Mar 8, 2022

James Flanagan of Independent Financial Group

DID JAMES LUKE FLANAGAN CAUSE YOU INVESTMENT LOSSES? James Flanagan Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Flanagan of Independent Financial Group? James Flanagan (CRD #1812317) who is currently registered with Independent Financial Group and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Flanagan Customer Complaints James Flanagan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Flanagan’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by James Flanagan’s alleged misconduct. Allegations Against James Flanagan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged that James Flanagan’s actions have resulted in losses in equity listed common and preferred stocks and mutual funds. The client was misled allegedly by James Flanagan regarding the duration of the premium payments. James Flanagan Red Flags & Your Rights As An Investor Of course, James Flanagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flanagan at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether James Flanagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To James Flanagan If you have questions about Independent Financial Group and/or James Flanagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Angelo Talebi of Independent Financial Group, LLC

DID ANGELO TALEBI CAUSE YOU INVESTMENT LOSSES? Angelo Talebi formerly with Independent Financial Group, LLC Has 36 Customer Complaints for Alleged Broker Misconduct Who is Angelo Talebi formerly with Independent Financial Group, LLC? Angelo Talebi (CRD #2243829) who was formerly registered with Independent Financial Group, LLC and located in Sherman Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Angelo Talebi was associated with Royal Alliance Associates, Inc. and three other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In December 2015, Angelo Talebi consented, without admitting or denying the allegations, to a 60-day suspension and $10,000 fine imposed by FINRA for allegedly exercising discretion without advising employer and trading a customer’s account online and another brokerage firm. Independent Financial Group, LLC Broker Misconduct In his career, Angelo Talebi has been the subject of 36 customer complaints that we know about to recover investment losses. Twenty-two of Angelo Talebi’s 36 customer complaints were settled in favor of investors. Thirteen complaints were denied by Angelo Talebi’s former employer’s in the customers took no action to date. There are currently 2 pending customer complaints filed against Angelo Talebi’s former employer Independent Financial Group, LLC for investment losses caused by his alleged misconduct. Allegations Against Angelo Talebi A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges her assets were invested in complex, risky, and costly investments that were not in line with her stated objectives, including, Real Estate Investment Trusts (“REITs”) and Business Development Companies (“BDCs”). The claimant alleges an appropriate variable annuity, BDC and REIT investments or recommended and misrepresented. The client alleges misrepresentation in connection with the purchase of an annuity and other alternative investments and that the investments were not suitable. Customers allege misrepresentation in connection with unsuitable recommendations to invest in variable annuities and REITs. Suitability, misrepresentation, negligence, violation of FINRA Rules, and breach of contract. Customer’s alleged misrepresentation and unsuitability in connection with the purchase of a limited partnership fund. The claimant alleges misrepresentation and unsuitability in connection with an investment in LEAF IV, a REIT, and a variable annuity. Misrepresentation, unsuitability in connection with an investment in a limited partnership, REIT, and variable annuity.  Additionally, the claimant alleged excessive trading and unsuitable use of margin. The claimant alleges unsuitability, and failure to disclose risks associated with limited partnership investments. Claimants allege mismanagement of securities accounts, including excessive trading, use of margin, over-concentration, and unsuitable investment recommendations. Angelo Talebi Red Flags & Your Rights as An Investor Of course, Angelo Talebi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angelo Talebi at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Angelo Talebi has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Independent Financial Group, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Independent Financial Group, LLC If you have questions about Independent Financial Group, LLC and/or Angelo Talebiand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Hartvigson of Independent Financial Group, LLC

DID BRETT ARTHUR HARTVIGSON CAUSE YOU INVESTMENT LOSSES? Brett Hartvigson Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brett Hartvigson of Independent Financial Group, LLC? Brett Hartvigson (CRD #2263087) who is currently registered with Independent Financial Group, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Brett Hartvigson Customer Complaints Brett Hartvigson has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. All 4 of Brett Hartvigson’s customer complaints were settled in favor of investors. Allegations Against Brett Hartvigson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Overconcentration in alternative REIT and business development Company investments. Unsuitable recommendation to purchase fixed annuities, and life insurance. Failure to inform customer of risk involved in purchasing variable universal life insurance policy. Unsuitable recommendation of variable reversal life insurance policy. Brett Hartvigson Red Flags & Your Rights As An Investor Of course, Brett Hartvigson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Hartvigson at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brett Hartvigson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brett Hartvigson If you have questions about Independent Financial Group, LLC and/or Brett Hartvigson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Turley of Independent Financial Group, LLC

DID ROBERT WESLEY TURLEY CAUSE YOU INVESTMENT LOSSES? Robert Wesley Turley with Independent Financial Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Wesley Turley with Independent Financial Group, LLC? Robert Turley (CRD #1519293) who is currently registered with Independent Financial Group, LLC and located in New Port Richey, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Robert Turley was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Independent Financial Group, LLC Broker Misconduct In his career, Robert Turley has been the subject of 2 customer complaints that we know about, 1 of those complaints were filed in the last year to recover investment losses. One of his complaints was denied by his current employer and, to date, the customer is not taking any further action. There is currently 1 pending customer complaint filed against Robert Turley’s current employer Independent Financial Group, LLC for investment losses caused by his alleged misconduct. Allegations Against Robert Turley   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges that the registered representative misrepresented the premiums charged for a rider purchased on insurance coverage. Claimant’s alleged that financial advisor recommended high risk and unsuitable REIT investments. Robert Turley Red Flags & Your Rights As An Investor Of course, Robert Turley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Turley at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Turley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC If you have questions about Independent Financial Group, LLC and/or Robert Turley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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