Jan 20, 2022

Peter Deangelis of First Allied Securities, Inc.

DID PETER JOHN DEANGELIS CAUSE YOU INVESTMENT LOSSES? Peter Deangelis Formerly With First Allied Securities, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Peter Deangelis formerly with First Allied Securities, Inc.? Peter Deangelis (CRD #502055) who was formerly registered with First Allied Securities, Inc. and located in Emerson, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Peter Deangelis Customer Complaint Peter Deangelis has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that RR forged his signature on paperwork. Peter Deangelis’ customer complaint was denied and the customer did not take any further action. Peter Deangelis Red Flags & Your Rights As An Investor Of course, Peter Deangelis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Deangelis at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Deangelis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Peter Deangelis If you have questions about First Allied Securities, Inc. and/or Peter Deangelis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Edward Yoon of First Allied Securities, Inc.

DID EDWARD C YOON CAUSE YOU INVESTMENT LOSSES? Edward Yoon of First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Edward Yoon of First Allied Securities Inc.? Edward Yoon (CRD #2408137) who is currently registered with First Allied Securities, Inc. and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Edward Yoon Customer Complaints Edward Yoon has been the subject of 3 customer complaints that we know about. One of Edward Yoon’s 3 customer complaints was settled in favor of investors. One of Edward Yoon’s customers’ complaints was denied and the customers did not take any further action. Allegations Against Edward Yoon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges fraud, misrepresentation, negligence, breach of fiduciary duty, unauthorized and unsuitable trading in speculative securities on margin in claimant’s account allegedly by Edward Yoon. Claimant alleges her former financial advisor Edward Yoon recommended three investments that were not suitable for her. Claimant generally alleges breach of duty, unsuitability, negligence, and breach of contract. Client alleges unsuitable REIT investment by Edward Yoon. Edward Yoon Red Flags & Your Rights As An Investor Of course, Edward Yoon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Yoon at First Allied Securities, Inc. and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Edward Yoon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. and First Allied Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. Due To Edward Yoon If you have questions about First Allied Securities, Inc., First Allied Advisory Services, and/or Edward Yoon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gregory Matsen of First Allied Securities

DID GREGORY DAVID MATSEN CAUSE YOU INVESTMENT LOSSES? Gregory Matsen Formerly with First Allied Securities Has A Customer Complaint for Alleged Broker Misconduct Who is Gregory Matsen formerly with First Allied Securities? Gregory Matsen (CRD #5239725) who was formerly registered with First Allied Securities, First Allied Advisory Services, and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Gregory Matsen Customer Complaint Gregory Matsen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges unsuitability and misrepresentation. Gregory Matsen’s customer complaint was settled in favor of the investors. Gregory Matsen Red Flags & Your Rights as An Investor Of course, Gregory Matsen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gregory Matsen at First Allied Securities and First Allied Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Matsen has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at First Allied Securities and First Allied Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Allied Securities Due to Gregory Matsen If you have questions about First Allied Securities, First Allied Advisory Services, and/or Gregory Matsen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Maloney of First Allied Securities, Inc.

DID MICHAEL PATRICK MALONEY CAUSE YOU INVESTMENT LOSSES? Michael Patrick Maloney Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael P. Maloney formerly with First Allied Securities, Inc.? Michael Maloney (CRD #2371261) who was formerly registered with First Allied Securities, Inc. and located in Surprise, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Michael Maloney was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. First Allied Securities, Inc. Broker Misconduct In his career, Michael Maloney has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Michael Maloney’s 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints, one of which was an arbitration claim filed against Michael Maloney’s former employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct and the other is a court proceeding involving a Multi-Financial Securities Corporation insurance matter.  Allegations Against Michael Maloney   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleged Michael Maloney committed negligence, misrepresentation, fraud in connection with the offer and sale of three ING variable annuities. Claimants alleged that their financial advisor Michael Maloney made unsuitable investment recommendations to invest in direct investments in the real estate sector. Plaintiff alleged breach of contract and misrepresentation, as well as breach of fiduciary duty in connection with an insurance policy in the Arizona state courts. Michael Maloney Red Flags & Your Rights As An Investor Of course, Michael Maloney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Maloney at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Maloney has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securities, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. If you have questions about First Allied Securities, Inc. and/or Michael Maloney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Donnelly of First Allied Securities, Inc.

