Feb 9, 2025

Rajesh Markan Formerly With Hilltop Securities Inc.  Reviews

DID RAJESH MARKAN CAUSE YOU INVESTMENT LOSSES? Rajesh Markan Formerly With Hilltop Securities Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Rajesh Markan Customer Complaints and Reviews Rajesh Markan’s BrokerCheck report lists seven customer disputes, and one employment termination. Below are the details: Allegations Against Rajesh Markan Rajesh Markan Red Flags & Your Rights As An Investor Of course, Rajesh Markan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rajesh Markan at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Rajesh Markan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Rajesh Markan If you have questions about Hilltop Securities Inc. and/or Rajesh Markan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 18, 2024

Peter Nett Of Hilltop Securities Inc. Reviews

DID PETER DIETER NETT CAUSE YOU INVESTMENT LOSSES? Peter Nett Of Hilltop Securities Inc. And Formerly With Ameriprise Financial Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Peter Nett Customer Complaints and Reviews Peter Dieter Nett has several negative disclosures reported: Allegations Against Peter Nett The allegations and accusations against Peter Dieter Nett include: Peter Nett Red Flags & Your Rights As An Investor Of course, Peter Nett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Nett at Hilltop Securities Inc. and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Nett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Peter Nett If you have questions about Hilltop Securities Inc., Ameriprise Financial Services, LLC and/or Peter Nett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 18, 2024

Nicholas McMahan Of Hilltop Securities Inc. Reviews

DID NICHOLAS C MCMAHAN CAUSE YOU INVESTMENT LOSSES? Nicholas McMahan Of Hilltop Securities Inc. And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas McMahan Customer Complaints and Reviews Nicholas C. McMahan has several negative disclosures listed in his record: Allegations Against Nicholas McMahan The specific allegations and accusations against Nicholas C. McMahan include: Nicholas McMahan Red Flags & Your Rights As An Investor Of course, Nicholas McMahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas McMahan at Hilltop Securities Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas McMahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Nicholas McMahan If you have questions about Hilltop Securities Inc., BBVA Securities Inc. and/or Nicholas McMahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 7, 2023

Michael Bahary formerly with Hilltop Securities Inc.

DID MICHAEL STEVEN BAHARY CAUSE YOU INVESTMENT LOSSES? Michael Bahary Formerly With Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Bahary Customer Complaint Michael Bahary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to follow instructions with respect to the disclosure of account transactional information, failed to follow instructions from an account trustee. Hilltop Securities denied the customer complaint and so far no action has been taken. Michael Bahary Red Flags & Your Rights As An Investor Of course, Michael Bahary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bahary at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Bahary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Michael Bahary If you have questions about Hilltop Securities Inc. and/or Michael Bahary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 13, 2023

Mark Augusta of Hilltop Securities Inc.

DID MARK FRED AUGUSTA CAUSE YOU INVESTMENT LOSSES? Mark Augusta Of Hilltop Securities Inc. Has 22 Customer Complaints For Alleged Broker Misconduct Mark Augusta Customer Complaints Mark Augusta has been the subject of 22 customer complaints that we know about to recover investment losses. Four of the customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Ten of the customer disputes were settled by Mr. Augusta’s former employers in favor of the investors. Seven of the customer complaints were denied by the brokerage firms and the customers took no further action. There is currently one old customer complaint still pending on his public record. Allegations Against Mark Augusta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Augusta Red Flags & Your Rights As An Investor Of course, Mark Augusta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Augusta at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Augusta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Mark Augusta If you have questions about Hilltop Securities Inc. and/or Mark Augusta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 23, 2023

Kyle Franklin formerly with Hilltop Securities Inc.

DID KYLE ROBERT FRANKLIN CAUSE YOU INVESTMENT LOSSES? Kyle Franklin Formerly With Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kyle Franklin Customer Complaints Kyle Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kyle Franklin’s former employers in favor of the investors. Allegations Against Kyle Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Franklin Red Flags & Your Rights As An Investor Of course, Kyle Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Franklin at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Kyle Franklin If you have questions about Hilltop Securities Inc. and/or Kyle Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Dec 5, 2022

Donald Burrows of Hilltop Securities Inc.

