LPL Financial Complaints - Law Offices of Robert Wayne Pearce, P.A

Apr 6, 2025

John Prokos Jr of LPL Financial LLC Reviews

DID JOHN PROKOS JR CAUSE YOU INVESTMENT LOSSES? John Prokos Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Prokos Jr Customer Complaints and Reviews John Prokos Jr. has two customer disputes disclosed in his record: Allegations Against John Prokos Jr The allegations against John Prokos Jr. include: John Prokos Jr Red Flags & Your Rights As An Investor Of course, John Prokos Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Prokos Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Prokos Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Prokos Jr If you have questions about LPL Financial LLC and/or John Prokos Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Apr 6, 2025

Joseph Pitch of LPL Financial LLC Reviews

DID JOSEPH MICHAEL PITCH CAUSE YOU INVESTMENT LOSSES? Joseph Pitch Customer Complaints and Reviews Joseph Pitch has one customer dispute disclosure: Allegations Against Joseph Pitch The allegations and accusations against Joseph Pitch in the disclosed customer dispute include: Joseph Pitch Red Flags & Your Rights As An Investor Of course, Joseph Pitch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pitch at on alert to review carefully the activity and performance of their accounts and question whether Joseph Pitch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Pitch If you have questions about LPL Financial LLC and/or Joseph Pitch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 5, 2025

Edward Corbett of LPL Financial LLC Reviews

DID EDWARD JOHN CORBETT CAUSE YOU INVESTMENT LOSSES? Edward Corbett Customer Complaints and Reviews Edward J. Corbett has one customer dispute reported in his BrokerCheck record. Allegations Against Edward Corbett The pending customer dispute raises concerns about the suitability of municipal debt investments for the client. Suitability complaints typically suggest that the broker may have recommended investments that did not align with the investor’s risk tolerance, financial goals, or liquidity needs. While Mr. Corbett denies the allegations, the arbitration process will determine the outcome. Edward Corbett Red Flags & Your Rights As An Investor Of course, Edward Corbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Corbett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Corbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Corbett If you have questions about LPL Financial LLC and/or Edward Corbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Mar 4, 2025

Edward Corbett of LPL Financial LLC Reviews

DID EDWARD JOHN CORBETT CAUSE YOU INVESTMENT LOSSES? Edward Corbett Customer Complaints and Reviews Edward J. Corbett has one customer dispute reported in his BrokerCheck record. Allegations Against Edward Corbett The pending customer dispute raises concerns about the suitability of municipal debt investments for the client. Suitability complaints typically suggest that the broker may have recommended investments that did not align with the investor’s risk tolerance, financial goals, or liquidity needs. While Mr. Corbett denies the allegations, the arbitration process will determine the outcome. Edward Corbett Red Flags & Your Rights As An Investor Of course, Edward Corbett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Corbett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Corbett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Edward Corbett If you have questions about LPL Financial LLC and/or Edward Corbett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Feb 27, 2025

David Jerke Formerly With LPL Financial LLC FIRED

DID DAVID LEE JERKE CAUSE YOU INVESTMENT LOSSES? David Jerke was fired from LPL Financial LLC on December 16, 2024, due to allegations of professional misconduct. David Jerke Employment History and Termination David Lee Jerke has over 11 years of experience in the securities industry and has worked for several firms, including KMS Financial Services, Inc. (2014-2020), Securities America, Inc. (2020-2021) and his most recent registration with LPL Financial from January 2021 to December 2024. He has passed two general industry/product exams and one multi-state securities law exam, however he is not currently registered with any firm or organization. Despite his extensive experience, David was discharged from LPL Financial LLC on December 16, 2024, following allegations of soliciting a loan from a customer without notifying or gaining proper approval from the firm. Negative Disclosures Summary One Disclosure was noted: David Jerke Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of David Jerke is a red flag which should put all current and former customers of David Jerke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether David Jerke engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Jerke If you have questions about LPL Financial LLC and/or David Jerke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Feb 10, 2025

Lawrence Nack Formerly With LPL Financial LLC Reviews

DID LAWRENCE WILBERT NACK CAUSE YOU INVESTMENT LOSSES Lawrence Nack Customer Complaints and Reviews Lawrence Nack has one pending disclosure involving a customer dispute: This disclosure involves concerns about investment suitability, a key consideration for investors seeking personalized financial advice. Allegations Against Lawrence Nack The primary allegation against Lawrence Nack centers on Investment Suitability: Lawrence Nack Red Flags & Your Rights As An Investor Of course, Lawrence Nack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Nack at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Nack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Nack If you have questions about LPL Financial LLC and/or Lawrence Nack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Feb 6, 2025

Bartholomew Mackler of LPL Financial LLC Reviews

DID BARTHOLOMEW TIMOTHY-DYLAN MACKLER CAUSE YOU INVESTMENT LOSSES? Bartholomew Mackler Customer Complaints and Reviews One Customer Dispute was noted on his record: Allegations Against Bartholomew Mackler Bartholomew Mackler Red Flags & Your Rights As An Investor Of course, Bartholomew Mackler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bartholomew Mackler at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bartholomew Mackler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bartholomew Mackler If you have questions about LPL Financial LLC and/or c and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Jan 5, 2025

Bradley Vick of LPL Financial LLC Reviews

DID BRADLEY STEVEN VICK CAUSE YOU INVESTMENT LOSSES? Bradley Vick Customer Complaints and Reviews Allegations Against Bradley Vick The allegations against Mr. Vick center on a miscommunication related to the terms of a financial product: Bradley Vick Red Flags & Your Rights As An Investor Of course, Bradley Vick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Vick at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Vick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Vick If you have questions about LPL Financial LLC and/or Bradley Vick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Dec 12, 2024

Tyler Schultz of LPL Financial LLC Reviews

DID TYLER EDWARD SCHULTZ CAUSE YOU INVESTMENT LOSSES? Tyler Schultz Customer Complaints and Reviews Mr. Schultz has one reported customer dispute currently pending in state court: Allegations Against Tyler Schultz Tyler Schultz Red Flags & Your Rights As An Investor Of course, Tyler Schultz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyler Schultz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tyler Schultz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tyler Schultz If you have questions about LPL Financial LLC and/or Tyler Schultz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Dec 11, 2024

Christopher Robinson of LPL Financial LLC Reviews

DID CHRISTOPHER TODD ROBINSON CAUSE YOU INVESTMENT LOSSES? Christopher Robinson Customer Complaints and Reviews Allegations Against Christopher Robinson Christopher Robinson Red Flags & Your Rights As An Investor Of course, Christopher Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Robinson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Robinson If you have questions about LPL Financial LLC and/or Christopher Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.