Mar 8, 2022

Ian Cook of Equitable Advisors

DID IAN ANDREW COOK CAUSE YOU INVESTMENT LOSSES? Ian Cook Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ian Cook of Equitable Advisors? Ian Cook (CRD #4970473) who is currently registered with Equitable Advisors and located in Englewood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Ian Cook Customer Complaints Ian Cook has been the subject of 2 customer complaints that we know about. Both of Ian Cook’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ian Cook A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Ian Cook made an unsuitable recommendation in advising the client to move his funds from variable annuities to two investment securities plans. The client also alleged the terms, benefits and charges associated with the annuities and the investment plans were not adequately disclosed. Clients alleged they were never informed by Ian Cook of the ten year waiting period before they could receive the maximum income payments regarding their variable annuities. Ian Cook Red Flags & Your Rights As An Investor Of course, Ian Cook did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Cook at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Ian Cook has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Ian Cook If you have questions about Equitable Advisors and/or Ian Cook and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joseph Crowel of Equitable Advisors

DID JOSEPH RAY CROWEL CAUSE YOU INVESTMENT LOSSES? Joseph Crowel Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Crowel of Equitable Advisors? Joseph Crowel (CRD #5319467) who is currently registered with Equitable Advisors and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Joseph CrowelCustomer Complaint Joseph Crowel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Joseph Crowel’s  recommendation to rollover her 401k into a variable annuity was unsuitable. Joseph Crowel’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Crowel Red Flags & Your Rights As An Investor Of course, Joseph Crowel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Crowel at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Joseph Crowel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Joseph Crowel If you have questions about Equitable Advisors and/or Joseph Crowel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Allen of Equitable Advisors

DID RICHARD LEON ALLEN CAUSE YOU INVESTMENT LOSSES? Richard Allen Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Allen of Equitable Advisors? Richard Allen (CRD #4593517) who is currently registered with Equitable Advisors and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Richard Allen Customer Complaint Richard Allen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she did not receive a proper explanation of the terms and benefits associated with her variable annuity purchased. Richard Allen’s customer complaint was denied and, to date, the customer has not taken any further action. Richard Allen Red Flags & Your Rights As An Investor Of course, Richard Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Allen at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Allen If you have questions about Equitable Advisors and/or Richard Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Travis Riggs of Equitable Advisors

DID TRAVIS RIGGS CAUSE YOU INVESTMENT LOSSES? Travis Riggs Of Equitable Advisors, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Travis Riggs of Equitable Advisors, LLC? Travis Riggs (CRD #4334801) who is currently registered with Equitable Advisors, LLC and located in Bentonville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Travis Riggs Customer Complaints Travis Riggs has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Both customer complaints filed against Travis Riggs’ current and former employers Equitable Advisors, LLC and AXA Advisors for investment losses caused by the alleged misconduct are pending as of the date of this report. Allegations Against Travis Riggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the REIT he purchased was not suitable for his needs and that he was not properly informed of the risks by Travis Riggs. Claimant alleged Travis Riggs made unsuitable recommendations of investments within his IRA. Travis Riggs Red Flags & Your Rights As An Investor Of course, Travis Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis Riggs at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Travis Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Travis Riggs If you have questions about Equitable Advisors, LLC and/or Travis Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Anthony Mignone of Equitable Advisors

DID ANTHONY MIGNONE CAUSE YOU INVESTMENT LOSSES? Anthony Mignone Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Mignone of Equitable Advisors? Anthony Mignone (CRD #4119185) who is currently registered with Equitable Advisors and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations. Anthony Mignone Customer Complaint Anthony Mignone has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged Anthony Mignonie misrepresented the terms of variable and universal life insurance policies purchased. Anthony Mignone’s customer complaint was denied and, to date, the customer has not taken any further action. Anthony Mignone Red Flags & Your Rights As An Investor Of course, Anthony Mignone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Mignone at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Anthony Mignone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Anthony Mignone If you have questions about Equitable Advisors and/or Anthony Mignone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Sandler of Equitable Advisors

DID JOHN BRUCE SANDLER CAUSE YOU INVESTMENT LOSSES? John Sandler Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is John Sandler of Equitable Advisors? John Sandler (CRD #3100310) who is currently registered with Equitable Advisors and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. John Sandler Customer Complaint John Sandler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the variable life insurance policy sold to her was unsuitable for her financial situation. John Sandler’s customer complaint was denied and, to date, the customer has not taken any further action. John Sandler Red Flags & Your Rights As An Investor Of course, John Sandler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Sandler at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether John Sandler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To John Sandler If you have questions about Equitable Advisors and/or John Sandler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Barney Moore of Equitable Advisors

DID BARNEY HOWARD MOORE CAUSE YOU INVESTMENT LOSSES? Barney Moore Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barney Moore of Equitable Advisors? Barney Moore (CRD #4322338) who is currently registered with Equitable Advisors and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Barney Moore Customer Complaints Barney Moore has been the subject of 2 customer complaints that we know about. One of Barney Moore’s 2 customer complaints was settled in favor of investors. One of Barney Moore’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barney Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Attorney alleged that when contracts were exchanged, Barney Moore transferred the client’s tax free insurance death benefit into an annuity where the value above tax basis and the insurance policy will be taxable as ordinary income to the beneficiaries upon his death.  Client requested the firm to restore his variable life insurance policy and reimburse any costs/expenses associated. Client alleged Barney Moore did not disclose necessary material information in the sale of a Jackson National variable annuity. Barney Moore Red Flags & Your Rights As An Investor Of course, Barney Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barney Moore at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Barney Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Barney Moore If you have questions about Equitable Advisors and/or Barney Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kenneth Kohn of Equitable Advisors

DID KENNETH DAVID KOHN CAUSE YOU INVESTMENT LOSSES? Kenneth Kohn Of Equitable Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kenneth Kohn of Equitable Advisors? Kenneth Kohn (CRD #1575332) who is currently registered with Equitable Advisors and located in Woodbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Kenneth Kohn Customer Complaints Kenneth Kohn has been the subject of 2 customer complaints that we know about. One of Kenneth Kohn’s 2 customer complaints was settled in favor of investors. One of Kenneth Kohn’s customers’ complaints was denied and, to date, the customers has not taken any further action. Allegations Against Kenneth Kohn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged the sale of high-risk investments was unsuitable contrary to her investment objective of safety of principal. Claimant alleged that Kenneth Kohn purchased higher commission Class B mutual fund shares rather than Class A shares without the claimant’s knowledge or consent. Client alleged the variable life insurance policy sold to her by Kenneth Kohn was unsuitable for her financial situation. Kenneth Kohn Red Flags & Your Rights As An Investor Of course, Kenneth Kohn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Kohn at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Kenneth Kohn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Kenneth Kohn If you have questions about Equitable Advisors and/or Kenneth Kohn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Al Lovelace of Equitable Advisors

DID AL STEPHEN LOVELACE CAUSE YOU INVESTMENT LOSSES? Al Lovelace Of Equitable Advisors And Formerly With AXA Advisors Has 3 Customer Complaints For Alleged Broker Misconduct Who is Al Lovelace of Equitable Advisors? Al Lovelace (CRD #2393766) who is currently registered with Equitable Advisors and located in Rutherfordton, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Equitable Advisors, Al Lovelace was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Al Lovelace Customer Complaints Al Lovelace has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Al Lovelace’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Al Lovelace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Al Lovelace provided a guarantee when selling a variable annuity. Client alleged misrepresentation by Al Lovelace in the purchase of an annuity. Client alleged Al Lovelace’s misrepresentation in the purchase of annuities. Al Lovelace Red Flags & Your Rights As An Investor Of course, Al Lovelace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Al Lovelace at Equitable Advisors and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Al Lovelace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors and AXA Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Al Lovelace If you have questions about Equitable Advisors, AXA Advisors, and/or Al Lovelace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mickey Dubberly of Equitable Advisors

DID MICKEY DUBBERLY CAUSE YOU INVESTMENT LOSSES? Mickey Dubberly Of Equitable Advisors, LLC And Formerly With Bankers Life Securities, David Lerner Associates Has One Customer Complaint For Alleged Broker Misconduct Who is Mickey Dubberly of Equitable Advisors, LLC? Mickey Dubberly (CRD #4200897) who is currently registered with Equitable Advisors, LLC and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Equitable Advisors, LLC, Mickey Dubberly was associated with Bankers Life Securities, David Lerner Associates and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mickey Dubberly Customer Complaint Mickey Dubberly has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, misrepresentation/omission, failure to supervise, breach of fiduciary duty. Mickey Dubberly’s customer complaint was settled in favor of the investors. Mickey Dubberly Red Flags & Your Rights As An Investor Of course, Mickey Dubberly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mickey Dubberly at Equitable Advisors, LLC, Bankers Life Securities and David Lerner Associates on alert to review carefully the activity and performance of their accounts and question whether Mickey Dubberly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC, Bankers Life Securities and David Lerner Associates also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Mickey Dubberly If you have questions about Equitable Advisors, LLC, Bankers Life Securities, David Lerner Associates, and/or Mickey Dubberly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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