Dec 30, 2022

Gary Begnaud of Janney Montgomery Scott LLC

DID GARY BEGNAUD CAUSE YOU INVESTMENT LOSSES? Gary Begnaud Of Janney Montgomery Scott LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Begnaud of Janney Montgomery Scott LLC? Gary Begnaud (CRD #865927) who is currently registered with Janney Montgomery Scott LLC and located in Mt. Laurel, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Gary Begnaud was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Begnaud Customer Complaints Gary Begnaud has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints was settled in favor of the investor. The other customer dispute remains pending against his former employer Merrill Lynch Pierce Fenner and Smith. Allegations Against Gary Begnaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Begnaud Red Flags & Your Rights As An Investor Of course, Gary Begnaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Begnaud at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gary Begnaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Gary Begnaud If you have questions about Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gary Begnaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2022

Christopher Sinkula formerly with Janney Montgomery Scott LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are a variety of sources where you may learn more about a person’s background, including previous employment history, regulatory disciplinary actions, and customer disputes. This useful information may lead you to have questions about Christopher Sinkula and the money you may have lost. We’ll do everything we can to address your concerns. DID CHRISTOPHER DAVID SINKULA CAUSE YOU INVESTMENT LOSSES? Christopher Sinkula Formerly With Janney Montgomery Scott LLC Has 14 Customer Complaints For Alleged Broker Misconduct Who is Christopher Sinkula formerly with Janney Montgomery Scott LLC? Christopher Sinkula (CRD #2001512) who was formerly registered with Janney Montgomery Scott LLC and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Christopher Sinkula Customer Complaints Christopher Sinkula has been the subject of 14 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Ten of Christopher Sinkula’s 14 customer complaints were settled in favor of investors. Four of Christopher Sinkula’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Sinkula A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable and excessive allocation of high-yield securities in client’s account. Multiple complaints by customers related to unsuitable investment recommendations related to common and preferred stock. Unsuitable investment strategy related to high concentration of energy stocks. Misrepresentations related to variable annuity. Breach of fiduciary duty and negligence related to common stock transactions. Unsuitable recommendations of variable annuities with excessive fees. Christopher Sinkula Red Flags & Your Rights As An Investor Of course, Christopher Sinkula did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Sinkula at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Sinkula has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Christopher Sinkula If you have questions about Janney Montgomery Scott LLC and/or Christopher Sinkula and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Strangfeld of Janney Montgomery Scott

DID DONALD EDWARD STRANGFELD CAUSE YOU INVESTMENT LOSSES? Donald Strangfeld Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Strangfeld of Janney Montgomery Scott? Donald Strangfeld (CRD #1491228) who is currently registered with Janney Montgomery Scott and located in Upper Saddle River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Donald Strangfeld Customer Complaint Donald Strangfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were a failure to supervise Donald Strangefeld who made unsuitable investments were made in their accounts. The customer complaint filed against Donald Strangfeld’s current employer Janney Montgomery Scott for investment losses caused by the alleged misconduct is pending as of the date of this report. Donald Strangfeld Red Flags & Your Rights As An Investor Of course, Donald Strangfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Strangfeld at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Donald Strangfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Donald Strangfeld If you have questions about Janney Montgomery Scott and/or Donald Strangfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael O’Flaherty of Janney Montgomery Scott

DID MICHAEL ALOYSIUS O’FLAHERTY CAUSE YOU INVESTMENT LOSSES? Michael O’Flaherty Of Janney Montgomery Scott And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael O’Flaherty of Janney Montgomery Scott? Michael O’Flaherty (CRD #2199447) who is currently registered with Janney Montgomery Scott and located in South Kingstown, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Michael O’Flaherty was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael O’Flaherty Customer Complaints Michael O’Flaherty has been the subject of 2 customer complaints that we know about. Both of Michael O’Flaherty’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael O’Flaherty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Plan administrator alleged that Michael O’Flaherty failed to inform him of a 6 percent penalty if account was transferred out of the firm. The customer alleged Michael O’Flaherty made misrepresentations. Michael O’Flaherty Red Flags & Your Rights As An Investor Of course, Michael O’Flaherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael O’Flaherty at Janney Montgomery Scott and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael O’Flaherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael O’Flaherty If you have questions about Janney Montgomery Scott, Merrill Lynch Pierce Fenner & Smith, and/or Michael O’Flaherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Moore of Janney Montgomery Scott

DID WILLIAM MICHAEL MOORE CAUSE YOU INVESTMENT LOSSES? William Moore Of Janney Montgomery Scott And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Moore of Janney Montgomery Scott? William Moore (CRD #3206918) who is currently registered with Janney Montgomery Scott and located in Syracuse, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, William Moore was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Moore Customer Complaint William Moore has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were POA for client alleged hedge fund in spousal IRA was inappropriate for conservative profile. William Moore’s customer complaint was denied and, to date, the customer has not taken any further action. William Moore Red Flags & Your Rights As An Investor Of course, William Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Moore at Janney Montgomery Scott and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether William Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To William Moore If you have questions about Janney Montgomery Scott, Wells Fargo Clearing Services, and/or William Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Lebaron of Stifel Nicolaus & Company

DID JAMES SEAN LEBARON CAUSE YOU INVESTMENT LOSSES? James Lebaron Of Stifel Nicolaus & Company And Formerly With Janney Montgomery Scott Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Lebaron of Stifel Nicolaus & Company? James Lebaron (CRD #2308025) who is currently registered with Stifel Nicolaus & Company and located in Sarasota, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Stifel Nicolaus & Company, James Lebaron was associated with Janney Montgomery Scott and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lebaron Customer Complaints James Lebaron has been the subject of 2 customer complaints that we know about. One of James Lebaron’s 2 customer complaints was settled in favor of investors. One of James Lebaron’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Lebaron A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged that unsuitable investments were made in their accounts by James Lebaron. Customer alleged that an investment made in Reignmaker Communications by James Lebaron was unsuitable. James Lebaron Red Flags & Your Rights As An Investor Of course, James Lebaron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lebaron at Stifel Nicolaus & Company and Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether James Lebaron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company and Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To James Lebaron If you have questions about Stifel Nicolaus & Company, Janney Montgomery Scott, and/or James Lebaron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Scott Karpiak of Janney Montgomery Scott

DID SCOTT JEFFREY KARPIAK CAUSE YOU INVESTMENT LOSSES? Scott Karpiak Of Janney Montgomery Scott And Formerly With RBC Capital Markets Has A Customer Complaint For Alleged Broker Misconduct Who is Scott Karpiak of Janney Montgomery Scott? Scott Karpiak (CRD #2989421) who is currently registered with Janney Montgomery Scott and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Scott Karpiak was associated with RBC Capital Markets and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Scott Karpiak Customer Complaint Scott Karpiak has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that her Advisors promised to place her in actively managed accounts but instead placed her in non-discretionary fee-based accounts. The client demanded reimbursement of the fees she has paid. Scott Karpiak’s customer complaint was settled in favor of the investors. Scott Karpiak Red Flags & Your Rights As An Investor Of course, Scott Karpiak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Karpiak at Janney Montgomery Scott and RBC Capital Markets on alert to review carefully the activity and performance of their accounts and question whether Scott Karpiak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and RBC Capital Markets also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Scott Karpiak If you have questions about Janney Montgomery Scott, RBC Capital Markets, and/or Scott Karpiak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Kemp of Janney Montgomery Scott

DID JEFFREY SCOTT KEMP CAUSE YOU INVESTMENT LOSSES? Jeffrey Kemp Of Janney Montgomery Scott And Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeffrey Kemp of Janney Montgomery Scott? Jeffrey Kemp (CRD #2263257) who is currently registered with Janney Montgomery Scott and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Jeffrey Kemp was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeffrey Kemp Customer Complaints Jeffrey Kemp has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jeffrey Kemp’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott and Morgan Stanley for investment losses caused by Jeffrey Kemp’s alleged misconduct. Allegations Against Jeffrey Kemp A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Jeffrey Kemp’s made unsuitable investment recommendations with respect to equity and close end funds securities; and, unsuitable high yield securities while on margin. The client’s attorney alleged excessive trading by Jeffrey Kemp. Jeffrey Kemp Red Flags & Your Rights As An Investor Of course, Jeffrey Kemp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Kemp at Janney Montgomery Scott and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Kemp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Jeffrey Kemp If you have questions about Janney Montgomery Scott, Morgan Stanley, and/or Jeffrey Kemp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Pettit of Ameriprise Financial Services

DID JAMES PETTIT CAUSE YOU INVESTMENT LOSSES? James Pettit Formerly With Ameriprise Financial Services, Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is James Pettit formerly with Ameriprise Financial Services, Inc.? James Pettit (CRD #733916) who was formerly registered with Ameriprise Financial Services, Inc. and located in Suffield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. James Pettit has had his own share of regulatory problems and investigations. He has been the subject of 2 investigations by FINRA and one pending investigation by the State of Connecticut. FINRA has permanently barred him in all capacities for failure to respond to its requests for information in connection with an investigation. The State of Connecticut’s regulatory action is pending and he is accused of engaging in certain improprieties rising to the level of dishonest or unethical practices in the securities business, including the borrowing of money from an account of a customer without the customer’s prior consent and engaging in an outside business activity involving a firm client without any notice or approval of his employer. James Pettit Customer Complaint James Pettit has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were former Connecticut client alleges that former James Pettit improperly engaged her in activity with regards to a private business dealing and recommended unsuitable investments. The customer complaint filed against James Pettit’s former employer Janney Montgomery Scott for investment losses caused by the alleged misconduct is pending as of the date of this report. James Pettit Red Flags & Your Rights As An Investor Of course, James Pettit did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Pettit at Ameriprise Financial Services, Inc. and Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether James Pettit has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, Inc. and Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, Inc. Due To James Pettit If you have questions about Ameriprise Financial Services, Inc., Janney Montgomery Scott, and/or James Pettit and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Blankenship of Janney Montgomery Scott

DID MICHAEL EDOUARD BLANKENSHIP CAUSE YOU INVESTMENT LOSSES? Michael Blankenship Of Janney Montgomery Scott Has 6 Customer Complaints For Alleged Broker Misconduct Who is Michael Blankenship of Janney Montgomery Scott? Michael Blankenship (CRD #2215124) who is currently registered with Janney Montgomery Scott and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Blankenship Customer Complaints Michael Blankenship has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Michael Blankenship’s 6 customer complaints were settled in favor of investors. Three of Michael Blankenship’s customers complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott for investment losses caused by Michael Blankenship’s alleged misconduct. Allegations Against Michael Blankenship A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that his accounts were not managed in his best interest, resulting in unspecified damages allegedly made by Michael Blankenship. Customer alleged Michael Blankenship made unsuitable investments. Customer alleged order entry error resulting in improper use of margin and alleged that investment allegedly made by Michael Blankenship was not suitable. Florida clients alleged that Michael Blankenship recommended unsuitable annuity and equity investments resulting in a loss. Michael Blankenship’s alleged unsuitable allocation of high yield securities. Michael Blankenship Red Flags & Your Rights As An Investor Of course, Michael Blankenship did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Blankenship at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Michael Blankenship has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Michael Blankenship If you have questions about Janney Montgomery Scott and/or Michael Blankenship and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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