DID BRIAN F DONNELLY CAUSE YOU INVESTMENT LOSSES? Brian F Donnelly Of First Allied Securities, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Brian F. Donnelly of First Allied Securities, Inc.? Brian Donnelly (CRD #4288121) who is currently registered with First Allied Securities, Inc. and located in Iselin, NJ is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Brian Donnelly was associated with Gitterman Wealth Management and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Donnelly was permitted (probably asked) to resign from Gitterman Wealth Management after it was discovered he initiated transaction which would have resulted in multiple commissions on a single transaction. Further, the transaction was in excess of non-traded REIT guidelines. First Allied Securities, Inc. Broker Misconduct In his career, Brian Donnelly has been the subject of one customer complaint that we know about. This complaint is currently pending against First Allied Securities, Inc. for investment losses caused by Brian Donnelly’s alleged misconduct. Allegations Against Brian Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants elected to invest in GPB through joint representatives in 2015 and now claim, after suspension of distributions, that investment was not suitable. Brian Donnelly Red Flags & Your Rights As An Investor Of course, Brian Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Donnelly at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Brian Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securities, Inc. which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. If you have questions about First Allied Securities, Inc. and/or Brian Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Andrew Nardella of First Allied Securities

DID ANDREW PAUL NARDELLA CAUSE YOU INVESTMENT LOSSES? Andrew Paul Nardella formerly with First Allied Securities Has 3 Customer Complaints for Alleged Broker Misconduct Who is Andrew P. Nardella formerly with First Allied Securities? Andrew Nardella (CRD #1799354) who was formerly registered with First Allied Securities and located in Cazenovia, NY is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Andrew Nardella was associated with 1st Discount Brokerage and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. First Allied Securities Broker Misconduct In his/her career, Andrew Nardella has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of Andrew Nardella’s 3 customer complaints was settled in favor of investors. 2 of the customer’s complaints were denied and the customers did not take any further action. Allegations Against Andrew Nardella A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleges misrepresentation in REIT sale in 2014. The client’s attorney-in-fact alleges unauthorized trading in May 2013. The customer claims that his instructions to place stop-loss orders were not placed properly. Andrew Nardella Red Flags & Your Rights as An Investor Of course, Andrew Nardella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Nardella at First Allied Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew Nardella has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at First Allied Securitieswhich also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Allied Securities If you have questions about First Allied Securities and/or Andrew Nardella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Larochelle of DFPG Investments, LLC

DID CHRISTOPHER KINGSLEY LAROCHELLE CAUSE YOU INVESTMENT LOSSES? Christopher Kingsley Larochelle Of DFPG Investments, LLC And Formally with First Allied Securities, Inc. Has Had Customer Complaints for Alleged Broker Misconduct in The Past Year Who is Christopher K. Larochelle with DFPG Investments, LLC? Christopher Larochelle (CRD #4883462) who is currently registered with DFPG Investments, LLC and located in Round Rock, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Prior to DFPG Investments, LLC, Christopher Larochelle was associated with First Allied Securities, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. DFPG Investments, LLC Broker Misconduct Christopher Larochelle has been identified as the subject of a customer complaint made in the last year to recover investment losses. The client alleged mishandling of his account and misrepresentation of a REIT investment. The complaint was recently denied and the customer has not yet filed an arbitration claim for that alleged misconduct. Christopher Larochelle Red Flags & Your Rights as An Investor Of course, Christopher Larochelle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Larochelle on alert to review carefully the activity and performance of their accounts and question whether Christopher Larochelle has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at DFPG Investments, LLC and First Allied Securities, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at DFPG Investments, LLC If you have questions about DFPG Investments, LLC, First Allied Securities, Inc., and/or Christopher Larochelleand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Douglas Hyer of First Allied Securities, Inc

DID DOUGLAS KEITH HYER CAUSE YOU INVESTMENT LOSSES? Douglas Keith Hyer with First Allied Securities, Inc. Has 4 Customer Complaints for Alleged Broker Misconduct Who is Douglas K. Hyer with First Allied Securities, Inc.? Douglas Hyer (CRD #254358) who is currently registered with First Allied Securities, Inc. and located in Great Neck, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Douglas Hyer was associated with 10 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. First Allied Securities, Inc. Broker Misconduct In his career, Douglas Hyer has been the subject of 4 customer complaints that we know about, one of those complaints were filed in the last 2 years to recover investment losses. Two of Douglas Hyer’s customer complaints were settled in favor of investors.  The other 2 complaints were denied by Douglas Hyer’s former employers and the customers took no further action Allegations Against Douglas Hyer A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Clients in separate customer complaints alleged unsuitable investment recommendations related to mutual fund investments. The claimant alleged that Douglas Hyer made unsuitable investment recommendations and churned his account and further made recommendations to avoid breakpoints and lower the commissions for the customer.  The claimant alleged that the financial advisor recommended unsuitable alternative investments. Douglas Hyer Red Flags & Your Rights as An Investor Of course, Douglas Hyer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Douglas Hyer at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Douglas Hyer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at First Allied Securities, Inc. about Douglas Hyer also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at First Allied Securities, Inc.   If you have questions about First Allied Securities, Inc. and/or Douglas Hyer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Brunette of First Allied Securities, Inc.

DID DANIEL EDWARD BRUNETTE CAUSE YOU INVESTMENT LOSSES? Daniel Edward Brunette with First Allied Securities, Inc. Has 16 Customer Complaints For Alleged Broker Misconduct, 3 Complaints In the Past Year Who is Daniel E. Brunette with First Allied Securities, Inc.? Daniel Brunette (CRD #813924) who is currently registered with First Allied Securities, Inc. and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to First Allied Securities, Inc., Daniel Brunette was associated with 7 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Brunette has had his own share of regulatory problems. While he was employed with Northwestern Mutual investment Services, LLC, it was alleged that he misrepresented variable life insurance policies in the NASD censured, suspended and fined him for that alleged misconduct. Thereafter, he failed to notify the states of Indiana, Ohio, Wisconsin, Pennsylvania, and Illinois of the any as the action and he was subject to a variety of sanctions, including, revocation of his licenses, withdrawals of his registration, probation, heightened supervision, censures, cease-and-desist orders, and/or fines. First Allied Securities, Inc. And Northwestern Mutual Investment Services, LLC Broker Misconduct In his career, Daniel Brunette has been the subject of 16 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Nine of Daniel Brunette’s 16 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Daniel Brunette’s current employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Daniel Brunette   A sample of the allegations made in the FINRA reported customer complaints, arbitration claims and settlements and pending complaints for investment losses are as follows: Multiple customers in separate arbitrations and written complaints alleged misrepresentation of variable life insurance policy. Complainant alleged that Daniel Brunette is misleading sales materials in misrepresenting a variable life insurance policy. Client alleged that financial advisor misrepresented a variable life insurance policy as a private pension plan and further that his signature and initials on certain applications were forgeries. Customer alleged that a variable life insurance policy offered and sold was not a suitable investment recommendation. Customers alleged that variable life insurance policy sold to them were misrepresented to be private pension plans and that Daniel Burnett guaranteed a certain rate of tax-free return, and further that the actual return would be greater than the guaranteed rate or return. Moreover, customers alleged that the registered representative stated they would only have to pay the premiums until the age of 55 and thereafter, the policy would provide certain annual payments, tax-free for a source of retirement income. Daniel Brunette Red Flags & Your Rights As An Investor Of course, Daniel Brunette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Brunette at First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Brunette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Northwestern Mutual Investment Services, LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At First Allied Securities, Inc. and Northwestern Mutual Investment Services, LLC If you have questions about First Allied Securities, Inc., Northwestern Mutual Investment Services, LLC, and/or Daniel Brunette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Miller of American Portfolios Financial Services, Inc.

DID JEFFREY RAND MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Rand Miller Of American Portfolios Financial Services, Inc. And Formerly With 1st Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Jeffrey R. Miller with American Portfolios Financial Services, Inc.? Jeffrey Miller (CRD #5393445) who is currently registered with American Portfolios Financial Services, Inc. and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Jeffrey Miller was associated with First Allied Securities, Inc. and SII Investments, Inc., two brokerage firms with a history of customer complaints and securities industry regulatory problems. First Allied Securities, Inc. Broker Misconduct In his career, Jeffrey Miller has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of those customer complaints arose in connection with his employment at First Allied Securities, Inc. Both complaints are currently pending against Jeffrey Miller’s former employer First Allied Securities, Inc. for investment losses caused by his alleged misconduct. Allegations Against Jeffrey Miller   A sample of the allegations made in the FINRA reported arbitration claim pending complaints for investment losses are as follows: Claimants allege their former registered representatives recommended alternative investments in the real estate sector that were not suitable for them and filed claims for misrepresentation, unsuitable recommendations, breach of fiduciary duty, breach of contract and negligence. Claimants allege their former representative recommended unsuitable private placement investments in a real estate sector in breach of his fiduciary duties, breach of contract and misrepresented. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at American Portfolios Financial Services, Inc., First Allied Securities, Inc. and SII Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at American Portfolios and First Allied Securities, Inc. about Jeffrey Miller also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. And First Allied Securities, Inc. If you have questions about American Portfolios Financial Services, Inc., First Allied Securities, Inc. and/or Jeffrey Miller and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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