Apr 25, 2024

Damian Maggio of Joseph Stone Capital L.L.C

DID DAMIAN MAGGIO CAUSE YOU INVESTMENT LOSSES? Damian Maggio Of Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct Damian Maggio Customer Complaints Damian Maggio has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by LH Ross for Damian Maggio’s alleged misconduct in favor of the investor.  There are currently 3 FINRA arbitration proceedings pending against Joseph Stone Capital with the advisors alleged misconduct. Allegations Against Damian Maggio A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Damian Maggio Red Flags & Your Rights As An Investor Of course, Damian Maggio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damian Maggio at Joseph Stone Capital L.L.C. on alert to review carefully the activity and performance of their accounts and question whether Damian Maggio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Damian Maggio  If you have questions about Joseph Stone Capital L.L.C. and/or Damian Maggio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2024

Ibrahim Kurtulus of Joseph Stone Capital L.L.C

DID IBRAHIM ETHEM KURTULUS CAUSE YOU INVESTMENT LOSSES? Ibrahim Kurtulus Of Joseph Stone Capital L.L.C. And Formerly With Windsor Street Capital, LP Has 3 Customer Complaints For Alleged Broker Misconduct Ibrahim Kurtulus Customer Complaints Ibrahim Kurtulus has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints are settled by the advisor’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Joseph Stone Capital for the registered representative’s alleged misconduct. Allegations Against Ibrahim Kurtulus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ibrahim Kurtulus Red Flags & Your Rights As An Investor Of course, Ibrahim Kurtulus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ibrahim Kurtulus at Joseph Stone Capital L.L.C. and Windsor Street Capital, LP on alert to review carefully the activity and performance of their accounts and question whether Ibrahim Kurtulus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Windsor Street Capital, LP also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Ibrahim Kurtulus If you have questions about Joseph Stone Capital L.L.C., Windsor Street Capital, LP and/or Ibrahim Kurtulus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Luftschein formerly with Joseph Stone Capital L.L.C.

DID STEVEN ROBERT LUFTSCHEIN CAUSE YOU INVESTMENT LOSSES? Steven Luftschein Formerly With Joseph Stone Capital L.L.C. and Aegis Capital Corp. Has 18 Customer Complaints For Alleged Broker Misconduct Steven Luftschein Customer Complaints Steven Luftschein has been the subject of 18 customer complaints that we know about to recover investment losses. Fifteen of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. The other 3 customer complaints were denied by Steven Luftschein’s former employers no further action was taken. Allegations Against Steven Luftschein A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Luftschein Red Flags & Your Rights As An Investor Of course, Steven Luftschein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Luftschein at Joseph Stone Capital L.L.C. and Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Steven Luftschein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital L.L.C. and Aegis Capital Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Joseph Stone Capital L.L.C. Due To Steven Luftschein If you have questions about Joseph Stone Capital L.L.C., Aegis Capital Corp. and/or Steven Luftschein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Louis Ambrosio of Joseph Stone Capital

DID LOUIS AMBROSIO CAUSE YOU INVESTMENT LOSSES? Louis Ambrosio Of Joseph Stone Capital And Formerly With Worden Capital Management Has A Customer Complaint For Alleged Broker Misconduct Who is Louis Ambrosio of Joseph Stone Capital? Louis Ambrosio (CRD #6063116) who is currently registered with Joseph Stone Capital and located in Mineola, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Louis Ambrosio was associated with Worden Capital Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Louis Ambrosio Customer Complaint Louis Ambrosio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were excessive trading, churning, unsuitable transactions, lack of reasonable supervision. Louis Ambrosio’s customer complaint was settled in favor of the investors. Louis Ambrosio Red Flags & Your Rights As An Investor Of course, Louis Ambrosio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Louis Ambrosio at Joseph Stone Capital and Worden Capital Management on alert to review carefully the activity and performance of their accounts and question whether Louis Ambrosio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Worden Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Louis Ambrosio If you have questions about Joseph Stone Capital, Worden Capital Management, and/or Louis Ambrosio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sebastian Wyczawski of Joseph Stone Capital

DID SEBASTIAN WYCZAWSKI CAUSE YOU INVESTMENT LOSSES? Sebastian Wyczawski Of Joseph Stone Capital And Formerly With Cape Securities Has 3 Customer Complaints For Alleged Broker Misconduct Who is Sebastian Wyczawski of Joseph Stone Capital? Sebastian Wyczawski (CRD #2835135) who is currently registered with Joseph Stone Capital and located in Manorville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Sebastian Wyczawski was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sebastian Wyczawski Customer Complaints Sebastian Wyczawski has been the subject of 3 customer complaints that we know about. Two of Sebastian Wyczawski’s 3 customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Joseph Stone Capital for investment losses caused by Sebastian Wyczawski’s alleged misconduct. Allegations Against Sebastian Wyczawski A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sebastian Wyczawski’s alleged breach of fiduciary duty; negligence; failure to supervise; vicarious liability. Sebastian Wyczawski’s alleged common law fraud; breach of fiduciary duty; negligence; breach of contract; unsuitability; overconcentration. Unauthorized transactions allegedly made by Sebastian Wyczawski. Sebastian Wyczawski Red Flags & Your Rights As An Investor Of course, Sebastian Wyczawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sebastian Wyczawski at Joseph Stone Capital and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Sebastian Wyczawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Cape Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Sebastian Wyczawski If you have questions about Joseph Stone Capital, Cape Securities, and/or Sebastian Wyczawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Garrett Gaylor Formerly With Joseph Stone Capital

DID GARRETT RANDELL GAYLOR CAUSE YOU INVESTMENT LOSSES? Garrett Gaylor Formerly With Joseph Stone Capital And Cape Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Garrett Gaylor formerly with Joseph Stone Capital? Garrett Gaylor (CRD #2276151) who was formerly registered with Joseph Stone Capital and located in Huntington, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Garrett Gaylor was associated with Cape Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Garrett Gaylor has had his own problems with the regulators.  In August 2020, he consented to a permanent bar by the United States Securities and Exchange Commission (SEC) from participating in any offering of a penny stocks in the future.  It was alleged that Garrett Gaylor engaged in a high cost pattern of frequent trading, that he had no reasonable basis to believe is suitable for those customers.  He was ordered to pay disgorgement of over $264,000 and a fine of more than $10,000. Garrett Gaylor Customer Complaint Garrett Gaylor has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty; negligence; failure to supervise; vicarious liability. The customer complaint filed against Garrett Gaylor’s former employer Joseph Stone Capital for investment losses caused by the alleged misconduct is pending as of the date of this report. Garrett Gaylor Red Flags & Your Rights As An Investor Of course, Garrett Gaylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garrett Gaylor at Joseph Stone Capital and Cape Securities on alert to review carefully the activity and performance of their accounts and question whether Garrett Gaylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Cape Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Garrett Gaylor If you have questions about Joseph Stone Capital, Cape Securities, and/or Garrett Gaylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Imtiaz Khan of Joseph Stone Capital

DID IMTIAZ A. KHAN CAUSE YOU INVESTMENT LOSSES? Imtiaz Khan Of Joseph Stone Capital And Formerly With Windsor Street Capital Has A Customer Complaint For Alleged Broker Misconduct Who is Imtiaz Khan of Joseph Stone Capital? Imtiaz Khan (CRD #4084250) who is currently registered with Joseph Stone Capitaland located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Imtiaz Khan was associated with Windsor Street Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  He was also the subject of a FINRA investigation and was sanctioned for acting in a principal capacity without being properly registered.  The sanction was a 35 day suspension and $20,000 fine. Imtiaz Khan Customer Complaint Imtiaz Khan has also been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the following actions: unsuitability and overconcentration, commission abuse, failure to supervise & control person liability, breach of fiduciary duty, negligence, fraudulent misrepresentation, breach of contract, respondent superior. Imtiaz Khan’s customer complaint was settled in favor of the investors. Imtiaz Khan Red Flags & Your Rights As An Investor Of course, Imtiaz Khan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Imtiaz Khan at Joseph Stone Capital and Windsor Street Capital on alert to review carefully the activity and performance of their accounts and question whether Imtiaz Khan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Windsor Street Capital also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Imtiaz Khan If you have questions about Joseph Stone Capital, Windsor Street Capital, and/or Imtiaz Khan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Troy Orlando of Joseph Stone Capital

DID TROY ALLEN ORLANDO CAUSE YOU INVESTMENT LOSSES? Troy Orlando Of Joseph Stone Capital And Formerly With Worden Capital Management, Spartan Capital Securities And J.H. Darbie & Co. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Troy Orlando of Joseph Stone Capital? Troy Orlando (CRD #6055474) who is currently registered with Joseph Stone Capital and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Troy Orlando was associated with Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Troy Orlando Customer Complaints Troy Orlando has been the subject of 2 customer complaints that we know about. One of Troy Orlando’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Spartan Capital Securities for investment losses caused by Troy Orlando’s alleged misconduct. Allegations Against Troy Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Troy Orlando’s unauthorized trades and use of margin. Negligence, Unsuitability, Breach of Fiduciary Duty, Breach of Contract, Negligent Misrepresentation and Omission by Troy Orlando. Troy Orlando Red Flags & Your Rights As An Investor Of course, Troy Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Orlando at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. on alert to review carefully the activity and performance of their accounts and question whether Troy Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, and J.H. Darbie & Co. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Troy Orlando If you have questions about Joseph Stone Capital, Worden Capital Management, Spartan Capital Securities, J.H. Darbie & Co., and/or Troy Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Indra Ramsahai of Joseph Stone Capital

DID INDRA RAMSAHAI CAUSE YOU INVESTMENT LOSSES? Indra Ramsahai Formerly With Joseph Stone Capital And Principal Securities Has 5 Customer Complaints For Alleged Broker Misconduct Who is Indra Ramsahai formerly with Joseph Stone Capital? Indra Ramsahai (CRD #1705579) who was formerly registered with Joseph Stone Capital and located in Hauppauge, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Joseph Stone Capital, Indra Ramsahai was associated with Principal Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Indra Ramsahai Customer Complaints Indra Ramsahai has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Indra Ramsahai’s 5 customer complaints were settled in favor of investors. One of Indra Ramsahai’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Indra Ramsahai’s alleged misconduct. Allegations Against Indra Ramsahai A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Allegations include unauthorized and excessive trading by Indra Ramsahai. Claimant alleged that her portfolio was not properly allocated and diversified which he believed resulted in an unreasonable amount of risk. Claimant also alleged that material facts were misrepresented and/or omitted by Indra Ramsahai. Client alleges unsuitable recommendations and churning by Indra Ramsahai. Poor performance for the lifetime of the account allegedly committed by Indra Ramsahai. Client alleges churning and unauthorized trading by Indra Ramsahai. Indra Ramsahai Red Flags & Your Rights As An Investor Of course, Indra Ramsahai did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Indra Ramsahai at Joseph Stone Capital and Principal Securities on alert to review carefully the activity and performance of their accounts and question whether Indra Ramsahai has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Joseph Stone Capital and Principal Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Joseph Stone Capital Due To Indra Ramsahai If you have questions about Joseph Stone Capital, Principal Securities, and/or Indra Ramsahai and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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