Jul 28, 2023

Tracey Schusterman of Janney Montgomery Scott LLC

DID TRACEY SCHUSTERMAN CAUSE YOU INVESTMENT LOSSES? Tracey Schusterman Of Janney Montgomery Scott LLC And Formerly With RBC Capital Markets, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Tracey Schusterman Customer Complaints Tracey Schusterman has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award against her and her former employers. Another customer complaint was settled by UBS Financial Services in favor of the investor. Janney Montgomery Scott denied the other customer complaint and, to date, no further action has been taken by the customer. Allegations Against Tracey Schusterman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tracey Schusterman Red Flags & Your Rights As An Investor Of course, Tracey Schusterman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tracey Schusterman at Janney Montgomery Scott LLC and RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Tracey Schusterman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and RBC Capital Markets, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Tracey Schusterman If you have questions about Janney Montgomery Scott LLC, RBC Capital Markets, LLC and/or Tracey Schusterman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 30, 2023

Scott Kaminsky of Janney Montgomery Scott LLC

DID SCOTT JAY KAMINSKY CAUSE YOU INVESTMENT LOSSES? Scott Kaminsky Of Janney Montgomery Scott LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Scott Kaminsky Customer Complaints Scott Kaminsky has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied and to date, the customers have not taken any further action. Allegations Against Scott Kaminsky A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Scott Kaminsky Red Flags & Your Rights As An Investor Of course, Scott Kaminsky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Kaminsky at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Kaminsky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Scott Kaminsky If you have questions about Janney Montgomery Scott LLC, Wells Fargo Clearing Services, LLC and/or Scott Kaminsky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Higgins of Janney Montgomery Scott LLC

DID PETER THOMPSON HIGGINS CAUSE YOU INVESTMENT LOSSES? Peter Higgins Of Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Peter Higgins Customer Complaints Peter Higgins has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints evolved into arbitration proceedings and resulted in the awards against the brokerage firms and in favor of the customers. The other 2 customer complaints were settled by Janney Montgomery Scott in favor of the investors. Allegations Against Peter Higgins A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Higgins Red Flags & Your Rights As An Investor Of course, Peter Higgins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Higgins at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Higginshas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Peter Higgins If you have questions about Janney Montgomery Scott LLC and/or Peter Higgins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2023

Martin Lutschaunig of Janney Montgomery Scott LLC

DID MARTIN GERARD LUTSCHAUNIG CAUSE YOU INVESTMENT LOSSES? Martin Lutschaunig Of Janney Montgomery Scott LLC Has A Customer Complaint For Alleged Broker Misconduct Martin Lutschaunig Customer Complaint Martin Lutschaunig has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor misrepresented the terms of her advisory program and failed to implement investment strategies that would’ve protected her investments from losses. Janney Montgomery Scott denied the customer complaint, and to date, the customer has not taken any further action. Martin Lutschaunig Red Flags & Your Rights As An Investor Of course, Martin Lutschaunig did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Martin Lutschaunig at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Martin Lutschaunig has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Martin Lutschaunig If you have questions about Janney Montgomery Scott LLC and/or Martin Lutschaunig and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Laurence Braunstein formerly with Janney Montgomery Scott LLC

DID LAURENCE MICHAEL BRAUNSTEIN CAUSE YOU INVESTMENT LOSSES? Laurence Braunstein Formerly With Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct Laurence Braunstein Customer Complaints Laurence Braunstein has been the subject of 7 customer complaints that we know about to recover investment losses. Six of the customer complaints was settled by Laurence Braunstein’s former employer’s in favor of the investors. Only one customer complaint was denied in that invested took no further action. Allegations Against Laurence Braunstein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Laurence Braunstein Red Flags & Your Rights As An Investor Of course, Laurence Braunstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Braunstein at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Laurence Braunstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Laurence Braunstein If you have questions about Janney Montgomery Scott LLC and/or Laurence Braunstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2023

Kirk Pickell of Janney Montgomery Scott LLC

DID KIRK EDWARD PICKELL CAUSE YOU INVESTMENT LOSSES? Kirk Pickell Of Janney Montgomery Scott LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kirk Pickell Customer Complaints Kirk Pickell has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Janney Montgomery Scott in favor of the investor. Kirk Pickell’s former employer denied the other customer complaint and a customer took no further action. Allegations Against Kirk Pickell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kirk Pickell Red Flags & Your Rights As An Investor Of course, Kirk Pickell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Pickell at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Kirk Pickell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Kirk Pickell If you have questions about Janney Montgomery Scott LLC and/or Kirk Pickell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2023

Joseph Waterloo of Janney Montgomery Scott LLC

DID JOSEPH WILLIAM WATERLOO CAUSE YOU INVESTMENT LOSSES? Joseph Waterloo Of Janney Montgomery Scott LLC And Formerly With Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct Joseph Waterloo Customer Complaint Joseph Waterloo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor failed to implement the specific investment strategy that the client requested as indicated in the agreement. The customer complaint was settled in favor of the investor. Joseph Waterloo Red Flags & Your Rights As An Investor Of course, Joseph Waterloo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Waterloo at Janney Montgomery Scott LLC and Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Joseph Waterloo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Vanguard Marketing Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Joseph Waterloo If you have questions about Janney Montgomery Scott LLC, Vanguard Marketing Corporation and/or Joseph Waterloo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 24, 2023

John Cahill formerly with Janney Montgomery Scott LLC

DID JOHN JOSEPH CAHILL CAUSE YOU INVESTMENT LOSSES? John Cahill Formerly With Janney Montgomery Scott LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Cahill Customer Complaints John Cahill has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are settled in favor of the investors. Allegations Against John Cahill A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Cahill Red Flags & Your Rights As An Investor Of course, John Cahill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Cahill at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether John Cahill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To John Cahill If you have questions about Janney Montgomery Scott LLC and/or John Cahill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 16, 2023

Harold Gross, Jr. of Janney Montgomery Scott LLC

DID HAROLD BERTRAM GROSS, JR. CAUSE YOU INVESTMENT LOSSES? Harold Gross, Jr. Of Janney Montgomery Scott LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is Harold Gross, Jr. of Janney Montgomery Scott LLC? Harold Gross, Jr. (CRD #817550) who is currently registered with Janney Montgomery Scott LLC and located in Purchase, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Janney Montgomery Scott LLC, Harold Gross, Jr. was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harold Gross, Jr. Customer Complaints Harold Gross, Jr. has been the subject of 5 customer complaints that we know about to recover investment losses. Two customer complaints resulted in arbitration awards in favor of the investors. Two more customer complaints were settled by Janney Montgomery Scott in favor of the investors. The last customer complaint was denied, and today, the customer has not taken any further action. Allegations Against Harold Gross, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Harold Gross, Jr. Red Flags & Your Rights As An Investor Of course, Harold Gross, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harold Gross, Jr. at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Harold Gross, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Harold Gross, Jr. If you have questions about Janney Montgomery Scott LLC and/or Harold Gross, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 14, 2023

Gregory Dudzik of RBC Capital Markets, LLC

DID GREGORY TIMOTHY DUDZIK CAUSE YOU INVESTMENT LOSSES? Gregory Dudzik Of RBC Capital Markets, LLC And Formerly With Janney Montgomery Scott LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Gregory Dudzik of RBC Capital Markets, LLC? Gregory Dudzik (CRD #1133671) who is currently  registered with RBC Capital Markets, LLC and located in Providence, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets, LLC, Gregory Dudzik was associated with Janney Montgomery Scott LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gregory Dudzik Customer Complaints Gregory Dudzik has been the subject of 4 customer complaints that we know about to recover investment losses. One of the customer complaints resulted in an arbitration award in favor of the investor. The brokerage firm Janney Montgomery Scott settled two customer complaints in favor of the investors. The last customer complaint was denied by the brokerage firm, and to date, the customer is not taking any further action. Allegations Against Gregory Dudzik A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gregory Dudzik Red Flags & Your Rights As An Investor Of course, Gregory Dudzik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Dudzik at RBC Capital Markets, LLC and Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Dudzik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Gregory Dudzik If you have questions about RBC Capital Markets, LLC, Janney Montgomery Scott LLC, and/or Gregory Dudzik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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