Jul 4, 2023

Shawn Hawke of Paychex Securities Corporation

DID SHAWN DANIEL HAWKE CAUSE YOU INVESTMENT LOSSES? Shawn Hawke Of Paychex Securities Corporation And Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Shawn Hawke Customer Complaint Shawn Hawke has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of an insurance policy. Equitable Advisors settled the customer complaint in favor of the investor. Shawn Hawke Red Flags & Your Rights As An Investor Of course, Shawn Hawke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Hawke at Paychex Securities Corporation and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Shawn Hawke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Paychex Securities Corporation and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Paychex Securities Corporation Due To Shawn Hawke If you have questions about Paychex Securities Corporation, AXA Advisors, LLC and/or Shawn Hawke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2023

Sanford Rosenberg formerly with AXA Advisors, LLC

DID SANFORD R ROSENBERG CAUSE YOU INVESTMENT LOSSES? Sanford Rosenberg Formerly With AXA Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Sanford Rosenberg Customer Complaints Sanford Rosenberg has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by AXA Advisors and, to date, the investors have not taken any further action. Allegations Against Sanford Rosenberg A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sanford Rosenberg Red Flags & Your Rights As An Investor Of course, Sanford Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sanford Rosenberg at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Sanford Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Sanford Rosenberg If you have questions about  AXA Advisors, LLC and/or Sanford Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 7, 2023

Robert High formerly with AXA Advisors, LLC

DID ROBERT ALAN HIGH CAUSE YOU INVESTMENT LOSSES? Robert High Formerly With AXA Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Robert High Customer Complaint Robert High has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser used clients signature without permission in order to replace and cancel some of the client’s policy without their knowledge. Brokerage firm settled the customer dispute in favor of the investor. Robert High Red Flags & Your Rights As An Investor Of course, Robert High did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert High at AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert High has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at AXA Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At AXA Advisors, LLC Due To Robert High If you have questions about AXA Advisors, LLC and/or Robert High and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 29, 2023

Randy Yamada of Equitable Advisors, LLC

DID RANDY KIYOTO YAMADA CAUSE YOU INVESTMENT LOSSES? Randy Yamada Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Randy Yamada Customer Complaint Randy Yamada has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose the charges and fees associated with the variable annuity contract. AXA Advisors denied the customer complaint and to date, the customer has not taken any further action. Randy Yamada Red Flags & Your Rights As An Investor Of course, Randy Yamada did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Yamada at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Randy Yamada has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Randy Yamada If you have questions about Equitable Advisors, LLC and/or Randy Yamada and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michelle Felendes of Equitable Advisors, LLC

DID MICHELLE AUBREY FELENDES CAUSE YOU INVESTMENT LOSSES? Michelle Felendes Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Michelle Felendes Customer Complaint Michelle Felendes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation in the sale of a variable life insurance policy. Equitable Advisors denied the customer complaint and, to date, the customer is not taking any further action. Michelle Felendes Red Flags & Your Rights As An Investor Of course, Michelle Felendes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michelle Felendes at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michelle Felendes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michelle Felendes If you have questions about Equitable Advisors, LLC and/or Michelle Felendes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 8, 2023

Michael Biggs of Equitable Advisors, LLC

DID MICHAEL VERNON BIGGS CAUSE YOU INVESTMENT LOSSES? Michael Biggs Of Equitable Advisors, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Michael Biggs Customer Complaints Michael Biggs has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Michael Biggs current and former employers in favor of the investors. Allegations Against Michael Biggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Biggs Red Flags & Your Rights As An Investor Of course, Michael Biggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Biggs at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Biggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Biggs If you have questions about Equitable Advisors, LLC and/or Michael Biggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 5, 2023

Michael Miura of Equitable Advisors, LLC

DID MICHAEL MIURA CAUSE YOU INVESTMENT LOSSES? Michael Miura Of Equitable Advisors, LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Michael Miura Customer Complaint Michael Miura has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to follow her instructions and cancel an open order. Edward Jones denied the customer complaint and, to date, no further action has been taken by the customer. Michael Miura Red Flags & Your Rights As An Investor Of course, Michael Miura did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Miura at Equitable Advisors, LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Miura has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Miura If you have questions about Equitable Advisors, LLC, Edward Jones and/or Michael Miura and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 1, 2023

Michael Sendowski of Equitable Advisors, LLC

DID MICHAEL H SENDOWSKI CAUSE YOU INVESTMENT LOSSES? Michael Sendowski Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Sendowski Customer Complaints Michael Sendowski has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Equitable Advisors in favor of the investor. AXA Advisors denied the other customer complaint and no further action was taken. Allegations Against Michael Sendowski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Sendowski Red Flags & Your Rights As An Investor Of course, Michael Sendowski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Sendowski at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Sendowskihas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Sendowski If you have questions about Equitable Advisors, LLC and/or Michael Sendowski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 27, 2023

Michael Biordi of Equitable Advisors, LLC

DID MICHAEL ANTHONY BIORDI CAUSE YOU INVESTMENT LOSSES? Michael Biordi Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Michael Biordi Customer Complaint Michael Biordi has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the registered representative represented that a variable life insurance policy had a guaranteed interest rate. A customer complaint was denied by his employer and no further action was taken by the customer. Michael Biordi Red Flags & Your Rights As An Investor Of course, Michael Biordi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Biordi at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Biordi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Michael Biordi If you have questions about Equitable Advisors, LLC and/or Michael Biordi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2023

Julia Parks of Equitable Advisors, LLC

DID JULIA W PARKS CAUSE YOU INVESTMENT LOSSES? Julia Parks Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Julia Parks Customer Complaint Julia Parks has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor misrepresented an annuity and failed to disclose surrender schedule. Equitable Advisors denied the customer complaint, and to date, no further action has been taken by the customer. Julia Parks Red Flags & Your Rights As An Investor Of course, Julia Parks did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julia Parks at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Julia Parks has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Julia Parks If you have questions about Equitable Advisors, LLC and/or Julia Parks and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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