Mar 7, 2024

Rodney Potratz of Osaic Wealth, Inc.

DID RODNEY DAVID POTRATZ CAUSE YOU INVESTMENT LOSSES? Rodney Potratz Of Osaic Wealth, Inc. And Formerly With FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Rodney Potratz Customer Complaints Rodney Potratz has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employers in favor of the investors. The third complaint was recently denied by his current employer Osaic Wealth, Inc. and thus far, the investor has not filed any arbitration claim or taken any other action. Allegations Against Rodney Potratz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Rodney Potratz Red Flags & Your Rights As An Investor Of course, Rodney Potratz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Potratz at Osaic Wealth, Inc. and FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Rodney Potratz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Osaic Wealth, Inc. and FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Osaic Wealth, Inc. Due To Rodney Potratz If you have questions about Osaic Wealth, Inc., FSC Securities Corporation and/or Rodney Potratz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2023

Leonard Fox, Jr. formerly with FSC Securities Corporation

DID LEONARD V FOX JR CAUSE YOU INVESTMENT LOSSES? Leonard Fox, Jr. Formerly With FSC Securities Corporation Has 6 Customer Complaints For Alleged Broker Misconduct Leonard Fox, Jr. Customer Complaints Leonard Fox, Jr. has been the subject of 6 customer complaints that we know about to recover investment losses. Five of the customer complaints were settled by his former employers in favor of the investors. Only one of the complaints was denied by Morgan Stanley and the customer took no further action. Allegations Against Leonard Fox, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Leonard Fox, Jr. Red Flags & Your Rights As An Investor Of course, Leonard Fox, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Fox, Jr. at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Leonard Fox, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Leonard Fox, Jr. If you have questions about FSC Securities Corporation and/or Leonard Fox, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Lee Kramer of FSC Securities Corporation

DID LEE REUEL KRAMER CAUSE YOU INVESTMENT LOSSES? Lee Kramer Of FSC Securities Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Lee Kramer Customer Complaints Lee Kramer has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by FSC Securities Corporation in favor of the investors. His former employer Veravest Investments denied the other customer complaint and no action was taken. Allegations Against Lee Kramer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lee Kramer Red Flags & Your Rights As An Investor Of course, Lee Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lee Kramer at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Lee Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Lee Kramer If you have questions about FSC Securities Corporation and/or Lee Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Czerniewski of FSC Securities Corporation

DID ALFRED PETER CZERNIEWSKI JR CAUSE YOU INVESTMENT LOSSES? Alfred Czerniewski Of FSC Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct Who is Alfred Czerniewski of FSC Securities Corporation? Alfred Czerniewski (CRD #1675035) who is currently registered with FSC Securities Corporation and located in Crivitz, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Alfred Czerniewski Customer Complaints Alfred Czerniewski has been the subject of 5 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. One of Alfred Czerniewski’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 4 pending customer complaints filed against Alfred Czerniewski’s current employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Alfred Czerniewski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged undisclosed commissions were charged and demanded a refund. Customer alleged overconcentration in alternative investments by Alfred Czerniewski. Customer alleged unsuitable investment recommendation.  In a limited partnership. Customer alleged a failure to do due diligence and failure to fully disclose all material facts relating to an investment in a limited partnership. Alfred Czerniewski Red Flags & Your Rights As An Investor Of course, Alfred Czerniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Czerniewski at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Alfred Czerniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Alfred Czerniewski If you have questions about FSC Securities Corporation and/or Alfred Czerniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Papadimatos of FSC Securities

DID MATTHEW PAPADIMATOS CAUSE YOU INVESTMENT LOSSES? Matthew Papadimatos Of FSC Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Papadimatos of FSC Securities? Matthew Papadimatos (CRD #2460838) who is currently registered with FSC Securities and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Matthew Papadimatos Customer Complaint Matthew Papadimatos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized and excessive trading. Matthew Papadimatos’ customer complaint was denied and, to date, the customer has not taken any further action. Matthew Papadimatos Red Flags & Your Rights As An Investor Of course, Matthew Papadimatos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Papadimatos at FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Papadimatos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Due To Matthew Papadimatos If you have questions about FSC Securities and/or Matthew Papadimatos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Presley of FSC Securities

DID BRIAN PRESLEY CAUSE YOU INVESTMENT LOSSES? Brian Presley Formerly With FSC Securities Corp. Has 9 Customer Complaints For Alleged Broker Misconduct Who is Brian Presley formerly with FSC Securities Corp.? Brian Presley (CRD #1077118) who was formerly registered with FSC Securities Corp. and located in Punta Gorda, Florida is a subject of one of our many securities industry sales practice abuse investigations. We are not the only ones who investigated Brian Presley. The NASD n/k/a FINRA launched two investigations and sanctioned him for broker misconduct. Brian Presley Customer Complaints Brian Presley has been the subject of 9 customer complaints that we know about. Seven of Brian Presley’s 9 customer complaints were settled in favor of investors. Two of Brian Presley’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Brian Presley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of various duties in sale of two investments allegedly made by Brian Presley. Claimant alleged unsuitable investment recommendations by Brian Presley. Claimants alleged misrepresentations, negligence and breach of fiduciary duties relative to their accounts committed by Brian Presley. Claimants alleged unsuitable investments recommendations by Brian Presley. Client alleged Brian Presley’s misrepresentation in exchange of a variable universal life policy to a universal life policy. Clients alleged that the Behringer Harvard REIT investment was an unsuitable investment recommendations made by Brian Presley. Customer alleged that Brian Presley represented that the investment was liquid and it is not. Customers alleged Brian Presley’s $50,000 purchase of a Behringer Harvard REIT was unsuitable for them. Misrepresentation, negligence, and sale of unsuitable securities allegedly by Brian Presley. Brian Presley Red Flags & Your Rights As An Investor Of course, Brian Presley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Presley at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Brian Presley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Brian Presley If you have questions about FSC Securities Corp. and/or Brian Presley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Richard Peace of FSC Securities

