Mar 21, 2023

Kyle Cunningham of Northwestern Mutual Investment Services, LLC

DID KYLE G CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Kyle Cunningham Of Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kyle Cunningham Customer Complaint Kyle Cunningham has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor advise them incorrectly regarding the tax consequences of a 401(k) roll over and backdoor Roth contributions which resulted in unexpected tax liabilities for the customers. Northwest and Mutual Investment Services settled the customer dispute in favor of the investor. Kyle Cunningham Red Flags & Your Rights As An Investor Of course, Kyle Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Cunningham at Northwestern Mutual Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Northwestern Mutual Investment Services, LLC Due To Kyle Cunningham If you have questions about Northwestern Mutual Investment Services, LLC and/or Kyle Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2023

Jessica Mansavage formerly with Ameriprise Financial Services, LLC

DID JESSICA L. MANSAVAGE CAUSE YOU INVESTMENT LOSSES? Jessica Mansavage Formerly With Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Jessica Mansavage Customer Complaint Jessica Mansavage has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or failure to follow client’s instruction about reallocation within his Jackson National variable annuity. Jessica Mansavage’s former employer Northwest and Mutual Investment Services denied the customer complaint and, to date, the customer is not taking any further action. Jessica Mansavage Red Flags & Your Rights As An Investor Of course, Jessica Mansavage did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Mansavage at Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Jessica Mansavage has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC and Northwestern Mutual Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Jessica Mansavage If you have questions about Ameriprise Financial Services, LLC, Northwestern Mutual Investment Services LLC and/or Jessica Mansavage and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2023

Jeffrey Hackbarth of Trilogy Capital, Inc.

DID JEFFREY ROBERT HACKBARTH CAUSE YOU INVESTMENT LOSSES? Jeffrey Hackbarth Of Trilogy Capital, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Hackbarth Customer Complaint Jeffrey Hackbarth has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor recommended unsuitable investments and exposed him to excessive market risk. The customer complaint was denied by Trilogy Capital and the customer took no further action. Jeffrey Hackbarth Red Flags & Your Rights As An Investor Of course, Jeffrey Hackbarth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Hackbarth at Trilogy Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Hackbarth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Trilogy Capital, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Trilogy Capital, Inc. Due To Jeffrey Hackbarth If you have questions about Trilogy Capital, Inc. and/or Jeffrey Hackbarth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gregory Kearney of LPL Financial LLC

DID GREGORY WILLIAM KEARNEY CAUSE YOU INVESTMENT LOSSES? Gregory Kearney Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Kearney of LPL Financial LLC? Gregory Kearney (CRD #3245312) who is currently registered with LPL Financial LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Kearney Customer Complaint Gregory Kearney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented to structured notes investments. The brokerage firm settled the matter in favor of investors. Gregory Kearney Red Flags & Your Rights As An Investor Of course, Gregory Kearney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Kearney at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Kearney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Kearney If you have questions about LPL Financial LLC and/or Gregory Kearney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 9, 2023

Gerald McGinley UBS Financial Services Inc.

DID GERALD O’NIELL MCGINLEY CAUSE YOU INVESTMENT LOSSES? Gerald McGinley Of UBS Financial Services Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Gerald McGinley UBS Financial Services Inc.? Gerald McGinley (CRD #1811084) who is currently registered with UBS Financial Services Inc. and located in Westport, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to UBS Financial Services Inc., Gerald McGinley was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald McGinley Customer Complaint Gerald McGinley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made an unsuitable recommendation and misrepresentations related to an investment in and the hold of and options overlay strategy. The customer complaint was denied, and to date, no further action has been taken. Gerald McGinley Red Flags & Your Rights As An Investor Of course, Gerald McGinley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gerald McGinley at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Gerald McGinley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Gerald McGinley If you have questions about UBS Financial Services Inc. and/or Gerald McGinley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 15, 2022

Eric Gibbs of Fidelity Brokerage Services LLC

DID ERIC GIBBS CAUSE YOU INVESTMENT LOSSES? Eric Gibbs Of Fidelity Brokerage Services LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Gibbs of Fidelity Brokerage Services LLC? Eric Gibbs (CRD # 2767474) who is currently registered with Fidelity Brokerage Services LLC and located in West Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Eric Gibbs was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Gibbs Customer Complaint Eric Gibbs has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose tax liabilities related to distribution of an inherited IRA account. Eric Gibbs’ customer complaint was settled in favor of the investors.   Eric Gibbs Red Flags & Your Rights As An Investor Of course, Eric Gibbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Gibbs at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Eric Gibbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Eric Gibbs If you have questions about Fidelity Brokerage Services LLC, Voya Financial Advisors, Inc. and/or Eric Gibbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2022

Edward Bacher of LPL Financial LLC

DID EDWARD FRANCIS BACHER III CAUSE YOU INVESTMENT LOSSES? Edward Bacher Of LPL Financial LLC And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Edward Bacher of LPL Financial LLC? Edward Bacher (CRD #5565922) who is currently registered with LPL Financial LLC and located in Westerville, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Edward Bacher was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Edward Bacher Customer Complaint Edward Bacher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor refused to take their positions out of the market in March 2020. Edward Bacher’s customer complaint was denied and, to date, the customer has not taken any further action. Edward Bacher Red Flags & Your Rights As An Investor Of course, Edward Bacher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Bacher at LPL Financial LLC and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Edward Bacher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Bacher If you have questions about LPL Financial LLC, Voya Financial Advisors, Inc. and/or Edward Bacher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2022

Dawn West of LPL Financial LLC

DID DAWN SHERI WEST CAUSE YOU INVESTMENT LOSSES? Dawn West Of LPL Financial LLC And Formerly With Capital One Investing, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dawn West of LPL Financial LLC? Dawn West (CRD #4797506) who is currently registered with LPL Financial LLC and located in Jackson Heights, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Dawn West was associated with Capital One Investing, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dawn West Customer Complaint Dawn West has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation to invest in a structured note. Dawn West’s customer complaint was settled in favor of the investor. Dawn West Red Flags & Your Rights As An Investor Of course, Dawn West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dawn West at LPL Financial LLC and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Dawn West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Capital One Investing, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dawn West If you have questions about LPL Financial LLC, Capital One Investing, LLC and/or Dawn West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2022

Courtney Kucish of Edward Jones

As a client, you invest your money with a broker you can trust. This is why it’s critical to gain as much knowledge about the individual managing your funds as possible. This information may assist you in determining whether or not to work with a specific brokerage and broker. If you believe Courtney Kucish has caused you financial harm, we may be able to help you address any concerns or issues you have. DID COURTNEY ANN KUCISH CAUSE YOU INVESTMENT LOSSES? Courtney Kucish Of Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Courtney Kucish of Edward Jones? Courtney Kucish (CRD #4894872) who is currently registered with Edward Jones and located in Morgantown, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Courtney Kucish Customer Complaint Courtney Kucish has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were theft and misappropriation of funds. Courtney Kucish’s customer complaint was denied and, to date, the customer has not taken any further action. Courtney Kucish Red Flags & Your Rights As An Investor Of course, Courtney Kucish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Courtney Kucish at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Courtney Kucish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Edward Jones Due To Courtney Kucish If you have questions about Edward Jones and/or Courtney Kucish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2022

Claudio Gambin of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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