Aug 29, 2024

Samuel Jacobs of LaSalle St Securities, LLC Reviews

DID SAMUEL JORDAN JACOBS CAUSE YOU INVESTMENT LOSSES? Samuel Jacobs Customer Complaints and Reviews Samuel Jacobs’s record includes one reported customer dispute: Allegations Against Samuel Jacobs The pending allegations against Samuel Jacobs are as follows: Samuel Jacobs Red Flags & Your Rights As An Investor Of course, Samuel Jacobs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Jacobs at LaSalle St Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Samuel Jacobs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LaSalle St Securities, LLC Due To Samuel Jacobs If you have questions about LaSalle St Securities, LLC and/or Samuel Jacobs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Eugene Nazelrod of LaSalle St Securities

DID EUGENE DWIGHT NAZELROD CAUSE YOU INVESTMENT LOSSES? Eugene Nazelrod Of LaSalle St Securities And Formerly With Nazelrod & Associates Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Eugene Nazelrod of LaSalle St Securities? Eugene Nazelrod (CRD #2294691) who is currently registered with LaSalle St Securities and located in Towson, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LaSalle St Securities, Eugene Nazelrod was associated with Nazelrod & Associates Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eugene Nazelrod Customer Complaint Eugene Nazelrod has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were disagreement over the terms of the RIA’s investment advisory agreement. Eugene Nazelrod’s customer complaint was settled in favor of the investors. Eugene Nazelrod Red Flags & Your Rights As An Investor Of course, Eugene Nazelrod did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eugene Nazelrod at LaSalle St Securities and Nazelrod & Associates Financial Services on alert to review carefully the activity and performance of their accounts and question whether Eugene Nazelrod has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St Securities and Nazelrod & Associates Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St Securities Due To Eugene Nazelrod If you have questions about LaSalle St Securities, Nazelrod & Associates Financial Services, and/or Eugene Nazelrod and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 2, 2022

Brian Summers formerly with LaSalle St. Securities, LLC

DID BRIAN HOWARD SUMMERS CAUSE YOU INVESTMENT LOSSES? Brian Summers Formerly With LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC And Stifel, Nicolaus & Company, Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brian Summers formerly with LaSalle St. Securities, LLC? Brian Summers (CRD #1569354) who was formerly registered with LaSalle St. Securities, LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LaSalle St. Securities, LLC, Brian Summers was associated with Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Summers Customer Complaints Brian Summers has been the subject of 2 customer complaints that we know about, 1of those complaints were filed in the last year to recover investment losses. One of Brian Summers’ customer complaints resulted in an Award in favor of investor. There is currently 1 pending customer complaint filed against Brian Summers’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct. Allegations Against Brian Summers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation, breach of fiduciary duty, and accounts related negligence. Unsuitable investment recommendations. Brian Summers Red Flags & Your Rights As An Investor Of course, Brian Summers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Summers at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Summers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St. Securities, LLC Due To Brian Summers If you have questions about LaSalle St. Securities, LLC, Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company, Incorporated, and/or Brian Summers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 7, 2022

Adam Summers formerly with LaSalle St Securities, LLC

DID ADAM PETERSEN SUMMERS CAUSE YOU INVESTMENT LOSSES? Adam Summers Formerly With LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC And Stifel, Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Summers formerly with LaSalle St Securities, LLC? Adam Summers (CRD #5587343) who was formerly registered with LaSalle St Securities, LLC and located in Frankfort, Illinois is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LaSalle St Securities, LLC, Adam Summers was associated with Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Summers Customer Complaint And Terminations Adam Summers was terminated by the 2 brokerage firms, most recently by Wells Fargo Clearing Services, LLC.  He has also been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to unsuitable investment recommendations in an E Trade account.  The customer complaint filed against Adam Summers’ former employer Wells Fargo Clearing Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Adam Summers Red Flags & Your Rights As An Investor Of course, Adam Summers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Summers at LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Adam Summers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, and Stifel, Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LaSalle St Securities, LLC Due To Adam Summers If you have questions about LaSalle St Securities, LLC, Wells Fargo Clearing Services, LLC, Stifel, Nicolaus & Company and/or Adam Summers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading