Aug 3, 2023

William Isaacson of Peak Brokerage Services, LLC

DID WILLIAM DAVID ISAACSON CAUSE YOU INVESTMENT LOSSES? William Isaacson Of Peak Brokerage Services, LLC And Formerly With Independent Financial Group, LLC Has A Customer Complaint For Alleged Broker Misconduct William Isaacson Customer Complaint William Isaacsonhas been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of direct investments in limited partnership interests. The Independent Financial Group settled the customer dispute in favor of the investor. William Isaacson Red Flags & Your Rights As An Investor Of course, William Isaacson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Isaacson at Peak Brokerage Services, LLC and Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether William Isaacson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC and Independent Financial Group, LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To William Isaacson If you have questions about  Peak Brokerage Services, LLC, Independent Financial Group, LLC and/or William Isaacson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 16, 2023

Tatyana Bunich of Independent Financial Group, LLC

DID TATYANA MOYSEEVNA BUNICH CAUSE YOU INVESTMENT LOSSES? Tatyana Bunich Of Independent Financial Group, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Tatyana Bunich Customer Complaints Tatyana Bunich has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Tatyana Bunich’s former employer Cabot Lodge Securities in favor of the investors. Allegations Against Tatyana Bunich A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tatyana Bunich Red Flags & Your Rights As An Investor Of course, Tatyana Bunich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tatyana Bunich at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Tatyana Bunich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Tatyana Bunich If you have questions about Independent Financial Group, LLC and/or Tatyana Bunich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2023

Roberto Maldonado of Independent Financial Group, LLC?

DID ROBERTO LUIS MALDONADO CAUSE YOU INVESTMENT LOSSES? Roberto Maldonado Of Independent Financial Group, LLC And Formerly With Santander Securities LLC Has 36 Customer Complaints For Alleged Broker Misconduct Roberto Maldonado Customer Complaints Roberto Maldonado has been the subject of 36 customer complaints that we know about to recover investment losses. Thirty-four of the customer complaints were settled by Santander Securities in favor of the Investors. Brokerage firm only denied 2 of the customer complaints and no further action was taken. Allegations Against Roberto Maldonado The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses were generally related to the offer and sale of Puerto Rico municipal bonds and Puerto Rico denominated closed-end bond funds. The allegations generally included misrepresentations, misleading statements, unsuitable investment recommendations, overconcentration of client’s accounts in Puerto Rico securities, violations of federal and Commonwealth securities statutes. Roberto Maldonado Red Flags & Your Rights As An Investor Of course, Roberto Maldonado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Maldonado at Independent Financial Group, LLC and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Roberto Maldonado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Santander Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Roberto Maldonado If you have questions about Independent Financial Group, LLC, Santander Securities LLC and/or Roberto Maldonado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Who is Mark Militello of Independent Financial Group, LLC

DID MARK ANGELO MILITELLO CAUSE YOU INVESTMENT LOSSES? Mark Militello Of Independent Financial Group, LLC And Formerly With Cetera Advisor Networks LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Militello Customer Complaint Mark Militello has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the registered representative did not follow customer’s instructions to move their investments to cash. Cetera Advisor Networks denied the customer complaint, and to date, the customer has not taken any further action. Mark Militello Red Flags & Your Rights As An Investor Of course, Mark Militello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Militello at Independent Financial Group, LLC  and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Militello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Mark Militello If you have questions about Independent Financial Group, LLC, Cetera Advisor Networks LLC and/or Mark Militello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2023

Kirk Badii of Independent Financial Group, LLC

DID KIRK BADII CAUSE YOU INVESTMENT LOSSES? Kirk Badii Of Independent Financial Group, LLC And Formerly With Cantella & Co., Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Kirk Badii Customer Complaints Kirk Badii has been the subject of 6 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by UBS Financial Services in favor of the investors. The other four customer complaints were denied by Kirk Badii’s former employer and the customers took no further action. Allegations Against Kirk Badii A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kirk Badii Red Flags & Your Rights As An Investor Of course, Kirk Badii did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Badii at Independent Financial Group, LLC and Cantella & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Kirk Badii has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Cantella & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Kirk Badii If you have questions about Independent Financial Group, LLC, Cantella & Co., Inc. and/or Kirk Badii and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2023

