Oct 30, 2024

James Merrill of Farmers Financial Solutions, LLC FIRED  

DID JAMES ALEXANDER MERRILL CAUSE YOU INVESTMENT LOSSES? James Merrill Formerly With Farmers Financial Solutions, LLC was terminated on August 27, 2024, due to allegations related to a customer complaint involving the failure to cancel auto insurance policies James Merrill Employment History James Alexander Merrill worked for Farmers Financial Solutions, LLC from January 2016 to September 2024. He passed two general industry/product exams, including the Securities Industry Essentials Examination in October 2018 and the Investment Company Products/Variable Contracts Representative Examination in January 2016. He also passed the Uniform Securities Agent State Law Examination in April 2016. Merrill holds no principal or supervisory designations. Termination:  Merrill was terminated by Farmers Financial Solutions in August 2024 due to allegations related to a customer complaint involving the failure to cancel auto insurance policies for a customer’s auto leasing business as requested. The investigation revealed inconsistencies, including that the same EFT/checking account was used for premium payments on 52 individual policies. Although the policies were eventually canceled, irregularities in the process were noted James Merrill Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of James Merrill is a red flag which should put all current and former customers of James Merrill at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether James Merrill engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To James Merrill If you have questions about Farmers Financial Solutions, LLC and/or James Merrill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Noah Sosa of Osaic FS, Inc.  FIRED

DID NOAH ABRAHAM SOSA CAUSE YOU INVESTMENT LOSSES? Noah Sosa Formerly With Osaic FS, Inc. was terminated on July 19, 2024, following an investigation that was linked to an ongoing internal review. Noah Sosa Employment History Noah Abraham Sosa is a former registered broker who was most recently registered with OSAIC FS, Inc. in Porter Ranch, California, from April 2024 to August 2024. During his short tenure as a broker, Noah passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on February 1, 2024, and the General Securities Representative Examination (Series 7) on April 19, 2024. He also passed the Uniform Combined State Law Examination (Series 66) on May 1, 2024. Noah does not hold any principal or supervisory qualifications. Noah Sosa is not currently registered with any brokerage firm. His employment with OSAIC FS, Inc. ended on July 19, 2024, following a termination that was linked to an ongoing internal review. The firm initiated the review after discovering communications that suggested Noah had shared client information with an unauthorized individual barred from the securities industry. Noah’s previous employment history includes positions outside of the securities industry, such as working as a cashier and attending high school and middle school. Noah Sosa Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Noah Sosa is a red flag which should put all current and former customers of Noah Sosa at Osaic FS, Inc. on alert to review carefully the activity and performance of their accounts and question whether Noah Sosa engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic FS, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic FS, Inc. Due To Noah Sosa If you have questions about Osaic FS, Inc. and/or Noah Sosa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Ryan Hoang of Farmers Financial Solutions, LLC FIRED

DID RYAN HOANG CAUSE YOU INVESTMENT LOSSES? Ryan Hoang Formerly With Farmers Financial Solutions, LLC was terminated on July 16, 2024, due to a violation of Farmers Insurance Group’s policies. Ryan Hoang Employment History Ryan Hoang is a former registered broker who worked with Farmers Financial Solutions, LLC in Tukwila, Washington, from January 2008 to July 2024. During his career, he passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the Investment Company Products/Variable Contracts Representative Examination (Series 6) on January 4, 2008. He also passed one multi-state securities law exam, the Uniform Securities Agent State Law Examination (Series 63) on January 2, 2008. Ryan does not hold any principal or supervisory qualifications. Ryan is no longer registered with any brokerage firm. His employment with Farmers Financial Solutions, LLC, was terminated on July 16, 2024, due to allegations of using his auto policy billing account to collect application fees on medical policies, a violation of Farmers Insurance Group’s policies. The termination was not related to any Farmers Financial Solutions customers or investment products. Ryan is currently engaged in other business activities, including owning an insurance agency and serving as president of KHK LLC, a property and land investment firm in Seattle, Washington. Ryan Hoang Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Ryan Hoang is a red flag which should put all current and former customers of Ryan Hoang at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Ryan Hoang engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Ryan Hoang If you have questions about Farmers Financial Solutions, LLC and/or Ryan Hoang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 18, 2023

