Feb 9, 2025

Rajesh Markan Formerly With Hilltop Securities Inc.  Reviews

DID RAJESH MARKAN CAUSE YOU INVESTMENT LOSSES? Rajesh Markan Formerly With Hilltop Securities Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Rajesh Markan Customer Complaints and Reviews Rajesh Markan’s BrokerCheck report lists seven customer disputes, and one employment termination. Below are the details: Allegations Against Rajesh Markan Rajesh Markan Red Flags & Your Rights As An Investor Of course, Rajesh Markan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rajesh Markan at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Rajesh Markan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Rajesh Markan If you have questions about Hilltop Securities Inc. and/or Rajesh Markan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 18, 2024

Nicholas McMahan Of Hilltop Securities Inc. Reviews

DID NICHOLAS C MCMAHAN CAUSE YOU INVESTMENT LOSSES? Nicholas McMahan Of Hilltop Securities Inc. And Formerly With BBVA Securities Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Nicholas McMahan Customer Complaints and Reviews Nicholas C. McMahan has several negative disclosures listed in his record: Allegations Against Nicholas McMahan The specific allegations and accusations against Nicholas C. McMahan include: Nicholas McMahan Red Flags & Your Rights As An Investor Of course, Nicholas McMahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas McMahan at Hilltop Securities Inc. and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Nicholas McMahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Nicholas McMahan If you have questions about Hilltop Securities Inc., BBVA Securities Inc. and/or Nicholas McMahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 7, 2023

Michael Bahary formerly with Hilltop Securities Inc.

DID MICHAEL STEVEN BAHARY CAUSE YOU INVESTMENT LOSSES? Michael Bahary Formerly With Hilltop Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Bahary Customer Complaint Michael Bahary has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to follow instructions with respect to the disclosure of account transactional information, failed to follow instructions from an account trustee. Hilltop Securities denied the customer complaint and so far no action has been taken. Michael Bahary Red Flags & Your Rights As An Investor Of course, Michael Bahary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bahary at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Bahary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Michael Bahary If you have questions about Hilltop Securities Inc. and/or Michael Bahary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 13, 2023

Mark Augusta of Hilltop Securities Inc.

DID MARK FRED AUGUSTA CAUSE YOU INVESTMENT LOSSES? Mark Augusta Of Hilltop Securities Inc. Has 22 Customer Complaints For Alleged Broker Misconduct Mark Augusta Customer Complaints Mark Augusta has been the subject of 22 customer complaints that we know about to recover investment losses. Four of the customer complaints proceeded to arbitration and resulted in awards in favor of the investors. Ten of the customer disputes were settled by Mr. Augusta’s former employers in favor of the investors. Seven of the customer complaints were denied by the brokerage firms and the customers took no further action. There is currently one old customer complaint still pending on his public record. Allegations Against Mark Augusta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Augusta Red Flags & Your Rights As An Investor Of course, Mark Augusta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Augusta at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Augusta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Mark Augusta If you have questions about Hilltop Securities Inc. and/or Mark Augusta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2023

Kyle Franklin formerly with Hilltop Securities Inc.

DID KYLE ROBERT FRANKLIN CAUSE YOU INVESTMENT LOSSES? Kyle Franklin Formerly With Hilltop Securities Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kyle Franklin Customer Complaints Kyle Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Kyle Franklin’s former employers in favor of the investors. Allegations Against Kyle Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Franklin Red Flags & Your Rights As An Investor Of course, Kyle Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Franklin at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Kyle Franklin If you have questions about Hilltop Securities Inc. and/or Kyle Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 28, 2022

Dennis Robberecht of Hilltop Securities Inc.

DID DENNIS ROBBERECHT CAUSE YOU INVESTMENT LOSSES? Dennis Robberecht Of Hilltop Securities Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Dennis Robberecht of Hilltop Securities Inc.? Dennis Robberecht (CRD #1213446) who is currently registered with Hilltop Securities Inc. and located in Roseville, California is a subject of one of our many securities industry sales practice abuse investigations. Dennis Robberecht Customer Complaints Dennis Robberecht has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Dennis Robberecht’s 6 customer complaints was settled in favor of investor. Five of Dennis Robberecht’s customer complaints were denied, and, to date, the customers have not taken any further action. Allegations Against Dennis Robberecht A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations in breach of brokers fiduciary duty. Misrepresentation of unit investment trust investment. Unauthorized trading. Failure to follow client’s instructions related to continuation of trading in client’s account. Unauthorized trading and unsuitable investment recommendations of closed-end funds, mutual funds, and collateralized mortgage obligations. Excessive trading in a client’s account. Dennis Robberecht Red Flags & Your Rights As An Investor Of course, Dennis Robberecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Robberecht at Hilltop Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Dennis Robberecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. Due To Dennis Robberecht If you have questions about Hilltop Securities Inc. and/or Dennis Robberecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Vanover of Hilltop Securities Inc.

DID JEFFREY NEAL VANOVER CAUSE YOU INVESTMENT LOSSES? Jeffrey Neal Vanover of Hilltop Securities Inc. And Formerly With Ameriprise Financial Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffrey N. Vanover of Hilltop Securities Inc.? Jeffrey Vanover (CRD #4813059) who is currently registered with Hilltop Securities Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hilltop Securities Inc., Jeffrey Vanover was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Vanover Customer Complaint Jeffrey Vanover has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that claimants alleged that their advisor recommended they invest in U.S. Silicia Holdings Inc. (SLCA). They claimed that they were also forced to sell another investment, Barclays Bank plc iPath S&P VIX Short Term Futures Index (VXX) to cover a margin call, which realized losses of more than $172,500. Jeffrey Vanover Red Flags & Your Rights As An Investor Of course, Jeffrey Vanover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Vanover at Hilltop Securities Inc. and Ameriprise Financial Services, on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Vanover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc. and Ameriprise Financial Services also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. If you have questions about Hilltop Securities Inc., Ameriprise Financial Services, and/or Jeffrey Vanover and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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