Mar 8, 2022

Carolyn Lloyd-Turbett of Kestra Investment Services

DID CAROLYN LLOYD-TURBETT CAUSE YOU INVESTMENT LOSSES? Carolyn Lloyd-Turbett of Kestra Investment Services, LLC, Kestra Advisory Services Has One Customer Complaint For Alleged Broker Misconduct Who is Carolyn Lloyd-Turbett of Kestra Investment Services, LLC? Carolyn Lloyd-Turbett (CRD #854161) who is currently registered with Kestra Investment Services, LLC, Kestra Advisory Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Carolyn Lloyd-Turbett Customer Complaint Carolyn Lloyd-Turbett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his registered representative purchased bonds in his account without authorization. Carolyn Lloyd-Turbett’s customer complaint was denied and the customer did not take any further action. Carolyn Lloyd-Turbett Red Flags & Your Rights As An Investor Of course, Carolyn Lloyd-Turbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carolyn Lloyd-Turbett at Kestra Investment Services, LLC and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Carolyn Lloyd-Turbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services, LLC Due To Carolyn Lloyd-Turbett If you have questions about Kestra Investment Services, LLC, Kestra Advisory Services, and/or Carolyn Lloyd-Turbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gregory Bennington Of Kestra Investment Services

DID GREGORY EUGENE BENNINGTON CAUSE YOU INVESTMENT LOSSES? Gregory Bennington Of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Bennington of Kestra Investment Services? Gregory Bennington (CRD #2663629) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Jeffersonville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Gregory Bennington Customer Complaint Gregory Bennington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions. Gregory Bennington’s customer complaint was settled in favor of the investors. Gregory Bennington Red Flags & Your Rights As An Investor Of course, Gregory Bennington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Bennington at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Gregory Bennington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Gregory Bennington If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Gregory Bennington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Barradas of Kestra Investment Services

DID RYAN FRANCIS BARRADAS CAUSE YOU INVESTMENT LOSSES? Ryan Barradas Of Kestra Investment Services, Kestra Advisory Services And Formerly With M Holdings Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Barradas of Kestra Investment Services? Ryan Barradas (CRD #2979630) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services and Kestra Advisory Services, Ryan Barradas was associated with M Holdings Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ryan Barradas Customer Complaint Ryan Barradas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Ryan Barradas breached his fiduciary duty by recommending repeated replacements of existing multi-million dollar life insurance policies. Claimant further accuses Ryan Barradas of making misrepresentations about the necessity of replacing the policies with new products that were inconsistent with the claimants stated goals. The customer complaint filed against Ryan Barradas’ former employer M Holdings Securities for investment losses caused by the alleged misconduct is pending as of the date of this report. Ryan Barradas Red Flags & Your Rights As An Investor Of course, Ryan Barradas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Barradas at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities on alert to review carefully the activity and performance of their accounts and question whether Ryan Barradas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services and M Holdings Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Ryan Barradas If you have questions about Kestra Investment Services, Kestra Advisory Services, M Holdings Securities, and/or Ryan Barradas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Baker of Kestra Investment Services

DID DONALD GREGORY BAKER CAUSE YOU INVESTMENT LOSSES? Donald Baker of Kestra Investment Services, Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Baker of Kestra Invesstment Services? Donald Baker (CRD #2369255) who is currently registered with Kestra Investment Services and Kestra Advisory Services and located in Southfield, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Donald Baker Customer Complaint Donald Baker has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were claimant alleges the representative failed to follow instruction to reinvest assets in the client’s pension fund. Donald Baker’s customer complaint was denied and, to date, the customers have not taken any further action. Donald Baker Red Flags & Your Rights As An Investor Of course, Donald Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Baker at Kestra Advisory Services and Kestra Investment Services on alert to review carefully the activity and performance of their accounts and question whether Donald Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Donald Baker If you have questions about Kestra Advisory Services, Kestra Investment Services, and/or Donald Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Stephen Curry of Kestra Investment Services

DID STEPHEN FERGUS CURRY CAUSE YOU INVESTMENT LOSSES? Stephen Curry Of Kestra Investment Services And Kestra Advisory Services Has A Customer Complaint For Alleged Broker Misconduct Who is Stephen Curry of Kestra Investment Services? Stephen Curry (CRD #5207046) who is currently registered with Kestra Investment Services, Kestra Advisory Services and located in Lake Forest, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Stephen Curry Customer Complaint Stephen Curry has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty and related claims associated with services to a retirement fund. The customer complaint filed against Stephen Curry’s current employer Kestra Advisory Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Stephen Curry Red Flags & Your Rights As An Investor Of course, Stephen Curry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Curry at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Stephen Curry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services Due To Stephen Curry If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Stephen Curry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

James Daughtry of Kestra Investment Services, LLC

DID JAMES BLAKE DAUGHTRY CAUSE YOU INVESTMENT LOSSES? James Blake Daughtry formerly with Kestra Investment Services, LLC Has 3 Customer Complaints for Alleged Broker Misconduct In the Past Year Who is James B. Daughtry formerly with Kestra Investment Services, LLC? James Daughtry (CRD #3272282) who was formerly registered with Kestra Investment Services, LLC and located in Dothan, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services, LLC, James Daughtry was associated with Ameriprise Financial Services, Inc. and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Daughtry has had his own regulatory problems. Apparently, he was contacted by FINRA to appear and give testimony in connection with the investigation of potentially fraudulent and unauthorized transactions in his customer’s accounts.  Daughtry refused to appear and give testimony which by itself is a violation of FINRA rules and grounds for an automatic suspension and potential permanent bar from association with any member firm in the securities industry. Rather than testify, James Daughtry chose to consent to a permanent bar sanction for his refusal to appear for the on-the-record testimony. Kestra Investment Services, LLC Broker Misconduct In his career, James Daughtry has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. There are all currently pending customer complaints filed against James Daughtry’s former employer Kestra Investment Services, LLC for investment losses caused by his alleged misconduct. Allegations Against James Daughtry A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The plaintiffs alleged that James Daughtry solicited them to open an account with a third-party registered investment adviser who the SEC found to have been engaged in fraud. The client alleged unauthorized transactions, misrepresentations, negligence, and breach of fiduciary duties. The investors alleged they lost approximately $1.5 million as a result of James Daughtry’s solicitation of them to open an account with a third-party registered investment adviser who would be SEC found to have been engaged in fraud. James Daughtry Red Flags & Your Rights as An Investor Of course, James Daughtry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Daughtry at Kestra Investment Services, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether James Daughtry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Kestra Investment Services, LLC If you have questions about Kestra Investment Services, LLC and Ameriprise Financial Services, Inc., and/or James Daughtryand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Harvey Berk of Kestra Investment Services

DID HARVEY STUART BERK CAUSE YOU INVESTMENT LOSSES? Harvey Berk of Kestra Investment Services, Kestra Advisory Services, and Formerly with LPL Financial Has Two Customer Complaints for Alleged Broker Misconduct Who is Harvey Berk of Kestra Investment Services? Harvey Berk (CRD #705380) who is currently registered with Kestra Advisory Services, Kestra Investment Services, and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Advisory Services, Kestra Investment Services, Harvey Berk was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harvey Berk Customer Complaints Harvey Berk has been the subject of at least 2 customer complaints that we know about. The allegations made in one of the FINRA reported customer complaints for investment losses were customer complained that her investments did not keep pace with her distributions from her account and alleged that the advisor should have recommended different investments. The other complaint related to the suitability of the investments. Both of Harvey Berk’s customer complaints were settled in favor of the investors. Harvey Berk Red Flags & Your Rights as An Investor Of course, Harvey Berk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harvey Berk at Kestra Advisory Services, Kestra Investment Services, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Harvey Berk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Kestra Investment Services and LPL Financial Due to Harvey Berk If you have questions about Kestra Advisory Services, Kestra Investment Services, LPL Financial, and/or Harvey Berk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Herman Kahn of Kestra Investment Services

DID HERMAN LAIBE KAHN CAUSE YOU INVESTMENT LOSSES? Herman Kahn Formerly With Kestra Investment Services, Kestra Advisory Services Has 6 Customer Complaints For Alleged Broker Misconduct Who is Herman Kahn of Kestra Investment Services? Herman Kahn (CRD #1866522) who is currently registered with Kestra Investment Services and located in Pittsburgh, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Investment Services, Herman Kahn was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Herman Kahn Customer Complaints Herman Kahn has been the subject of 6 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Four of Herman Kahn’s 6 customer complaints were settled in favor of investors. One of Herman Kahn’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Kestra Advisory Services and Kestra Investment Services for investment losses caused by Herman Kahn’s alleged misconduct. Allegations Against Herman Kahn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claim alleges misrepresentation and other causes of action in connection with the sale of a real estate mezzanine financing investment made by Herman Kahn. Claim involving the appropriateness of an oil and gas investment allegedly made by Herman Kahn. Claimant alleges breach of fiduciary duty and unsuitable investment concentration of Atlas Growth Partners committed by Herman Kahn. Herman Kahn Red Flags & Your Rights As An Investor Of course, Herman Kahn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Herman Kahn at Kestra Investment Services and Kestra Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Herman Kahn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services and Kestra Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Kestra Investment Services and Kestra Advisory Services Due To Herman Kahn If you have questions about Kestra Investment Services, Kestra Advisory Services, and/or Herman Kahn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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