Pamela Warrior of Farmers Financial Solutions, LLC

DID PAMELA DIANN WARRIOR CAUSE YOU INVESTMENT LOSSES? Pamela Warrior Of Farmers Financial Solutions, LLC And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Pamela Warrior Customer Complaint Pamela Warrior has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose facts regarding the long-term care rider. PRUCO Securities denied the customer complaint and to date, no further action has been taken. Pamela Warrior Red Flags & Your Rights As An Investor Of course, Pamela Warrior did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Warrior at Farmers Financial Solutions, LLC and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Pamela Warrior has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Pamela Warrior If you have questions about Farmers Financial Solutions, LLC, Pruco Securities, LLC and/or Pamela Warrior and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 11, 2023

Narinder Singh of Farmers Financial Solutions LLC

DID NARINDER KAUR SINGH CAUSE YOU INVESTMENT LOSSES? Narinder Singh Formerly With Farmers Financial Solutions LLC and Proequities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Narinder Singh Customer Complaints Narinder Singh has been the subject of 4 customer complaints that we know about to recover investment losses. One customer complaint evolved into an arbitration and resulted in an arbitration award against him for compensatory damages, interest, and punitive damages. The other 3 customer complaints were settled by Narinder Singh’s former employer Transamerica Financial Advisors in favor of the investors. Allegations Against Narinder Singh A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Narinder Singh Red Flags & Your Rights As An Investor Of course, Narinder Singh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Narinder Singh at Farmers Financial Solutions LLC  and Proequities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Narinder Singh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions LLC and Proequities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions LLC Due To Narinder Singh If you have questions about Farmers Financial Solutions LLC, Proequities, Inc. and/or Narinder Singh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Le Thuy Nguyen formerly with Farmers Financial Solutions, LLC

DID LE THUY NGUYEN CAUSE YOU INVESTMENT LOSSES? Le Thuy Nguyen Formerly With Farmers Financial Solutions, LLC Has A Customer Complaint For Alleged Broker Misconduct Le Thuy Nguyen Customer Complaint Le Thuy Nguyen has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a misrepresented variable universal life insurance policy. The financial advisor allegedly stated that the death benefit for both her and her mother and the premium cost for the policy was stay the same which was untrue. The insurance policy costs have increase in the death benefit will only be received by the customer upon the mother’s passing. NYLIFE Securities settled the customer complaint in favor of the investors. Le Thuy Nguyen Red Flags & Your Rights As An Investor Of course, Le Thuy Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Le Thuy Nguyen at Farmers Financial Solutions, LLC on alert to review carefully the activity and performance of their accounts and question whether Le Thuy Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Le Thuy Nguyen If you have questions about Farmers Financial Solutions, LLC and/or Le Thuy Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 1, 2022

Brent Koehler of Farmers Financial Solutions, LLC

DID BRENT PAUL KOEHLER CAUSE YOU INVESTMENT LOSSES? Brent Koehler Of Farmers Financial Solutions, LLC And Formerly With FBL Marketing Services, LLC And Thrivent Investment Management Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Koehler of Farmers Financial Solutions, LLC? Brent Koehler (CRD #6105647) who is currently registered with Farmers Financial Solutions, LLC and located in Eagan, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Farmers Financial Solutions, LLC, Brent Koehler was associated with FBL Marketing Services, LLC, Thrivent Investment Management Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brent Koehler Customer Complaint Brent Koehler has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brent Koehler advice the customer annuitize a variable annuity contract was a poor investment recommendation. Brent Koehler’s customer complaint was denied and, to date, the customer has not taken any further action. Brent Koehler Red Flags & Your Rights As An Investor Of course, Brent Koehler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Koehler at Farmers Financial Solutions, LLC, FBL Marketing Services, LLC and Thrivent Investment Management Inc. on alert to review carefully the activity and performance of their accounts and question whether Brent Koehler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Farmers Financial Solutions, LLC, FBL Marketing Services, LLC and Thrivent Investment Management Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Farmers Financial Solutions, LLC Due To Brent Koehler If you have questions about Farmers Financial Solutions, LLC, FBL Marketing Services, LLC, Thrivent Investment Management Inc., and/or Brent Koehler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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