Kyle Kirwan of Independent Financial Group, LLC

DID KYLE JENSEN KIRWAN CAUSE YOU INVESTMENT LOSSES? Kyle Kirwan Of Independent Financial Group, LLC And Formerly With Kalos Capital, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Kyle Kirwan Customer Complaints Kyle Kirwan has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were settled by Kalos Capital in favor of the investors. There is currently one arbitration still pending against his former employer. Allegations Against Kyle Kirwan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kyle Kirwan Red Flags & Your Rights As An Investor Of course, Kyle Kirwan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyle Kirwan at Independent Financial Group, LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kyle Kirwan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Kyle Kirwan If you have questions about Independent Financial Group, LLC, Kalos Capital, Inc. and/or Kyle Kirwan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 26, 2022

Dan Sanders of Independent Financial Group, LLC

DID DAN EUGENE SANDERS CAUSE YOU INVESTMENT LOSSES? Dan Sanders Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Dan Sanders of Independent Financial Group, LLC? Dan Sanders (CRD #1785159) who is currently registered with for a free initial consultation via and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Dan Sanders Customer Complaints Dan Sanders has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. All 4 of Dan Sanders’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Dan Sanders A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mismanagement of account. Unsuitable investment recommendation of variable annuity and failure to disclose all of the features of the product at the time of sale. Unsuitable investment recommendations in connection with equity listed common and preferred stocks. Provisions of a variable annuity were not fully disclosed to customer. Dan Sanders Red Flags & Your Rights As An Investor Of course, Dan Sanders did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Sanders at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Dan Sanders has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Dan Sanders If you have questions about Independent Financial Group, LLC and/or Dan Sanders and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wenjinn Chang of Independent Financial Group

DID WENJINN JAMES CHANG CAUSE YOU INVESTMENT LOSSES? Wenjinn Chang Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is Wenjinn Chang of Independent Financial Group? Wenjinn Chang (CRD #4536266) who is currently registered with Independent Financial Group and located in Rockville, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Wenjinn Chang Customer Complaints Wenjinn Chang has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Wenjinn Chang’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by Wenjinn Chang’s alleged misconduct. Allegations Against Wenjinn Chang A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Wenjinn Chang’s alleged over-concentration of non-traded REITs that were not suitable and that resulted in losses. Alleged Wenjinn Chang’s investments were not suitable and that there was an over concentration in risky products. Wenjinn Chang Red Flags & Your Rights As An Investor Of course, Wenjinn Chang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wenjinn Chang at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether Wenjinn Chang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Wenjinn Chang If you have questions about Independent Financial Group and/or Wenjinn Chang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Dixon of Independent Financial Group

DID JOHN DIXON CAUSE YOU INVESTMENT LOSSES? John Dixon Of Independent Financial Group, LLC And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is John Dixon of Independent Financial Group, LLC? John Dixon (CRD #4239339) who is currently registered with Independent Financial Group, LLC and located in Pocatello, Idaho is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Independent Financial Group, John Dixon was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Dixon Customer Complaint John Dixon has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that a variety of investments were unsuitable and that LPL failed to meet due diligence requirements. Claimant also alleges fraud, misrepresentation, breach of fiduciary duty, negligent failure to supervise and negligence on behalf of respondent. John Dixon’s customer complaint was settled in favor of the investors. John Dixon Red Flags & Your Rights As An Investor Of course, John Dixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Dixon at Independent Financial Group, LLC and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether John Dixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To John Dixon If you have questions about Independent Financial Group, LLC, LPL Financial, and/or John Dixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Flanagan of Independent Financial Group

DID JAMES LUKE FLANAGAN CAUSE YOU INVESTMENT LOSSES? James Flanagan Of Independent Financial Group Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Flanagan of Independent Financial Group? James Flanagan (CRD #1812317) who is currently registered with Independent Financial Group and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Flanagan Customer Complaints James Flanagan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of James Flanagan’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Independent Financial Group for investment losses caused by James Flanagan’s alleged misconduct. Allegations Against James Flanagan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alleged that James Flanagan’s actions have resulted in losses in equity listed common and preferred stocks and mutual funds. The client was misled allegedly by James Flanagan regarding the duration of the premium payments. James Flanagan Red Flags & Your Rights As An Investor Of course, James Flanagan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Flanagan at Independent Financial Group on alert to review carefully the activity and performance of their accounts and question whether James Flanagan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To James Flanagan If you have questions about Independent Financial Group and/or James Flanagan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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