DID DONALD TERRY BURROWS JR CAUSE YOU INVESTMENT LOSSES? Donald Burrows Of Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Burrows of Hilltop Securities Inc.? Donald Burrows (CRD #2377015) who is currently registered with Hilltop Securities Inc. and located in League City, Texas is a subject of one of our many securities industry sales practice abuse investigations. Donald Burrows Customer Complaint Donald Burrows has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Donald Burrows’ customer complaint was denied and, to date, the customer has not taken any further action. Donald Burrows Red Flags & Your Rights As An Investor Of course, Donald Burrows did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Burrows at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Burrows has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Donald Burrows If you have questions about Hilltop Securities Inc. and/or Donald Burrows and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Nov 28, 2022

Dennis Robberecht of Hilltop Securities Inc.

DID DENNIS ROBBERECHT CAUSE YOU INVESTMENT LOSSES? Dennis Robberecht Of Hilltop Securities Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Dennis Robberecht of Hilltop Securities Inc.? Dennis Robberecht (CRD #1213446) who is currently registered with Hilltop Securities Inc. and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Dennis Robberecht Customer Complaints Dennis Robberecht has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Dennis Robberecht’s 6 customer complaints was settled in favor of investor. Five of Dennis Robberecht’s customer complaints were denied, and, to date, the customers have not taken any further action. Allegations Against Dennis Robberecht A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations in breach of brokers fiduciary duty. Misrepresentation of unit investment trust investment. Unauthorized trading. Failure to follow client’s instructions related to continuation of trading in client’s account. Unauthorized trading and unsuitable investment recommendations of closed-end funds, mutual funds, and collateralized mortgage obligations. Excessive trading in a client’s account. Dennis Robberecht Red Flags & Your Rights As An Investor Of course, Dennis Robberecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Robberecht at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Robberecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Dennis Robberecht If you have questions about Hilltop Securities Inc. and/or Dennis Robberecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Adam Melville Of Hilltop Securities Inc.

DID ADAM RAY MELVILLE CAUSE YOU INVESTMENT LOSSES? Adam Melville Of Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Adam Melville of Hilltop Securities Inc.? Adam Melville (CRD #5311511) who is currently registered with Hilltop Securities Inc. and located in Sherman Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Adam Melville Customer Complaints Adam Melville has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Adam Melville’s 3 customer complaints was settled in favor of investors. Two of Adam Melville’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Adam Melville A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged misrepresentations in connection with the commissions to be charged on liquidating transactions. Customer alleged unauthorized trading in municipal bonds. Customer alleged that a liquidation of one position and reinvestment of the proceeds in another investment were executed without the customer’s knowledge or consent. Adam Melville Red Flags & Your Rights As An Investor Of course,  Adam Melville did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Melville at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Melville has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Adam Melville If you have questions about Hilltop Securities Inc. and/or Adam Melville and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 4, 2022

Dennis Ayer of Hilltop Securities

DID DENNIS PHILLIP AYER CAUSE YOU INVESTMENT LOSSES? Dennis Phillip Ayer Formerly with Hilltop Securities Inc., And Oppenheimer & Co., Inc. Has 7 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Dennis P. Ayer formerly with Hilltop Securities Inc., Oppenheimer & Co., Inc.? Dennis Ayer (CRD #5365176) who was formerly registered with Hilltop Securities Inc. and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hilltop Securities Inc., Dennis Ayer was associated with Oppenheimer & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated and four other firms with a history of customer complaints and securities industry regulatory problems. Hilltop Securities Inc. Broker Misconduct In his career, Dennis Ayer has been the subject of 7 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of Dennis Ayer’s 7 customer complaints was settled in favor of investors. There are currently 6 pending customer complaints filed against Dennis Ayer’s former employers Hilltop Securities Inc., Oppenheimer & Co. and Merrill Lynch, Pierce Fenner & Smith for investment losses caused by his alleged misconduct. Allegations Against Dennis Ayer A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges excessive risk relative to clients stated objectives. Suitability related to over-concentration in Foresight Energy, LLC. Claimant alleges claims for breach of fiduciary duty, negligence, and negligent misrepresentation concerning investments in Foresight Energy, LLC. Unsuitable recommendations and misrepresentations. Claimants assert claims for failure to supervise, breach of fiduciary duty, respondeat superior, or, unsuitability, breach of contract, violations of the California securities laws, violation of FINRA rules, fraud, and other common law claims relating to purchases of certain stocks and bonds of energy companies. Claimant alleged investment advice suitability issues related to excessive risk in strategy deviation. Dennis Ayer Red Flags & Your Rights As An Investor Of course, Dennis Ayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Ayer at Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Dennis Ayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. If you have questions about Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Dennis Ayerand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading