Oct 30, 2024

Richard Wesselt Formerly With Fortune Financial Services, Inc.  Reviews

DID RICHARD MICHAEL WESSELT CAUSE YOU INVESTMENT LOSSES? Richard Wesselt Formerly With Fortune Financial Services, Inc. Has 37 Customer Complaints For Alleged Broker Misconduct Richard Wesselt Customer Complaints and Reviews Richard Wesselt has 3 regulatory actions, and 37 customer disputes disclosed on his record, along with 1 termination. Below is a summary of notable disclosures: Allegations Against Richard Wesselt Richard Wesselt Red Flags & Your Rights As An Investor Of course, Richard Wesselt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Wesselt at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Wesselt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Richard Wesselt If you have questions about Fortune Financial Services, Inc. and/or Richard Wesselt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 14, 2024

Michael Krumholz of Fortune Financial Services, Inc. Reviews

DID MICHAEL LEE KRUMHOLZ CAUSE YOU INVESTMENT LOSSES? Michael Krumholz Of Fortune Financial Services, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Krumholz Customer Complaints and Reviews Allegations Against Michael Krumholz These incidents present a concerning picture of a broker whose actions may not always align with the best interests of his clients, highlighting potential risks for investors considering his services. Michael Krumholz Red Flags & Your Rights As An Investor Of course, Michael Krumholz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Krumholz at Fortune Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Krumholz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Michael Krumholz  If you have questions about Fortune Financial Services, Inc., LPL Financial LLC and/or Michael Krumholz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2024

Jeffrey Gielau of Fortune Financial Services, Inc.

DID JEFFREY ALAN GIELAU CAUSE YOU INVESTMENT LOSSES? Jeffrey Gielau Of Fortune Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Jeffrey Gielau Customer Complaints Jeffrey Gielau has been the subject of 3 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Thrivent Investment Management in favor of the investor for Jeffrey Gielau’s alleged misconduct.  The other 2 customer complaints were recently denied by Fortune Financial Services and so far, the investors have not taken any further action. Allegations Against Jeffrey Gielau A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Gielau Red Flags & Your Rights As An Investor Of course, Jeffrey Gielau did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Gielau at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Gielau has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc.  Due To Jeffrey Gielau If you have questions about Fortune Financial Services, Inc. and/or Jeffrey Gielau and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 26, 2024

Stephen Hecker of Fortune Financial Services, Inc

DID STEPHEN HINANT HECKER CAUSE YOU INVESTMENT LOSSES? Stephen Hecker Of Fortune Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Stephen Hecker Customer Complaint Stephen Hecker has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor transferred funds from the guaranteed interest rate portion of a variable annuity contract to another subaccount that invested in the stock market, causing the client to suffer losses.  The customer complaints were recently filed with Fortune Financial Services for Stephen Hecker’s alleged misconduct and are still pending. Stephen Hecker Red Flags & Your Rights As An Investor Of course, Stephen Hecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Hecker at Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Hecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Stephen Hecker If you have questions about Fortune Financial Services, Inc. and/or Stephen Hecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 25, 2023

Ross Hoffman of Fortune Financial Services, Inc.

DID ROSS FLOYD HOFFMAN CAUSE YOU INVESTMENT LOSSES? Ross Hoffman Of Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Ross Hoffman Customer Complaints Ross Hoffman has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Royal Alliance Associates in favor of the investor. The other customer complaint was recently filed with Fortune Financial Services for Ross Floyd Hoffman’s alleged misconduct and still pending. Allegations Against Ross Hoffman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ross Hoffman Red Flags & Your Rights As An Investor Of course, Ross Hoffman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ross Hoffman at Fortune Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Ross Hoffman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. Due To Ross Hoffman If you have questions about Fortune Financial Services, Inc. and/or Ross Hoffman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 30, 2023

Vincent Grucci formerly with Fortune Financial Services, Inc

DID VINCENT JOHN GRUCCI CAUSE YOU INVESTMENT LOSSES? Vincent Grucci Formerly With Fortune Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Vincent Grucci Customer Complaints Vincent Grucci has been the subject of 4 customer complaints that we know about to recover investment losses. Two customer complaints resulted in arbitration awards against his former employers. One customer complaint was settled by Fortune Financial Services in favor of the investor. The other customer complaint was denied and, to date, the customer has not taken any further action. Allegations Against Vincent Grucci A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Vincent Grucci Red Flags & Your Rights As An Investor Of course, Vincent Grucci did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Grucci at Fortune Financial Services, Inc on alert to review carefully the activity and performance of their accounts and question whether Vincent Grucci has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc Due To Vincent Grucci If you have questions about Fortune Financial Services, Inc and/or Vincent Grucci and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Ezekiel formerly with Stifel, Nicolaus & Company, Incorporated