DID RICHARD PEACE CAUSE YOU INVESTMENT LOSSES? Richard Peace Formerly With FSC Securities Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Who is Richard Peace formerly with FSC Securities Corp.? Richard Peace (CRD #1052457) who was formerly registered with FSC Securities Corp. and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Richard Peace Customer Complaints Richard Peace has been the subject of 4 customer complaints that we know about. One of Richard Peace’s 4 customer complaints was settled in favor of investors. Three of Richard Peace’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Peace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that two variable annuities purchased were misrepresented by Richard Peace. The customer alleged Richard Peace misrepresented the living benefit portion of the annuity he purchased. The plaintiff alleged Richard Peace made unsuitable and unauthorized trades and high-risk bonds and limited partnerships. The client alleged that Richard Peace misrepresented his real-time trading capabilities and poor execution of trades. Richard Peace Red Flags & Your Rights As An Investor Of course, Richard Peace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Peace at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Richard Peace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Richard Peace If you have questions about FSC Securities Corp. and/or Richard Peace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Hartman formerly with FSC Securities Corporation

DID BARRY GEORGE HARTMAN CAUSE YOU INVESTMENT LOSSES? Barry Hartman Formerly With FSC Securities Corporation Has 23 Customer Complaints For Alleged Broker Misconduct Who is Barry Hartman formerly with FSC Securities Corporation? Barry Hartman (CRD #1361232) who was formerly registered with FSC Securities Corporation and located in Missoula, Montana is a subject of one of our many securities industry sales practice abuse investigations. Barry Hartman Customer Complaints Barry Hartman has been the subject of 23 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Seventeen of Barry Hartman’s 23 customer complaints were settled in favor of investors. Three of Barry Hartman’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 3 pending customer complaints filed against Barry Hartman’s former employer FSC Securities Corporation for investment losses caused by the alleged misconduct. Allegations Against Barry Hartman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sale of investment that was not approved by an employer. Violation of Montana securities act, consumer protection act, breach of contract, misrepresentation, breach of fiduciary duty, negligence, and gross negligence. Violation of duties owed to client with respect to a REIT investments. Violations of the Montana securities act, breach of fiduciary duty, common law fraud, in violation of FINRA rules 2010, 2020, 2111, 2310, 3010. Unsuitable and unauthorized transactions involving equipment leasing products. Negligence involving the sale of Invizeon. Breach of fiduciary duty, negligence, and fraud related to variable annuity, common and preferred stock, mutual fund, and real estate securities investments. Unsuitable investment recommendations involving equipment leasing, mutual fund, and real estate securities. Breach of fiduciary duty, negligence, and fraud related to oil and gas investments. Barry Hartman Red Flags & Your Rights As An Investor Of course, Barry Hartman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Hartman at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Barry Hartman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation Due To Barry Hartman If you have questions about FSC Securities Corporation and/or Barry Hartman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Frank Briseno of FSC Securities Corporation

DID FRANK BRISENO III CAUSE YOU INVESTMENT LOSSES? Frank Briseno III with FSC Securities Corporation Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Frank Briseno III with FSC Securities Corporation? Frank Briseno (CRD #1177246) who is currently registered with FSC Securities Corporation and located in Metairie, Los Angeles is a subject of one of our many securities industry sales practice abuse investigations. Prior to FSC Securities Corporation, Frank Briseno was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. FSC Securities Corporation Broker Misconduct In his career, Frank Briseno has been the subject of 3 customer complaints that we know about, one of those complaints were filed in the last year to recover investment losses. One of Frank Briseno’s 3 customer complaints was settled in favor of investors. One of the customer complaints was denied, and to date, the customer is not taken any further action. There are currently one pending customer complaints filed against Frank Briseno’s current employer FSC Securities Corporation for investment losses caused by his alleged misconduct. Allegations Against Frank Briseno A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged unsuitable or investment recommendations relating to a variable annuity and REITs. Customer alleges that representative misrepresented non-traded REITs, variable annuities, and common stock transactions. Customer alleges that the financial advisor made unsuitable recommendations to invest in non-traded REITs and variable annuities. Frank Briseno Red Flags & Your Rights As An Investor Of course, Frank Briseno did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Briseno at FSC Securities Corporation on alert to review carefully the activity and performance of their accounts and question whether Frank Briseno has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corporation also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At FSC Securities Corporation If you have questions about FSC Securities Corporation and/or Frank Briseno and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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