Mar 7, 2022

Dale Immekus of Independent Financial Group and formerly with CFD Investments

DID DALE JEROME IMMEKUS CAUSE YOU INVESTMENT LOSSES? Dale Immekus Of Independent Financial Group And Formerly With CFD Investments And Creative Financial Designs Has 2 Customer Complaints For Alleged Broker Misconduct Who is Dale Immekus of Independent Financial Group? Dale Immekus (CRD #5309353) who is currently registered with Independent Financial Group and located in Lodi, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, Dale Immekus was associated with CFD Investments, Creative Financial Designs and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dale Immekus Customer Complaints Dale Immekus has been the subject of 2 customer complaints that we know about. One of Dale Immekus’ 2 customer complaints was settled in favor of investors. One of Dale Immekus’ customers complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dale Immekus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim that Dale Immekus’ alleged recommendation of an Individual Universal Life policy was unsuitable based on the client’s circumstances. Claimant alleged that his investments in mutual funds and a managed account made by Dale Immekus were unsuitable. Dale Immekus Red Flags & Your Rights As An Investor Of course, Dale Immekus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dale Immekus at Independent Financial Group, CFD Investments, and Creative Financial Designs on alert to review carefully the activity and performance of their accounts and question whether Dale Immekus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, CFD Investments, and Creative Financial Designs also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group Due To Dale Immekus If you have questions about Independent Financial Group, CFD Investments, Creative Financial Designs, and/or Dale Immekus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jon Pariser of Independent Financial Group, LLC

DID JON RICHARD PARISER CAUSE YOU INVESTMENT LOSSES? Jon Richard Pariser formerly with Independent Financial Group, LLC Has 10 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years Who is Jon R. Pariser formerly with Independent Financial Group, LLC? Jon Pariser (CRD #2755015) who was formerly registered with Independent Financial Group, LLC and located in Pacific Grove, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Jon Pariser was associated with SWS Financial Services, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In October 2018, Jon Pariser consented, without admitting or denying the allegations, to the sanction of a permanent bar from working in the securities industry and to findings by FINRA that he failed to provide FINRA with requested documents and information related to allegations that he referred some of his customers to an individual who is not registered, and who may have recommended were sold potentially unsuitable securities to them. Independent Financial Group, LLC Broker Misconduct In his career, Jon Pariser has been the subject of 10 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. Six of Jon Pariser’s 10 customer complaints were settled in favor of investors. There are currently 3 pending customer complaints filed against Jon Pariser’s former employer Independent Financial Group, LLC for investment losses caused by his alleged misconduct. Allegations Against Jon Pariser A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimants alleged that Independent Financial Group (“IFG”) was responsible for investments made through an individual Jon Pariser sold his business without IFG’s knowledge. Claimants allege that IFG failed to supervise, its representative, Jon Pariser, allowing him to recommend that they utilize the services of 2 individuals who were not affiliated with IFG and who convince them to take their money from the investments held through IFG and make investments in promissory notes. The claimant made investments in unregistered, non-exempt “notes” through individuals who are not affiliated with IFG. Claimant alleges that representative introduced to an individual who is not licensed and who convinced her to surrender a portion of her variable annuity and invest in promissory notes. The customer alleges unauthorized purchase of equity. The claimant alleged representative convinced her to invest with individuals who were involved in 8 fraudulent, unregistered investments involving promissory notes. The claimant alleges representative was involved with individuals who are running a scam and that he convinced her to invest in fraudulent investments, resulting in a loss. Claimants allege representative convinced them to invest with individuals who are operating a fraudulent investment program, resulting in a loss of their investment.  Jon Pariser Red Flags & Your Rights as An Investor Of course, Jon Pariser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Pariser at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Jon Pariserhas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Independent Financial Group, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Independent Financial Group, LLC If you have questions about Independent Financial Group, LLC and/or Jon Pariser and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Angelo Talebi of Independent Financial Group, LLC

DID ANGELO TALEBI CAUSE YOU INVESTMENT LOSSES? Angelo Talebi formerly with Independent Financial Group, LLC Has 36 Customer Complaints for Alleged Broker Misconduct Who is Angelo Talebi formerly with Independent Financial Group, LLC? Angelo Talebi (CRD #2243829) who was formerly registered with Independent Financial Group, LLC and located in Sherman Oaks, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Angelo Talebi was associated with Royal Alliance Associates, Inc. and three other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. In December 2015, Angelo Talebi consented, without admitting or denying the allegations, to a 60-day suspension and $10,000 fine imposed by FINRA for allegedly exercising discretion without advising employer and trading a customer’s account online and another brokerage firm. Independent Financial Group, LLC Broker Misconduct In his career, Angelo Talebi has been the subject of 36 customer complaints that we know about to recover investment losses. Twenty-two of Angelo Talebi’s 36 customer complaints were settled in favor of investors. Thirteen complaints were denied by Angelo Talebi’s former employer’s in the customers took no action to date. There are currently 2 pending customer complaints filed against Angelo Talebi’s former employer Independent Financial Group, LLC for investment losses caused by his alleged misconduct. Allegations Against Angelo Talebi A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The claimant alleges her assets were invested in complex, risky, and costly investments that were not in line with her stated objectives, including, Real Estate Investment Trusts (“REITs”) and Business Development Companies (“BDCs”). The claimant alleges an appropriate variable annuity, BDC and REIT investments or recommended and misrepresented. The client alleges misrepresentation in connection with the purchase of an annuity and other alternative investments and that the investments were not suitable. Customers allege misrepresentation in connection with unsuitable recommendations to invest in variable annuities and REITs. Suitability, misrepresentation, negligence, violation of FINRA Rules, and breach of contract. Customer’s alleged misrepresentation and unsuitability in connection with the purchase of a limited partnership fund. The claimant alleges misrepresentation and unsuitability in connection with an investment in LEAF IV, a REIT, and a variable annuity. Misrepresentation, unsuitability in connection with an investment in a limited partnership, REIT, and variable annuity.  Additionally, the claimant alleged excessive trading and unsuitable use of margin. The claimant alleges unsuitability, and failure to disclose risks associated with limited partnership investments. Claimants allege mismanagement of securities accounts, including excessive trading, use of margin, over-concentration, and unsuitable investment recommendations. Angelo Talebi Red Flags & Your Rights as An Investor Of course, Angelo Talebi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angelo Talebi at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Angelo Talebi has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Independent Financial Group, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Independent Financial Group, LLC If you have questions about Independent Financial Group, LLC and/or Angelo Talebiand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brett Hartvigson of Independent Financial Group, LLC

DID BRETT ARTHUR HARTVIGSON CAUSE YOU INVESTMENT LOSSES? Brett Hartvigson Of Independent Financial Group, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brett Hartvigson of Independent Financial Group, LLC? Brett Hartvigson (CRD #2263087) who is currently registered with Independent Financial Group, LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Brett Hartvigson Customer Complaints Brett Hartvigson has been the subject of 4 customer complaints that we know about, 1of those complaints was filed in the last year to recover investment losses. All 4 of Brett Hartvigson’s customer complaints were settled in favor of investors. Allegations Against Brett Hartvigson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Overconcentration in alternative REIT and business development Company investments. Unsuitable recommendation to purchase fixed annuities, and life insurance. Failure to inform customer of risk involved in purchasing variable universal life insurance policy. Unsuitable recommendation of variable reversal life insurance policy. Brett Hartvigson Red Flags & Your Rights As An Investor Of course, Brett Hartvigson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brett Hartvigson at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Brett Hartvigson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC Due To Brett Hartvigson If you have questions about Independent Financial Group, LLC and/or Brett Hartvigson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Turley of Independent Financial Group, LLC

DID ROBERT WESLEY TURLEY CAUSE YOU INVESTMENT LOSSES? Robert Wesley Turley with Independent Financial Group, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Wesley Turley with Independent Financial Group, LLC? Robert Turley (CRD #1519293) who is currently registered with Independent Financial Group, LLC and located in New Port Richey, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Independent Financial Group, LLC, Robert Turley was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Independent Financial Group, LLC Broker Misconduct In his career, Robert Turley has been the subject of 2 customer complaints that we know about, 1 of those complaints were filed in the last year to recover investment losses. One of his complaints was denied by his current employer and, to date, the customer is not taking any further action. There is currently 1 pending customer complaint filed against Robert Turley’s current employer Independent Financial Group, LLC for investment losses caused by his alleged misconduct. Allegations Against Robert Turley   A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges that the registered representative misrepresented the premiums charged for a rider purchased on insurance coverage. Claimant’s alleged that financial advisor recommended high risk and unsuitable REIT investments. Robert Turley Red Flags & Your Rights As An Investor Of course, Robert Turley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Turley at Independent Financial Group, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Turley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Independent Financial Group, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Independent Financial Group, LLC If you have questions about Independent Financial Group, LLC and/or Robert Turley and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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