DID SUSAN HECHT EZEKIEL CAUSE YOU INVESTMENT LOSSES? Susan Ezekiel Formerly With Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Susan Ezekiel Customer Complaints Susan Ezekiel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and then an award against the advisor and her employer. The other customer complaint was settled by SunTrust Investment Services in favor of the investor. Allegations Against Susan Ezekiel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Susan Ezekiel Red Flags & Your Rights As An Investor Of course, Susan Ezekiel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Ezekiel at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Susan Ezekiel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Susan Ezekiel If you have questions about Stifel, Nicolaus & Company, Incorporated, Fortune Financial Services, Inc. and/or Susan Ezekiel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lafayette Randle of Fortune Financial Services

DID LAFAYETTE RANDLE CAUSE YOU INVESTMENT LOSSES? Lafayette Randle Of Fortune Financial Services And Formerly With NEXT Financial Group Has A Customer Complaint For Alleged Broker Misconduct Who is Lafayette Randle of Fortune Financial Services? Lafayette Randle (CRD #4535430) who is currently registered with Fortune Financial Services and located in Red Oak, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Lafayette Randle was associated with NEXT Financial Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lafayette Randle Customer Complaint Lafayette Randle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Lafayette Randle misrepresented that the contract value of her variable annuity would double in ten years. Lafayette Randle’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Lafayette Randle Red Flags & Your Rights As An Investor Of course, Lafayette Randle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lafayette Randle at Fortune Financial Services and NEXT Financial Group on alert to review carefully the activity and performance of their accounts and question whether Lafayette Randle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services and NEXT Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services Due To Lafayette Randle If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the If you have questions about Fortune Financial Services, NEXT Financial Group, and/or Lafayette Randle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan D. Freeze of Fortune Financial Services, Inc

DID JONATHAN D. FREEZE CAUSE YOU INVESTMENT LOSSES? Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc.? Jonathan Freeze (CRD # 2642023) who was formerly registered with Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and working from offices located in Canonsburg, Pennsylvania and Fredericksburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. Jonathan Freeze was once associated with and terminated by LPL Financial, LLC, another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. In 2017, Jonathan Freeze was permanently barred by FINRA from association with any broker-dealer. Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Broker Misconduct In his career, Jonathan Freeze has been the subject of 9 customer complaints that we know about, all 9 of those complaints were filed in the last two years to recover investment losses. Thus far, none of Jonathan Freeze’s customer complaints have been settled in favor of investors. One complaint was summarily denied by his former employer and not pursued by the customer. There are currently 8 pending customer complaints filed against Jonathan Freeze and former employer Fortune Financial Services, Inc. for investment losses caused by his alleged misconduct. Allegations Against Jonathan D. Freeze A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges that Mr. freeze facilitated the authorized liquidation of a client’s account to purchase promissory notes. Selling Away and investment known as Alternative Energy Holdings. Jonathan D. Freeze Red Flags & Your Rights as An Investor Of course, Jonathan Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Freeze at Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Freeze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. If you have questions about Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and/or Jonathan Freeze and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Giokas formerly with Fortune Financial Services

DID MICHAEL GIOKAS CAUSE YOU INVESTMENT LOSSES? Michael Giokas Formerly With Fortune Financial Services Has 10 Customer Complaints For Alleged Broker Misconduct Who is Michael Giokas formerly with Fortune Financial Services? Michael Giokas (CRD #1398674) who was formerly registered with Fortune Financial Services and located in Clarence, New York is a subject of one of our many securities industry sales practice abuse investigations. Michael Giokas has also had his problems with the regulators and Justice Department.  FINRA first suspended him for failing to pay an arbitration award and then permanently barred him from association with any member firm when he refused to provide information and documents requested by FINRA in connection with an investigation related to criminal charges of felony fraud brought against him by the Justice Department. Michael Giokas Customer Complaints Michael Giokas has been the subject of 10 customer complaints that we know about. Eight of Michael Giokas’ 10 customer complaints were settled in favor of investors.  Two of Michael Giokas’ customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Giokas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Giokas made unsuitable recommendation of variable universal life insurance policy and failed to disclose annual cost associated with maintaining the policy. Client alleged Michael Giokas provided unsuitable recommendations involving the purchase of variable annuities in the client’s qualified accounts. Client alleged that Michael Giokas’ recommendations to a variable annuity were not suitable and that the firm failed to disclose the surrender charges. Client alleged Michael Giokas made unsuitable recommendations involving 1035 exchanges of variable annuities and the purchase of B-share mutual funds. Michael Giokas’ alleged failure to disclose surrender charges. Michael Giokas’ alleged Misrepresentation & Omissions; Breach of Fiduciary Duty; Violation of NASD rules; Negligence; Failure to Supervise. Michael Giokas’ client alleged Unsuitability, Common Law Fraud, Breach of Contract, Negligent Supervision, Breach of Fiduciary Duty. Claimant alleged and unsuitable sale of Universal Life Policy by Michael Giokas. Michael Giokas’ alleged wrongful conduct, breach of fiduciary duty, negligence, breach of contract, violations of securities laws, FINRA Rules and Rules of Fair Practice. Michael Giokas Red Flags & Your Rights as an Investor Of course, Michael Giokas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Giokas at Fortune Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Giokas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Fortune Financial Services Due To Michael Giokas If you have questions about  Fortune Financial Services and/or Michael Giokas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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