been the subject of at least one customer complaint that we know about seeking to recover misappropriated funds. The allegations made in the FINRA reported customer complaint for investment losses were funds were misappropriated with the assistance of the registered representative to the customer’s spouse. A lawsuit was recently filed in June 2023 and is pending in the Supreme Court of the State of New York. Frederick Azzurro Red Flags & Your Rights As An Investor Of course, Frederick Azzurro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Azzurro at Securities America, Inc. and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Frederick Azzurro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc. and Equitable Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Frederick Azzurro If you have questions about Securities America, Inc., Equitable Advisors, LLC and/or Frederick Azzurro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 17, 2023

Adam Thies of Fidelity Brokerage Services LLC

DID ADAM THIES CAUSE YOU INVESTMENT LOSSES? Adam Thies Of Fidelity Brokerage Services LLC And Formerly With Axa Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Adam Thies Customer Complaint Adam Thies has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor’s recommendation to sell certain equity positions in her account was unsuitable and not in her best interest considering the potential tax implications. Adam Thies Red Flags & Your Rights As An Investor Of course, Adam Thies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Thies at Fidelity Brokerage Services LLC and Axa Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Adam Thies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Axa Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Adam Thies If you have questions about Fidelity Brokerage Services LLC, Axa Advisors, LLC and/or Adam Thies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 26, 2023

Alan Margolies of Equitable Advisors, LLC

DID ALAN IRWIN MARGOLIES CAUSE YOU INVESTMENT LOSSES? Alan Margolies Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Alan Margolies Customer Complaints Alan Margolies has been the subject of 2 customer complaints that we know about to recover investment losses. One customer dispute was recently denied by Equitable Advisors and so far, the investor has not taken any further action. There is currently one customer dispute registered with Equitable Advisors for Alan Margolies’ alleged misconduct that is still pending review and resolution. Allegations Against Alan Margolies A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Alan Margolies Red Flags & Your Rights As An Investor Of course, Alan Margolies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Margolies at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Alan Margolies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Alan Margolies If you have questions about Equitable Advisors, LLC and/or Alan Margolies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 21, 2023

Mary Kenny of Equitable Advisors, LLC

DID MARY SUE KENNY CAUSE YOU INVESTMENT LOSSES? Mary Kenny Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Mary Kenny Customer Complaint Mary Kenny has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor recommended unsuitable investments for a senior citizen. The customer complaint is still pending. Mary Kenny Red Flags & Your Rights As An Investor Of course, Mary Kenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Kenny at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Kenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mary Kenny If you have questions about Equitable Advisors, LLC and/or Mary Kenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Oct 11, 2023

Emil Babayans of Equitable Advisors, LLC

DID EMIL BABAYANS CAUSE YOU INVESTMENT LOSSES? Emil Babayans Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Emil Babayans Customer Complaints Emil Babayans has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by AXA Advisors in favor of the investor. Recently, equitable Advisors denied another customer complaint and the investor has yet to file any arbitration proceeding. Allegations Against Emil Babayans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emil Babayans Red Flags & Your Rights As An Investor Of course, Emil Babayans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emil Babayans at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Emil Babayans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Emil Babayans If you have questions about Equitable Advisors, LLC and/or Emil Babayans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 22, 2023

Dimitri Rassias of UBS Financial Services Inc.

DID DIMITRI RASSIAS CAUSE YOU INVESTMENT LOSSES? Dimitri Rassias Of UBS Financial Services Inc. And Formerly With Equitable Advisors, LLC and J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Dimitri Rassias Customer Complaint Dimitri Rassias has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations to invest in a variable annuity contract and other securities. Equitable Advisors settled the customer complaint for over $690,000. Dimitri Rassias Red Flags & Your Rights As An Investor Of course, Dimitri Rassias did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dimitri Rassias at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Dimitri Rassias has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc., Equitable Advisors, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Dimitri Rassias If you have questions about UBS Financial Services Inc., Equitable Advisors, LLC, J.P. Morgan Securities LLC and/or Dimitri Rassias and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Sep 9, 2023

John Abrams of Equitable Advisors, LLC

DID JOHN LAWRENCE ABRAMS CAUSE YOU INVESTMENT LOSSES? John Abrams Of Equitable Advisors, LLC And Formerly With Sagepoint Financial, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct John Abrams Customer Complaints John Abrams has been the subject of 5 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Metlife Securities in favor of the investors. One customer complaint was denied by the brokerage firm and the investor took no further action. There are currently 2 customer complaints with Equitable Advisors for John Abrams’ alleged misconduct that were recently filed and are still pending. Allegations Against John Abrams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Abrams Red Flags & Your Rights As An Investor Of course, John Abrams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abrams at Equitable Advisors, LLC and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Abrams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To John Abrams If you have questions about Equitable Advisors, LLC, Sagepoint Financial, Inc. and/or John Abrams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading