Mar 8, 2022

Christopher Willett Of Janney Montgomery Scott

DID CHRISTOPHER GODWIN WILLETT CAUSE YOU INVESTMENT LOSSES? Christopher Willett Of Janney Montgomery Scott Has 3 Customer Complaints For Alleged Broker Misconduct Who is Christopher Willett of Janney Montgomery Scott? Christopher Willett (CRD #1064583) who is currently registered with Janney Montgomery Scott and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Christopher Willett Customer Complaints Christopher Willett has been the subject of 3 customer complaints that we know about.  All of Christopher Willett’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Willett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Christopher Willett did not invest the client’s assets as instructed which resulted in losses in the client’s accounts. Written complaint submitted by customer, beneficiary of the IRA of customer and on behalf of third party, beneficiary of the IRA of customer, alleges Christopher Willett’s excessive trading, unauthorized trading, unsuitability and misrepresentation of various transactions. Further allegations include unauthorized trading in her father’s IRA account. Written complaint contains allegations including Christopher Willett’s excessive trading, unauthorized trading, unsuitability and misrepresentation with regard to transactions. Client further alleges trades were placed in her deceased father’s account prior to and near his passing without consent. Christopher Willett Red Flags & Your Rights As An Investor Of course, Christopher Willett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Willett at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Christopher Willett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Christopher Willett If you have questions about Janney Montgomery Scott and/or Christopher Willett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bernie Townes Of Janney Montgomery Scott

DID BERNIE LEE TOWNES CAUSE YOU INVESTMENT LOSSES? Bernie Townes Of Janney Montgomery Scott And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Bernie Townes of Janney Montgomery Scott? Bernie Townes (CRD #1305111) who is currently registered with Janney Montgomery Scott and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott, Bernie Townes was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bernie Townes Customer Complaints Bernie Townes has been the subject of 3 customer complaints that we know about. Two of Bernie Townes’ 3 customer complaints were settled in favor of investors. One of Bernie Townes’ customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Bernie Townes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that unsuitable investments were made in her accounts by Bernie Townes. Client alleged that “these transactions into bond funds were unauthorized, and were made by Bernie Townes. Customer alleged the purchase of unauthorized investments and failure to follow instructions by Bernie Townes. Bernie Townes Red Flags & Your Rights As An Investor Of course, Bernie Townes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernie Townes at Janney Montgomery Scott and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bernie Townes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott and UBS Financial Services Due To Bernie Townes If you have questions about Janney Montgomery Scott, UBS Financial Services, and/or Bernie Townes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Logan Reed of Janney Montgomery Scott

DID LOGAN J. REED CAUSE YOU INVESTMENT LOSSES? Logan Reed Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Logan Reed of Janney Montgomery Scott? Logan Reed (CRD #5354145) who is currently registered with Janney Montgomery Scott and located in New Haven, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Logan Reed Customer Complaint Logan Reed has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that his financial advisor, Logan Reed, made an unsuitable recommendation that the client surrender his insurance policy and use the proceeds to purchase a variable annuity. Logan Reed’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Logan Reed Red Flags & Your Rights As An Investor Of course, Logan Reed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Logan Reed at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Logan Reed has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Logan Reed If you have questions about Janney Montgomery Scott and/or Logan Reed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Ryan Hamilton of Janney Montgomery Scott

DID RYAN J. HAMILTON CAUSE YOU INVESTMENT LOSSES? Ryan Hamilton Of Janney Montgomery Scott Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Hamilton of Janney Montgomery Scott? Ryan Hamilton (CRD #5892070) who is currently registered with Janney Montgomery Scott and located in Yardley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Ryan Hamilton Customer Complaint Ryan Hamilton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that Ryan Hamilton failed to follow client’s instructions to sell only securities positions that had losses or small gains. Ryan Hamilton’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Hamilton Red Flags & Your Rights As An Investor Of course, Ryan Hamilton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hamilton at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Ryan Hamilton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott Due To Ryan Hamilton If you have questions about Janney Montgomery Scott and/or Ryan Hamilton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Apostolos Pitsironis of Janney Montgomery Scott

DID APOSTOLOS NICOLAS PITSIRONIS CAUSE YOU INVESTMENT LOSSES? Apostolos Nicolas Pitsironis formerly with Janney Montgomery Scott and Wells Fargo Has 7 Customer Complaints for Alleged Broker Misconduct In the Past 2 Years Who is Apostolos N. Pitsironis formerly with Janney Montgomery Scott and Wells Fargo? Apostolos Pitsironis (CRD #2804907) who was formerly registered with Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. He was permanently barred by FINRA for allegedly converting $411,000 in customer funds. Prior to Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC, Apostolos Pitsironis was associated with one other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC Broker Misconduct In his career, Apostolos Pitsironis has been the subject of 7 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. All 7 of Apostolos Pitsironis’ customer complaints were settled in favor of investors for investment losses caused by his alleged misconduct. Allegations Against Apostolos Pitsironis A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Clients verbally complained that funds loaned to the financial advisor have only been partially paid back. The client alleges that the financial advisor took a loan from the client and failed to repay the borrowed amount and interest. The client verbally complained that funds loaned to the financial advisor from his IRA with a commitment the funds would be timely restored the will avoid any taxes, have only been partially paid back. The client alleged that the financial advisor transferred assets from their account to a third-party bank account, not in the client’s name. Apostolos Pitsironis Red Flags & Your Rights As An Investor Of course, Apostolos Pitsironis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Apostolos Pitsironis at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC alert to review carefully the activity and performance of their accounts and question whether Apostolos Pitsironishas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC If you have questions about Janney Montgomery Scott LLC and Wells Fargo Clearing Services, LLC and/or Apostolos Pitsironis and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Timothy Daly of Janney Montgomery Scott

DID TIMOTHY EDWARD DALY CAUSE YOU INVESTMENT LOSSES? Timothy Daly of Janney Montgomery Scott Has 3 Customer Complaints for Alleged Broker Misconduct Who is Timothy Daly of Janney Montgomery Scott? Timothy Daly (CRD #1219609) who is currently registered with Janney Montgomery Scott and located in Upper Saddle River, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Timothy Daly was also the subject of a FINRA investigation into whether he overcharged 24 customers’ commissions and fees. FINRA alleged that Timothy Daly transferred securities out of fee-based accounts and sold them in regular commission-based accounts, thereby earning both fees and commissions on securities transactions in violation of FINRA Rule 2010 requiring members to conduct their business in accordance with commercial honor and the just and equitable principles of trade. In the end, Timothy Daly consented to a three-month suspension and all capacities and a fine of $97,500. Timothy Daly Customer Complaints Timothy Daly has been the subject of 3 customer complaints that we know about. Two of Timothy Daly’s 3 customers’ complaints were denied and the customers did not take any further action. There is currently one pending customer complaint filed against Janney Montgomery Scott for investment losses caused by Timothy Daly’s alleged misconduct. Allegations Against Timothy Daly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege that unsuitable investments were made in their accounts by Timothy Daly. The client’s attorney alleged, among other things, excessive trading by Timothy Daly. Timothy Daly Red Flags & Your Rights as an Investor Of course, Timothy Daly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Timothy Daly at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Timothy Daly has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Janney Montgomery Scott Due to Timothy Daly If you have questions about Janney Montgomery Scott and/or Timothy Daly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Alexander Altman of Janney Montgomery Scott

DID ALEXANDER ALTMAN CAUSE YOU INVESTMENT LOSSES? Alexander Altman Formerly with Janney Montgomery Scott Has 7 Customer Complaints for Alleged Broker Misconduct Who is Alexander Altman formerly with Janney Montgomery Scott? Alexander Altman (CRD #500333) who was formerly registered with Janney Montgomery Scott and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Alexander Altman has had his share of regulatory problems. Both the United States Securities and Exchange Commission and FINRA f/k/a NASD for stockbroker misconduct in violation of industry rules and regulations.  He was suspended by both agencies and fined by the NASD. Alexander Altman Customer Complaints Alexander Altman has been the subject of 7 customer complaints that we know about. All of Alexander Altman’s 7 customer complaints were settled in favor of investors. Allegations Against Alexander Altman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that the trade was unsuitable and that the risks associated with that investment were not properly disclosed to her allegedly by Alexander Altman. Alexander Altman’s alleged unsuitable investments, breach of fiduciary duty, failure to follow instructions, common law fraud, material misrepresentations, negligence, and violation of Chapter 517, Florida Statutes. The claimant alleges that unsuitable investments were made in her and her husband’s accounts by Alexander Altman. The client alleged verbally that Alexander Altman guaranteed that she would not lose money on certain bonds backed by airline companies that she had purchased previously. The client alleges that Alexander Altman placed an inappropriate portion of his overall account into a single equity position. Customers alleged verbally that Alexander Altman guaranteed them against loss on certain securities they purchased. The client alleged unsuitable investments, breach of fiduciary, unauthorized trading, failure to follow instructions, misrepresentations and negligence relating to investments allegedly made by Alexander Altman for him. Alexander Altman Red Flags & Your Rights as an Investor Of course, Alexander Altman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Alexander Altman at Janney Montgomery Scott on alert to review carefully the activity and performance of their accounts and question whether Alexander Altman has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Janney Montgomery Scott also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Janney Montgomery Scott Due to Alexander Altman If you have questions about Janney Montgomery Scott, and/or Alexander Altman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Steven Dolgin of Janney Montgomery Scott LLC

DID STEVEN ERIC DOLGIN CAUSE YOU INVESTMENT LOSSES? Steven Dolgin of Janney Montgomery Scott LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Steven Dolgin of Janney Montgomery Scott LLC? Steven Dolgin (CRD #1202513) who is currently registered with Janney Montgomery Scott LLC and located in Melville, New York is a subject of one of our many securities industry sales practice abuse investigations. Steven Dolgin Customer Complaints Steven Dolgin has been the subject of 3 customer complaints that we know about. One of Steven Dolgin’s 3 customer complaints was settled in favor of investors. Two of Steven Dolgin’s customers complaints were denied and the customers did not take any further action. Allegations Against Steven Dolgin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that Steven Dolgin recommended the purchase of securities which were not consistent with his investment objective and risk tolerance and resulted in losses in the client’s account. Client alleged that Steven Dolgin made unsuitable recommendations and material misrepresentations to the client, breached his fiduciary duty and executed trades in the client’s account without her authorization. Customer alleged Steven Dolgin engaged in unauthorized trading the account. Steven Dolgin Red Flags & Your Rights As An Investor Of course, Steven Dolgin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Dolgin at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Dolgin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Steven Dolgin If you have questions about Janney Montgomery Scott LLC and/or Steven Dolgin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

William Davis of Janney Montgomery Scott LLC

DID WILLIAM GEORGE DAVIS III CAUSE YOU INVESTMENT LOSSES? William George Davis III with Janney Montgomery Scott LLC Has 7 Customer Complaints For Alleged Broker Misconduct Who is William G. Davis III with Janney Montgomery Scott LLC? William Davis (CRD #1057933) who is currently registered with Janney Montgomery Scott LLC and located in Palm Beach Gardens, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, William Davis was associated with 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Janney Montgomery Scott LLC Broker Misconduct In his career, William Davis has been the subject of 7 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. There is currently one pending customer complaint filed against William Davis’ current employer Janney Montgomery Scott LLC for investment losses caused by his alleged misconduct. Allegations Against William Davis A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Client alleged that William Davis purchased 2 mutual funds that were unsuitable investments. Client alleged that his financial advisor misrepresented an AXA annuity. Claimant alleged misrepresentation regarding the amount of insurance premiums. Client alleged that William Davis purchase annuities that were not suitable and further, sold under false and misleading pretenses. Client alleged that the stockbroker recommended an asset allocation there was improper. Claimant alleged William Davis made an unsuitable allocation and of assets in high-yield securities. William Davis Red Flags & Your Rights As An Investor Of course, William Davis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Davis at Janney Montgomery Scott LLC on alert to review carefully the activity and performance of their accounts and question whether William Davis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC If you have questions about Janney Montgomery Scott LLC and/or William Davis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Andrew Vitek of Janney Montgomery Scott, LLC

DID ANDREW S. VITEK JR CAUSE YOU INVESTMENT LOSSES? Andrew S. Vitek Jr with Janney Montgomery Scott, LLC And Formerly with Wells Fargo Clearing Services Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Andrew S. Vitek Jr with Janney Montgomery Scott, LLC? Andrew Vitek (CRD #2305884) who is currently registered with Janney Montgomery Scott, LLC and located in Wyncote, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Prior to with Janney Montgomery Scott, LLC, Andrew Vitek was associated with Wells Fargo Clearing Services, LLC and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Janney Montgomery Scott, LLC And Wells Fargo Broker Misconduct In his career, Andrew Vitek has been the subject of 3 customer complaints that we know about, two of those complaints were filed in the last 2 years to recover investment losses. One of Andrew Vitek’s 3 customer complaints was settled in favor of investors.  One customer complaint was denied by his former employer, Wells Fargo, and the customer took no further action.  There is still one pending customer complaints filed against Andrew Vitek’s former employer, Wells Fargo Clearing Services, LLC for investment losses caused by his alleged misconduct. Allegations Against Andrew Vitek A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that Andrew Vitek made unsuitable investment recommendations and overcharged her financial advisory fees. The client alleged that Andrew Vitek made unauthorized purchases of shares of BP common stock. Claimant alleged that the financial advisor-sold securities in her account and then purchased investments that were unsuitable, including structured products, C share mutual funds, and speculative stocks. Andrew Vitek Red Flags & Your Rights as An Investor Of course, Andrew Vitek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Andrew Vitekat Janney Montgomery Scott, LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Vitekhas engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints about Andrew Vitek at Janney Montgomery Scott, LLC and Wells Fargo Clearing Services, LLC also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Janney Montgomery Scott, LLC And Wells Fargo Clearing Services, LLC If you have questions about Janney Montgomery Scott, LLC, Wells Fargo Clearing Services, LLC, and/or Andrew Vitekand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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